DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Clearbridge Investments, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Michael Yoder	Clearbridge Investments, LLC other	UBS Financial Services Inc. wirehouse	Other	Sep 22, 2011	Sep 16, 2011
Timothy Todd Katusha	Clearbridge Investments, LLC other	Delaware Capital Management Advisers, Inc no RAUM	Other	Aug 8, 2011	Feb 1, 2012 (177 d)
Craig Joseph Koproski	Clearbridge Investments, LLC other	First Trust Advisors LP other	Other	Aug 8, 2011	Sep 16, 2011 (39 d)
Charles Andrew Koch	Clearbridge Investments, LLC other	Invesco Advisers, Inc. other	Other	Aug 8, 2011	Nov 4, 2011 (88 d)
Andrew Olatunde Oladipo	Clearbridge Investments, LLC other	Eagle Strategies LLC other	Other	Nov 8, 2010	Dec 2, 2010
Kurt Kenneth Blanz	Clearbridge Investments, LLC other	Columbia Management Investment Advisers, LLC other	Other	Sep 17, 2010	Sep 28, 2010
Emily Dreas	Clearbridge Investments, LLC other	Wells Fargo Advisors wirehouse	Other	Aug 30, 2010	Dec 16, 2015 (1934 d)
Robert Paul Shanahan	Clearbridge Investments, LLC other	Horizon Investments LLC other	Other	Aug 9, 2010	May 23, 2011 (287 d)
Gregory Michael Erwinski	Clearbridge Investments, LLC other	Alliancebernstein L.P. asset manager	Other	Jun 24, 2010	Sep 19, 2025 (5566 d)
Brendan William Tully	Clearbridge Investments, LLC other	Hartford Funds other	Other	Jun 2, 2010	Dec 9, 2014 (1651 d)
Sugein Vasquez	Clearbridge Investments, LLC other	Citigroup Global Markets Inc. other	Other	Dec 21, 2009	Sep 22, 2010 (275 d)
Adam Matthew Magsig	Clearbridge Investments, LLC other	Pgim Investments LLC asset manager	Other	Sep 29, 2009	Aug 6, 2025 (5790 d)
Erik Ranson	Clearbridge Investments, LLC other	Wells Fargo Advisors wirehouse	Other	Jun 1, 2009	May 6, 2010 (339 d)
Troy Douglas Petry	Clearbridge Investments, LLC other	Raymond James & Associates, Inc. national BD	Other	May 29, 2009	Jun 7, 2011 (739 d)
Walter Beres Stundick	Clearbridge Investments, LLC other	Stifel, Nicolaus & Company, Incorporated national BD	Other	May 29, 2009	Oct 4, 2010 (493 d)
David Stuart Penn	Clearbridge Investments, LLC other	Franklin Templeton Private Portfolio Group, LLC other	Other	May 7, 2009	Oct 3, 2008
Jonathan Edwin Blake	Clearbridge Investments, LLC other	Citigroup Global Markets Inc. other	Other	May 5, 2009	Apr 1, 2008
Matthew Robert Sesti	Clearbridge Investments, LLC other	Morgan Stanley & Co. LLC unclassified	Other	Dec 31, 2008	Jan 30, 2009
Gifford Lee	Clearbridge Investments, LLC other	Chase Investment Services Corp. other	Other	Dec 15, 2008	Jan 6, 2010 (387 d)
Marc Horst Adamek	Clearbridge Investments, LLC other	MML Investors Services, LLC BD affiliated	Other	Dec 12, 2008	Jun 14, 2021 (4567 d)
Michael Mechab Milbee	Clearbridge Investments, LLC other	Waddell & Reed other	Other	Aug 18, 2008	Dec 19, 2008 (123 d)
Steven Craig Blokdyk	Clearbridge Investments, LLC other	Salient Capital Advisors, LLC other	Other	Jun 16, 2008	Mar 20, 2014 (2103 d)
Albert Barry Burns	Clearbridge Investments, LLC other	Ast Investment Services, Inc. other	Other	May 16, 2008	May 22, 2008
Michael Jay Scotto	Clearbridge Investments, LLC other	Citigroup Global Markets Inc. other	Other	Apr 9, 2008	Apr 8, 2008
Charles P Graves	Clearbridge Investments, LLC other	Citigroup Global Markets Inc. other	Other	Apr 9, 2008	Apr 1, 2008
Roger Nmn Paradiso	Clearbridge Investments, LLC other	Citigroup Global Markets Inc. other	Other	Apr 9, 2008	Apr 1, 2008
Kevin Edward Kopczynski	Clearbridge Investments, LLC other	Citigroup Global Markets Inc. other	Other	Apr 9, 2008	Apr 1, 2008
Bayley Seton Davis	Clearbridge Investments, LLC other	Citigroup Global Markets Inc. other	Other	Apr 9, 2008	Apr 1, 2008
Joseph Panetta	Clearbridge Investments, LLC other	Citigroup Global Markets Inc. other	Other	Apr 9, 2008	Apr 1, 2008
Christopher Michael Scott-Hansen	Clearbridge Investments, LLC other	Citigroup Global Markets Inc. other	Other	Apr 9, 2008	Apr 1, 2008
Adam Robert Ronzoni	Clearbridge Investments, LLC other	Citigroup Global Markets Inc. other	Other	Apr 9, 2008	Apr 1, 2008
Gregory Daniel Keefer	Clearbridge Investments, LLC other	Citigroup Global Markets Inc. other	Other	Apr 9, 2008	Apr 1, 2008
Alexander Louis Manolopoulos	Clearbridge Investments, LLC other	Citigroup Global Markets Inc. other	Other	Apr 9, 2008	Apr 1, 2008
Witta Payackapan	Clearbridge Investments, LLC other	Citigroup Global Markets Inc. other	Other	Apr 9, 2008	Apr 1, 2008
Michael Anthony Celello	Clearbridge Investments, LLC other	Citigroup Global Markets Inc. other	Other	Apr 9, 2008	Apr 1, 2008
Matthew Francis Mohan	Clearbridge Investments, LLC other	Citigroup Global Markets Inc. other	Other	Apr 9, 2008	Apr 1, 2008
Scott M Pearlman	Clearbridge Investments, LLC other	Citigroup Global Markets Inc. other	Other	Apr 9, 2008	Apr 1, 2008
David Shaul Laskar	Clearbridge Investments, LLC other	Citigroup Global Markets Inc. other	Other	Apr 9, 2008	Apr 1, 2008
Frank Viggiano	Clearbridge Investments, LLC other	Citigroup Global Markets Inc. other	Other	Apr 9, 2008	Apr 1, 2008
Lee Alan Cumming	Clearbridge Investments, LLC other	Citigroup Global Markets Inc. other	Other	Apr 9, 2008	Apr 1, 2008
William John Canning	Clearbridge Investments, LLC other	Citigroup Global Markets Inc. other	Other	Apr 9, 2008	Apr 1, 2008
Robert Eugene Garcia	Clearbridge Investments, LLC other	Citigroup Global Markets Inc. other	Other	Apr 9, 2008	Apr 1, 2008
Patrick M. Heenan	Clearbridge Investments, LLC other	RBC Capital Markets, LLC national BD	Other	Feb 1, 2008	Jun 20, 2019 (4157 d)
Paul J. Marinelli	Clearbridge Investments, LLC other	Naples Capital Advisors other	Other	Jan 2, 2008	Apr 29, 2008 (118 d)
Louis L Tousignant	Clearbridge Investments, LLC other	Alliancebernstein L.P. other	Other	Nov 27, 2007	Mar 25, 2009 (484 d)
Kirstin Sterling Mobyed	Clearbridge Investments, LLC other	Franklin Templeton Private Portfolio Group, LLC other	Other	Nov 14, 2007	Nov 26, 2007
Patricio Filippi	Clearbridge Investments, LLC other	Citigroup Global Markets Inc. other	Other	Sep 25, 2007	Oct 9, 2007
Harry James Seymour	Clearbridge Investments, LLC other	Bofa Advisors, LLC other	Other	Aug 24, 2007	Aug 27, 2007
Keitha Lee Kinne	Clearbridge Investments, LLC other	Amg Funds LLC other	Other	Jul 23, 2007	Jun 17, 2010 (1060 d)
John Francis Rutledge	Clearbridge Investments, LLC other	Phoundational LLC state registered	Other	Jul 3, 2007	May 4, 2023 (5784 d)
Libardo Lopez	Clearbridge Investments, LLC other	Gunnallen Financial, Inc unclassified	Other	May 8, 2007	Oct 18, 2007 (163 d)
John Robert Guagliardo	Clearbridge Investments, LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Apr 13, 2007	Jun 12, 2007 (60 d)
Mark J. Peloquin	Clearbridge Investments, LLC other	T. Rowe Price Advisory Services, Inc. no RAUM	Other	Jan 26, 2007	Jan 22, 2009 (727 d)
Kent Allen Johnson	Clearbridge Investments, LLC other	Strategic Advisers LLC national BD	Other	Jan 22, 2007	Aug 8, 2008 (564 d)
Karin Andrea Mottus	Clearbridge Investments, LLC other	Ryan Beck & Co. unclassified	Other	Jan 12, 2007	Jan 19, 2007
Kevin A Toohill	Clearbridge Investments, LLC other	Citigroup Global Markets Inc. other	Other	Jan 4, 2007	Jan 16, 2007
Hunter Bowne Knapp	Clearbridge Investments, LLC other	Evergreen Investment Management Co unclassified	Other	Jan 3, 2007	Sep 22, 2009 (993 d)
Paul James Failla	Clearbridge Investments, LLC other	Citigroup Global Markets Inc. other	Other	Nov 9, 2006	May 2, 2008 (540 d)
Juan Manuel Diez De Bonilla	Clearbridge Investments, LLC other	Credit Suisse Securities (USA) LLC other	Other	Oct 24, 2006	Apr 28, 2009 (917 d)
Veronica Gilmartin March	Clearbridge Investments, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 9, 2006	Jun 8, 2010 (1338 d)

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131 moves match.