DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from First Allied Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Thomas Edmund Connors	First Allied Advisory Services, Inc. other	International Assets Investment Management, LLC other	Other	Mar 11, 2016	Jun 17, 2016 (98 d)
Rusty Russell	First Allied Advisory Services, Inc. other	Nfp Advisor Services, LLC other	Other	Mar 11, 2016	Mar 8, 2016
Edward Peter Massari	First Allied Advisory Services, Inc. other	International Assets Investment Management, LLC other	Other	Mar 11, 2016	Mar 10, 2016
Gregory Jan Krpalek	First Allied Advisory Services, Inc. other	Sagepoint Financial, Inc. other	Other	Feb 11, 2016	Feb 9, 2016
Nicholas Ventimiglio	First Allied Advisory Services, Inc. other	Giving Tree Wealth Advisors independent RIA	Other	Feb 11, 2016	Mar 12, 2021 (1856 d)
Dennis Patrick Thurman	First Allied Advisory Services, Inc. other	Arete Wealth Advisors, LLC other	Other	Jan 5, 2016	Mar 2, 2016 (57 d)
Todd Randall Walker	First Allied Advisory Services, Inc. other	Strategic Blueprint, LLC no RAUM	Other	Dec 24, 2015	Aug 11, 2017 (596 d)
James Augustus Bowers	First Allied Advisory Services, Inc. other	LPL Financial LLC other	Other	Dec 24, 2015	Dec 22, 2015
Loay S Naser	First Allied Advisory Services, Inc. other	Diversify Advisory Services, LLC BD affiliated	Other	Dec 21, 2015	Dec 22, 2023 (2923 d)
Anton Nicola Nijmeh	First Allied Advisory Services, Inc. other	Diversify Advisory Services, LLC BD affiliated	Other	Dec 21, 2015	Dec 22, 2023 (2923 d)
Brian Ashley King	First Allied Advisory Services, Inc. other	Diversify Advisory Services, LLC BD affiliated	Other	Dec 21, 2015	Dec 22, 2023 (2923 d)
Maxwell P Keltner	First Allied Advisory Services, Inc. other	Diversify Advisory Services, LLC BD affiliated	Other	Dec 21, 2015	Dec 22, 2023 (2923 d)
Joseph H Langlois	First Allied Advisory Services, Inc. other	Diversify Advisory Services, LLC BD affiliated	Other	Dec 21, 2015	Dec 22, 2023 (2923 d)
Colin Martin Mansfield	First Allied Advisory Services, Inc. other	Diversify Advisory Services, LLC BD affiliated	Other	Dec 21, 2015	Dec 22, 2023 (2923 d)
Jason P. Connolly	First Allied Advisory Services, Inc. other	Diversify Advisory Services, LLC BD affiliated	Other	Dec 21, 2015	Dec 22, 2023 (2923 d)
Darren Paul Speight	First Allied Advisory Services, Inc. other	Diversify Advisory Services, LLC BD affiliated	Other	Dec 21, 2015	Jan 1, 2025 (3299 d)
Noam E Jacknis	First Allied Advisory Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 11, 2015	Dec 17, 2015
Allen Kozel	First Allied Advisory Services, Inc. other	Odyssey Wealth unclassified	Other	Dec 9, 2015	Sep 7, 2016 (273 d)
Paul Brewton Walker	First Allied Advisory Services, Inc. other	Triad Advisors, LLC other	Other	Dec 9, 2015	Mar 9, 2016 (91 d)
Jonathan Andrew Moyer	First Allied Advisory Services, Inc. other	Aviso Wealth Management other	Other	Nov 23, 2015	Jun 25, 2015
Jerry Leon Gruber	First Allied Advisory Services, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Oct 23, 2015	Oct 8, 2015
John Wai Cheang	First Allied Advisory Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Oct 23, 2015	Oct 15, 2015
Joshua David Nelson	First Allied Advisory Services, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Oct 23, 2015	Oct 26, 2015
Bryan Christopher Savage	First Allied Advisory Services, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Oct 23, 2015	Oct 23, 2015
William Pennington Dunn	First Allied Advisory Services, Inc. other	Invest Financial Corporation other	Other	Oct 15, 2015	Apr 21, 2016 (189 d)
Glenn Dale Hoyer	First Allied Advisory Services, Inc. other	Mid Atlantic Financial Management, Inc. other	Other	Oct 8, 2015	Sep 15, 2015
Scott Burkhardt	First Allied Advisory Services, Inc. other	Edward Jones national BD	Other	Sep 4, 2015	Sep 4, 2015
Daniel James Laraway	First Allied Advisory Services, Inc. other	LPL Financial LLC other	Other	Aug 26, 2015	Aug 21, 2015
Sean Hooman Agahi	First Allied Advisory Services, Inc. other	Horizon Wealth Group, LLC. unclassified	Other	Aug 21, 2015	Jan 27, 2014
Katrina C Lessard	First Allied Advisory Services, Inc. other	Lessard Wealth Management state registered	Other	Aug 14, 2015	Feb 13, 2020 (1644 d)
Derek Brandt Levee	First Allied Advisory Services, Inc. other	Integrated Advisors Network LLC other	Other	Aug 7, 2015	Sep 17, 2015 (41 d)
Christopher John Richard	First Allied Advisory Services, Inc. other	Integrated Advisors Network LLC other	Other	Aug 5, 2015	Sep 17, 2015 (43 d)
John Edward Levee	First Allied Advisory Services, Inc. other	Integrated Advisors Network LLC other	Other	Jul 16, 2015	Sep 18, 2015 (64 d)
Benjamin Thomas Newhouse	First Allied Advisory Services, Inc. other	Integrated Advisors Network LLC no RAUM	Other	Jul 16, 2015	Aug 12, 2015
Christopher Kingsley Larochelle	First Allied Advisory Services, Inc. other	Integrated Advisors Network LLC other	Other	Jul 16, 2015	Sep 17, 2015 (63 d)
John Peter Newhouse	First Allied Advisory Services, Inc. other	Integrated Advisors Network LLC other	Other	Jul 8, 2015	Sep 17, 2015 (71 d)
Teresa Louise Yragui	First Allied Advisory Services, Inc. other	Securities America Advisors, Inc. other	Other	Jul 8, 2015	Jun 26, 2015
Eric Christopher Meushaw	First Allied Advisory Services, Inc. other	Integrated Advisors Network LLC other	Other	Jul 2, 2015	Apr 11, 2017 (649 d)
Joseph Vincent Vinciguerra	First Allied Advisory Services, Inc. other	H. Beck, Inc. other	Other	Jun 5, 2015	May 15, 2015
Robert Jackson Atkins	First Allied Advisory Services, Inc. other	Alpha Wealth Management And Planning LLC other	Other	May 28, 2015	Apr 29, 2015
Deborah Lynn Bishopp	First Allied Advisory Services, Inc. other	Gradient Wealth Management other	Other	May 20, 2015	May 12, 2015
Kelly G Richards	First Allied Advisory Services, Inc. other	Raymond James & Associates, Inc. national BD	Other	Apr 20, 2015	Mar 27, 2015
Paul Conrad Stanley	First Allied Advisory Services, Inc. other	Kovack Advisors, Inc. other	Other	Apr 8, 2015	Mar 27, 2015
Charles Patrick Prestigiacomo	First Allied Advisory Services, Inc. other	Advantage Wealth Advisors independent RIA	Other	Apr 2, 2015	Dec 12, 2017 (985 d)
John Paul Saylor	First Allied Advisory Services, Inc. other	LPL Financial LLC other	Other	Apr 2, 2015	Mar 12, 2015
Virgil John Threlkeld	First Allied Advisory Services, Inc. other	Advantage Wealth Advisors independent RIA	Other	Apr 2, 2015	Oct 5, 2015 (186 d)
Milton Kenneth Guzman	First Allied Advisory Services, Inc. other	Advantage Wealth Advisors independent RIA	Other	Apr 2, 2015	Oct 5, 2015 (186 d)
Jon Mitchell Hymer	First Allied Advisory Services, Inc. other	Scf Investment Advisors, Inc. other	Other	Mar 25, 2015	Mar 16, 2015
Daniel Hartenstein	First Allied Advisory Services, Inc. other	Ecs Wealth Strategies state registered	Other	Mar 12, 2015	Feb 1, 2022 (2518 d)
Daniel Richard Martin	First Allied Advisory Services, Inc. other	Gitterman Wealth Management, LLC other	Other	Mar 4, 2015	Jun 18, 2015 (106 d)
Evan Davis Kirkpatrick	First Allied Advisory Services, Inc. other	LPL Financial LLC independent RIA	Other	Mar 3, 2015	Aug 19, 2018 (1265 d)
Thomas Michael Smith	First Allied Advisory Services, Inc. other	Private Client Services, LLC other	Other	Feb 3, 2015	Jan 22, 2015
Tiy Lynn Oneal	First Allied Advisory Services, Inc. other	Lucia Capital Group other	Other	Jan 12, 2015	Mar 18, 2015 (65 d)
Michael Steven Bullis	First Allied Advisory Services, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jan 12, 2015	Jan 12, 2015
Robert Holcomb	First Allied Advisory Services, Inc. other	Dfpg Investments, LLC other	Other	Jan 12, 2015	Nov 1, 2016 (659 d)
Jonathan Paul Fucci	First Allied Advisory Services, Inc. other	Osaic Institutions, Inc. other	Other	Jan 12, 2015	Mar 11, 2016 (424 d)
Robert Michael Seipp	First Allied Advisory Services, Inc. other	Gwn Securities Inc. BD affiliated	Other	Jan 7, 2015	Mar 31, 2021 (2275 d)
Michael Edward Moss	First Allied Advisory Services, Inc. other	Independent Financial Group, LLC independent RIA	Other	Jan 5, 2015	Jan 31, 2021 (2218 d)
Thomas Wendell Otten	First Allied Advisory Services, Inc. other	Independent Financial Group, LLC other	Other	Jan 5, 2015	Jan 2, 2015
Sunil Singh	First Allied Advisory Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Dec 31, 2014	May 5, 2015 (125 d)

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454 moves match.