DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cuna Brokerage Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tamara J Langenfeld | Cuna Brokerage Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2021 | Dec 3, 2021 |
| Griffin K Kalepp | Cuna Brokerage Services, Inc. BD affiliated | Mbe Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2021 | Dec 2, 2021 |
| Frank Xiaodong Feng | Cuna Brokerage Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2021 | Dec 3, 2021 |
| James Petrizzo | Cuna Brokerage Services, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2021 | Jan 7, 2022 (35 d) |
| Chelsea Danielle Petrizzo | Cuna Brokerage Services, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2021 | Dec 14, 2021 |
| Mark Edward Kilbride | Cuna Brokerage Services, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2021 | Dec 10, 2021 |
| Kevin R Eidell | Cuna Brokerage Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 1, 2021 | Nov 30, 2021 |
| Bradley Wyman Key | Cuna Brokerage Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 1, 2021 | Nov 30, 2021 |
| Kevin Michael Murphy | Cuna Brokerage Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2021 | Dec 6, 2021 |
| Scott Soenen | Cuna Brokerage Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 3, 2021 | Feb 3, 2022 (92 d) |
| Patrick Norris | Cuna Brokerage Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 3, 2021 | Nov 1, 2021 |
| Anthony Arnold Hernandez | Cuna Brokerage Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2021 | Nov 22, 2021 |
| John Pat White | Cuna Brokerage Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2021 | Oct 25, 2021 |
| Richard M Appling | Cuna Brokerage Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2021 | Oct 28, 2021 |
| Diego Garcia | Cuna Brokerage Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2021 | Feb 23, 2022 (121 d) |
| Gerran James Batterberry | Cuna Brokerage Services, Inc. BD affiliated | Highpoint Planning Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 19, 2021 | Feb 4, 2022 (108 d) |
| Jamie Lynn Tischner | Cuna Brokerage Services, Inc. BD affiliated | Newport Group Consulting, LLC institutional | Other | Oct 8, 2021 | Dec 16, 2021 (69 d) |
| Michael William Alexander | Cuna Brokerage Services, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2021 | Oct 1, 2021 |
| David Andrew Paul | Cuna Brokerage Services, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2021 | Dec 21, 2021 (77 d) |
| Rafael Balderrabano | Cuna Brokerage Services, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2021 | Oct 1, 2021 |
| Heather Ann Levasseur | Cuna Brokerage Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2021 | Sep 27, 2021 |
| Blaire Lauren Puls | Cuna Brokerage Services, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 24, 2021 | Oct 28, 2021 (34 d) |
| Jeffry Lane Woodcock | Cuna Brokerage Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 2, 2021 | Aug 30, 2021 |
| Eric Karl Sheppard | Cuna Brokerage Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 2, 2021 | Aug 30, 2021 |
| James Edward Herring | Cuna Brokerage Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 2, 2021 | Aug 30, 2021 |
| Danielle D Thompkins | Cuna Brokerage Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 2, 2021 | Aug 30, 2021 |
| Deric Thor Eldridge | Cuna Brokerage Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 2, 2021 | Aug 30, 2021 |
| David Enoch Stanley | Cuna Brokerage Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 1, 2021 | Aug 30, 2021 |
| John Raymond Rodriguez | Cuna Brokerage Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 1, 2021 | Aug 30, 2021 |
| Katya Lynn Thompson-Cantu | Cuna Brokerage Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 1, 2021 | Aug 30, 2021 |
| Trisha Horn | Cuna Brokerage Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 1, 2021 | Aug 30, 2021 |
| Shelly Halasz Rolf | Cuna Brokerage Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 1, 2021 | Aug 30, 2021 |
| Joshua Goodridge | Cuna Brokerage Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 1, 2021 | Aug 30, 2021 |
| Johnny Scott Townsley | Cuna Brokerage Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 1, 2021 | Aug 26, 2021 |
| Troy Allen Engelke | Cuna Brokerage Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 30, 2021 | Nov 1, 2021 (63 d) |
| Travis Wade Hughes | Cuna Brokerage Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 30, 2021 | Aug 26, 2021 |
| Eric Devaughn Reese | Cuna Brokerage Services, Inc. BD affiliated | Empower Advisory Group, LLC other | Other | Aug 16, 2021 | Oct 29, 2021 (74 d) |
| Nick Kaloyios | Cuna Brokerage Services, Inc. BD affiliated | Dawson James Asset Management, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 5, 2021 | Aug 11, 2021 |
| Paige Ada Fraga | Cuna Brokerage Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 4, 2021 | Aug 3, 2021 |
| Patricia Ann Nichols | Cuna Brokerage Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2021 | Oct 15, 2021 (73 d) |
| Ladonna Lynn Beaumont | Cuna Brokerage Services, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2021 | Jul 19, 2021 |
| Christine Marie Bristow | Cuna Brokerage Services, Inc. BD affiliated | Empower Advisory Group, LLC other | Other | Jul 20, 2021 | Aug 24, 2021 (35 d) |
| Joshua E Davis | Cuna Brokerage Services, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2021 | Jul 29, 2021 |
| Christopher Phillips | Cuna Brokerage Services, Inc. BD affiliated | Ldintelligence LLC no RAUM | Other | Jul 7, 2021 | Mar 23, 2022 (259 d) |
| Jeri Rae Hansmann | Cuna Brokerage Services, Inc. BD affiliated | Forusall institutional | Other | Jun 28, 2021 | Dec 23, 2025 (1639 d) |
| Garrett G. Gillette | Cuna Brokerage Services, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2021 | Aug 24, 2021 (57 d) |
| Robert Traina | Cuna Brokerage Services, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2021 | Jun 4, 2021 |
| Justy Abran Armijo | Cuna Brokerage Services, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2021 | Jun 2, 2021 |
| Eun Joo Kim Hamblin | Cuna Brokerage Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2021 | Jun 10, 2021 |
| Neil A. D. Bonneson Bruce | Cuna Brokerage Services, Inc. BD affiliated | Associated Investment Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2021 | Jun 3, 2021 |
| Brooke Lea Martin | Cuna Brokerage Services, Inc. BD affiliated | Wealthcare Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2021 | Mar 11, 2022 (303 d) |
| Kody Edwin Rogers | Cuna Brokerage Services, Inc. BD affiliated | Wmx Advisors, LLC Dba Wealth Management Experience state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 11, 2021 | Jun 28, 2021 (48 d) |
| Allison J Zech | Cuna Brokerage Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2021 | May 24, 2021 |
| John Patrick Nelligan | Cuna Brokerage Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2021 | Jun 11, 2021 (38 d) |
| Eric Stephen Pasquini | Cuna Brokerage Services, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2021 | Jun 30, 2021 (58 d) |
| Thomas Anthony Sconzo | Cuna Brokerage Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2021 | Jun 11, 2021 (39 d) |
| Ruben H Gomez | Cuna Brokerage Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2021 | Aug 9, 2021 (101 d) |
| Matthew Akers | Cuna Brokerage Services, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Apr 29, 2021 | Jun 28, 2021 (60 d) |
| Daniel Matthew Stewart | Cuna Brokerage Services, Inc. BD affiliated | Aegis Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2021 | Jun 1, 2023 (764 d) |
| Keenen Darrell Leake | Cuna Brokerage Services, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2021 | Apr 21, 2021 |
693 moves match.