DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Executive Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Albert Pingree HerzogExecutive Wealth Management, LLC independent RIA401k Gps, LLC no RAUMOtherMar 14, 2025Oct 5, 2011
Michael James LayExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAMar 14, 2025Jan 2, 2025
Albert Pingree HerzogExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAMar 14, 2025Jan 2, 2025
Michael Robert ChechelExecutive Wealth Management, LLC independent RIA401k Gps, LLC no RAUMOtherJan 22, 2025Oct 5, 2011
Andrew Jason ZehnderExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 2, 2025
Christopher Ronald HopkinsExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 2, 2025
Shawn Adam LawsonExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 3, 2025
Zachary B MessinaExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 3, 2025
Julee Rae SartoExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 2, 2025
Kevin Edmund CrossExecutive Wealth Management, LLC independent RIAInvest Financial Corporation otherOtherJan 21, 2025Jan 27, 2017
Adam R KuleszaExecutive Wealth Management, LLC independent RIA401k Gps, LLC no RAUMOtherJan 21, 2025Oct 5, 2011
John Lawrence BarbrickExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 16, 2025
Daniel Coye WeaverExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 16, 2025
Todd Anthony PerryExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 2, 2025
James Allan PlaskeyExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 2, 2025
Robert Boston LarsenExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 2, 2025
David Michael LawrenceExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 16, 2025
Michael Richard BarberExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 2, 2025
Matthew Craig StojkovExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Aug 31, 2026 (587 d)
Andrew Rocco SzewcExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 3, 2025
Scott Aaron FishelExecutive Wealth Management, LLC independent RIACreative Planning independent RIARIA to RIAJan 21, 2025Mar 2, 2026 (405 d)
Megan Martin HurchesExecutive Wealth Management, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAJan 21, 2025Jan 2, 2025
Duane Anthony JohnsonExecutive Wealth Management, LLC independent RIAConsolidated Portfolio Review Corp independent RIARIA to RIANov 11, 2024Nov 8, 2024
Vanessa Marie ThomasExecutive Wealth Management, LLC independent RIAFoguth Wealth Management, LLC. independent RIARIA to RIAAug 23, 2024Sep 6, 2024
Drake HoganExecutive Wealth Management, LLC independent RIAEdelman Financial Engines mixed wealthRIA to RIAOct 3, 2023Nov 9, 2023 (37 d)
Jaclyn M NobleExecutive Wealth Management, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseDec 1, 2022Jan 9, 2023 (39 d)
Brandon LopezExecutive Wealth Management, LLC independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankNov 14, 2022Nov 28, 2022
Richard Robert RushExecutive Wealth Management, LLC independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 28, 2022Jan 21, 2022
Christopher Walter KubertExecutive Wealth Management, LLC independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 28, 2021May 5, 2021
John Raymond OliverExecutive Wealth Management, LLC independent RIAAgile Wealth Partners state registeredRIA to a state-registered adviserFeb 27, 2019Jan 2, 2025 (2136 d)
Michelle Ann JosephExecutive Wealth Management, LLC otherLPL Financial LLC independent RIAOtherJun 14, 2017Feb 14, 2018 (245 d)
Kathleen Lynn AkstenExecutive Wealth Management, LLC otherInvest Financial Corporation otherOtherJun 1, 2017Apr 24, 2012
Alejandro Alberto LebronExecutive Wealth Management, LLC otherCreative Financial Designs, Inc. otherOtherJun 1, 2017Jun 16, 2017
Justin John DagostinoExecutive Wealth Management, LLC otherScottrade Investment Management otherOtherJan 25, 2017Mar 28, 2017 (62 d)
Mark Stewart TabockExecutive Wealth Management, LLC otherStoney Creek Advisors LLC state registeredOtherOct 5, 2016Oct 6, 2016
William Albert WaggonerExecutive Wealth Management, LLC otherStoney Creek Advisors LLC state registeredOtherOct 3, 2016Aug 22, 2016
Peter A MitroffExecutive Wealth Management, LLC otherStoney Creek Advisors LLC state registeredOtherOct 3, 2016Aug 22, 2016
Nick H SinghExecutive Wealth Management, LLC otherLPL Financial LLC independent RIAOtherJul 8, 2016Feb 14, 2018 (586 d)
John Luke EvangelistaExecutive Wealth Management, LLC otherCg Advisory Services otherOtherApr 29, 2016May 3, 2016
Aleia Kristy MacdonaldExecutive Wealth Management, LLC otherInvest Financial Corporation otherOtherApr 29, 2016Oct 29, 2010
Eric PerichExecutive Wealth Management, LLC other401k Gps no RAUMOtherDec 3, 2015Jun 29, 2015
David L. KentExecutive Wealth Management, LLC otherLPL Financial LLC otherOtherDec 5, 2014Feb 4, 2015 (61 d)
Elizabeth Ann WilliamsExecutive Wealth Management, LLC otherCitizens Securities, Inc. otherOtherOct 16, 2014Aug 19, 2014
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43 moves match.