DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Msi Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Craig Barry WeissMsi Financial Services, Inc. otherSeelaus Asset Management, LLC otherOtherSep 15, 2016Sep 1, 2016
Virginia Elizabeth BrownMsi Financial Services, Inc. otherPark Avenue Securities LLC otherOtherSep 15, 2016Oct 13, 2016
Brandon M FlynnMsi Financial Services, Inc. otherAmeriprise Financial Services, LLC national BDOtherSep 14, 2016Sep 12, 2016
Daniel Albert FlickMsi Financial Services, Inc. otherCommonwealth Financial Network national BDOtherSep 13, 2016Aug 15, 2016
James Lynn RichmondMsi Financial Services, Inc. otherHornor, Townsend & Kent, LLC otherOtherSep 13, 2016Aug 3, 2017 (324 d)
Kevin Scott FlickMsi Financial Services, Inc. otherCommonwealth Financial Network national BDOtherSep 13, 2016Aug 12, 2016
Andrew C HallMsi Financial Services, Inc. otherLPL Financial LLC otherOtherSep 13, 2016Aug 17, 2016
Tena L KautzMsi Financial Services, Inc. otherAmeriprise Financial Services, LLC national BDOtherSep 12, 2016Sep 1, 2016
Wendell Seth HamiltonMsi Financial Services, Inc. otherAmeriprise Financial Services, LLC national BDOtherSep 12, 2016Sep 2, 2016
Mark Timothy LinnaneMsi Financial Services, Inc. otherMariner otherOtherSep 12, 2016Jan 22, 2015
Michael Richard LaliberteMsi Financial Services, Inc. otherCambridge Investment Research Advisors, Inc. BD affiliatedOtherSep 9, 2016Aug 10, 2018 (700 d)
David Patrick CowdenMsi Financial Services, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherSep 9, 2016Jul 6, 2017 (300 d)
Christian GrundelMsi Financial Services, Inc. otherFinancial Engines Advisor Center, LLC otherOtherSep 8, 2016Sep 12, 2016
Curtis AikenMsi Financial Services, Inc. otherCommonwealth Financial Network national BDOtherSep 7, 2016Aug 12, 2016
Alan Andrew FlickMsi Financial Services, Inc. otherCommonwealth Financial Network national BDOtherSep 7, 2016Aug 12, 2016
Robert Eugene VamosMsi Financial Services, Inc. otherLPL Financial LLC otherOtherSep 2, 2016Aug 31, 2016
Matthew Drew AlpertMsi Financial Services, Inc. otherWells Fargo Advisors wirehouseOtherSep 2, 2016Sep 30, 2016
Timothy James DunnebackMsi Financial Services, Inc. otherEsi Financial Advisors otherOtherSep 1, 2016Sep 9, 2016
Rachel MetalloMsi Financial Services, Inc. otherEdelman Financial Engines otherOtherSep 1, 2016Mar 13, 2017 (193 d)
Malcolm David WalkerMsi Financial Services, Inc. otherCommonwealth Financial Network national BDOtherAug 31, 2016Aug 26, 2016
Carlton John EbnethMsi Financial Services, Inc. otherForesters Equity Services, Inc. otherOtherAug 31, 2016Jan 10, 2017 (132 d)
James Robert LuckeyMsi Financial Services, Inc. otherCommonwealth Financial Network national BDOtherAug 31, 2016Aug 26, 2016
David Lawrence RychlickMsi Financial Services, Inc. otherOsaic Fa, Inc. otherOtherAug 30, 2016Aug 24, 2016
Arthur Mikhailovich KachurMsi Financial Services, Inc. otherMML Investors Services, LLC BD affiliatedOtherAug 29, 2016May 13, 2024 (2814 d)
Michael Patrick PrevitiMsi Financial Services, Inc. otherEsi Financial Advisors otherOtherAug 26, 2016Sep 13, 2016
Barry Shields HatcherMsi Financial Services, Inc. otherSecurities America Advisors, Inc. otherOtherAug 25, 2016Aug 19, 2016
Na LiMsi Financial Services, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 25, 2016Sep 28, 2016 (34 d)
David KoberMsi Financial Services, Inc. otherEagle Strategies LLC BD affiliatedOtherAug 23, 2016Dec 20, 2019 (1214 d)
Eric Paul ElmerMsi Financial Services, Inc. otherHornor, Townsend & Kent, LLC otherOtherAug 19, 2016Jan 19, 2017 (153 d)
William Nicholas BrancaccioMsi Financial Services, Inc. otherIndependent Financial Partners otherOtherAug 18, 2016Aug 18, 2016
Philip YanarosMsi Financial Services, Inc. otherStrategic Advisers LLC national BDOtherAug 18, 2016Nov 25, 2016 (99 d)
Robert William FinkMsi Financial Services, Inc. otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherAug 11, 2016Aug 5, 2016
Anthony Robert SergioMsi Financial Services, Inc. otherHornor, Townsend & Kent, LLC otherOtherAug 11, 2016Sep 27, 2016 (47 d)
Marc Jonathan TheienMsi Financial Services, Inc. otherCetera Investment Advisers LLC otherOtherAug 10, 2016Aug 11, 2016
Trevor Scott YoungMsi Financial Services, Inc. otherSignator Investors, Inc. otherOtherAug 10, 2016Aug 5, 2016
Joseph Louis GuginoMsi Financial Services, Inc. otherCommonwealth Financial Network national BDOtherAug 8, 2016Jun 29, 2021 (1786 d)
Reginald Fitzgerald TolbertMsi Financial Services, Inc. otherIndependent Financial Partners otherOtherAug 5, 2016Aug 3, 2016
Glenn William GallowayMsi Financial Services, Inc. otherOsaic Fa, Inc. otherOtherAug 5, 2016Sep 7, 2016 (33 d)
Nicola RiversoMsi Financial Services, Inc. otherEsi Financial Advisors otherOtherAug 2, 2016Aug 1, 2016
Harvey Kaicheung LamMsi Financial Services, Inc. otherSagepoint Financial, Inc. otherOtherAug 2, 2016Aug 5, 2016
Jeffrey Ira FriedrichMsi Financial Services, Inc. otherEsi Financial Advisors otherOtherAug 2, 2016Aug 1, 2016
Eric MeisterMsi Financial Services, Inc. otherJ.P. Morgan Securities LLC wirehouseOtherAug 1, 2016Aug 8, 2016
Jason L ChristoMsi Financial Services, Inc. otherSecurities America Advisors, Inc. otherOtherJul 27, 2016Jul 27, 2016
Chia Ling Cherene WongMsi Financial Services, Inc. otherAmeriprise Financial Services, LLC national BDOtherJul 27, 2016Jul 25, 2016
Joshua MetayerMsi Financial Services, Inc. otherForesters Equity Services, Inc. otherOtherJul 27, 2016Feb 6, 2017 (194 d)
Nicholas VilleneuveMsi Financial Services, Inc. otherTd Ameritrade Investment Management, LLC otherOtherJul 27, 2016Aug 22, 2016
Arnie Kenneth CabilesMsi Financial Services, Inc. otherAchievable Wealth, LLC state registeredOtherJul 26, 2016Aug 23, 2016
Stephen Kenneth GoldbergMsi Financial Services, Inc. otherEquitable Advisors, LLC national BDOtherJul 26, 2016Jul 22, 2016
Lauren G RagsdaleMsi Financial Services, Inc. otherGwn Securities Inc. otherOtherJul 26, 2016Mar 27, 2017 (244 d)
Kimberly Myers-TurnerMsi Financial Services, Inc. otherLPL Financial LLC otherOtherJul 25, 2016Jun 28, 2017 (338 d)
David Fleisher IIMsi Financial Services, Inc. otherEquitable Advisors, LLC national BDOtherJul 25, 2016Jul 22, 2016
Andrew Hunt McilhennyMsi Financial Services, Inc. otherEquitable Advisors, LLC national BDOtherJul 25, 2016Jul 22, 2016
Ross Delmont LeonardMsi Financial Services, Inc. otherSecurian Financial Services, Inc. otherOtherJul 25, 2016Aug 8, 2016
Eric MarkowitzMsi Financial Services, Inc. otherEquitable Advisors, LLC national BDOtherJul 25, 2016Jul 22, 2016
Brian Patrick WellsMsi Financial Services, Inc. otherEquitable Advisors, LLC national BDOtherJul 25, 2016Jul 22, 2016
Jerel Keith RuttenbergMsi Financial Services, Inc. otherEquitable Advisors, LLC national BDOtherJul 25, 2016Jul 22, 2016
Jeffrey DitaliaMsi Financial Services, Inc. otherEquitable Advisors, LLC national BDOtherJul 25, 2016Jul 22, 2016
Shaun David O'ConnorMsi Financial Services, Inc. otherEquitable Advisors, LLC national BDOtherJul 25, 2016Jul 22, 2016
Brian Cooper SmithMsi Financial Services, Inc. otherEquitable Advisors, LLC national BDOtherJul 25, 2016Jul 22, 2016
Paul Allen MarkowichMsi Financial Services, Inc. otherEquitable Advisors, LLC national BDOtherJul 25, 2016Jul 22, 2016
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2,018 moves match.