DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bb&T Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy Allen Watson | Bb&T Securities, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 18, 2020 | Jun 18, 2020 |
| Scott Andrew Southerland | Bb&T Securities, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2020 | Jun 18, 2020 |
| Mitchell William Johnson | Bb&T Securities, LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2020 | Jul 10, 2020 |
| Sylvester Tyrone Johnson | Bb&T Securities, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 15, 2020 | Jul 22, 2020 (37 d) |
| Kenneth Ray Wilson | Bb&T Securities, LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2020 | May 22, 2020 |
| Matthew Dylan Price | Bb&T Securities, LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2020 | May 18, 2020 |
| Sean Ronald Frelke | Bb&T Securities, LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 20, 2020 | May 13, 2020 |
| Christopher Allan Swan | Bb&T Securities, LLC BD affiliated | Retire With Swan state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 14, 2020 | Jan 14, 2021 (245 d) |
| Todd David Bernstein | Bb&T Securities, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2020 | Apr 27, 2020 |
| David L Rogers | Bb&T Securities, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 11, 2020 | Oct 11, 2022 (883 d) |
| Eric Alexander Wiegand | Bb&T Securities, LLC BD affiliated | River Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 8, 2020 | May 13, 2020 |
| Christine Cyphers Phelps | Bb&T Securities, LLC BD affiliated | Sage Mountain Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2020 | Jun 23, 2020 (53 d) |
| Jonathan Jarrett Crawford | Bb&T Securities, LLC BD affiliated | Keel Point, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2020 | Apr 17, 2020 |
| Richard Chadwick Kidwell | Bb&T Securities, LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2020 | Apr 30, 2020 |
| Joshua David Forkey | Bb&T Securities, LLC BD affiliated | Southstate Private Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2020 | Jun 23, 2025 (1911 d) |
| Sara Averette Johnson | Bb&T Securities, LLC BD affiliated | Southstate Advisory, Inc. other | Other | Mar 30, 2020 | Jan 1, 2021 (277 d) |
| Antonio Alejandro Galliani | Bb&T Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2020 | Jul 1, 2020 (96 d) |
| Christopher Carson Willis | Bb&T Securities, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2020 | May 20, 2020 (64 d) |
| Tracy Lance Collins | Bb&T Securities, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2020 | Sep 3, 2020 (174 d) |
| Julia Brown Moody | Bb&T Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2020 | Mar 27, 2020 |
| Enrique Araiza | Bb&T Securities, LLC BD affiliated | Titleist Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2020 | Mar 3, 2020 |
| William Michael King | Bb&T Securities, LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2020 | Jun 24, 2020 (110 d) |
| George Coltrane Benoit | Bb&T Securities, LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2020 | Mar 25, 2020 |
| Julie Clarkson Mullikin | Bb&T Securities, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2020 | Sep 4, 2020 (186 d) |
| Patrick James Tuite | Bb&T Securities, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2020 | Mar 4, 2020 |
| Theresa M Roberts | Bb&T Securities, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2020 | Mar 2, 2020 |
| Mitchell Ward Phillips | Bb&T Securities, LLC BD affiliated | Hb Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2020 | Oct 1, 2024 (1681 d) |
| Edward Joseph Cwalina | Bb&T Securities, LLC BD affiliated | Horse Cove Partners LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 18, 2020 | Sep 11, 2020 (206 d) |
| Charles Alan Chambers | Bb&T Securities, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2020 | Mar 6, 2020 |
| Mark Anthony Grunder | Bb&T Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2020 | Feb 4, 2022 (717 d) |
| Patrycja Jamroz Gelenberg | Bb&T Securities, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2020 | Apr 23, 2020 (70 d) |
| Loren Joseph Glaser | Bb&T Securities, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 11, 2020 | Mar 4, 2020 |
| Brian Douglas Trainer | Bb&T Securities, LLC BD affiliated | American Portfolios Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 10, 2020 | Feb 11, 2020 |
| Haskell Hubert Shelton | Bb&T Securities, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2020 | May 7, 2020 (98 d) |
| Christopher Douglas Bray | Bb&T Securities, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2020 | Feb 16, 2020 |
| Austin Kane Harris | Bb&T Securities, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2020 | Jan 17, 2020 |
| Matthew Anderson | Bb&T Securities, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 23, 2020 | Feb 5, 2020 |
| Jason Douglas Mccarthy | Bb&T Securities, LLC BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2020 | Jan 17, 2020 |
| Mark Allen Stull | Bb&T Securities, LLC BD affiliated | United Brokerage Services Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2020 | Jan 14, 2020 |
| Matthew Craig Hall | Bb&T Securities, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 13, 2020 | Jan 8, 2020 |
| James Edward Gibson | Bb&T Securities, LLC BD affiliated | Apricus Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2020 | Jan 9, 2024 (1468 d) |
| Taryn L Kesterson | Bb&T Securities, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 23, 2019 | Feb 3, 2020 (42 d) |
| Linda Susan Puryear | Bb&T Securities, LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2019 | May 20, 2020 (156 d) |
| Patrick Lee Hayman | Bb&T Securities, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2019 | Dec 17, 2019 |
| Semene Anne Gilden | Bb&T Securities, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 6, 2019 | Dec 10, 2019 |
| Edward Bradshaw Harris | Bb&T Securities, LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2019 | Dec 12, 2019 |
| Robin Biddy Radovich | Bb&T Securities, LLC BD affiliated | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2019 | Jul 1, 2020 (211 d) |
| Dion Thomidis | Bb&T Securities, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 25, 2019 | Nov 26, 2019 |
| Justin Reuben Leekley | Bb&T Securities, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 15, 2019 | Nov 15, 2019 |
| Cindy Leigh Silipo | Bb&T Securities, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 8, 2019 | Nov 29, 2023 (1482 d) |
| Jeffery Dean Paddyfote | Bb&T Securities, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 4, 2019 | Feb 4, 2020 (92 d) |
| Sean Harlan | Bb&T Securities, LLC BD affiliated | Brookstone Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 28, 2019 | Nov 13, 2019 |
| John Leslie Creamer | Bb&T Securities, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 9, 2019 | Sep 27, 2019 |
| Cheryl West Langston | Bb&T Securities, LLC BD affiliated | West Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2019 | Oct 11, 2019 |
| Matthew Whitaker Gathagan | Bb&T Securities, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2019 | Sep 19, 2019 |
| James Cushman Fiske | Bb&T Securities, LLC BD affiliated | Colonial Trust Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2019 | Mar 19, 2020 (190 d) |
| Erin Elizabeth Fuselier | Bb&T Securities, LLC BD affiliated | Securian Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2019 | Sep 30, 2019 |
| Marvin Gene Strozier | Bb&T Securities, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2019 | Oct 22, 2019 (43 d) |
| Patrick Floyd Pope | Bb&T Securities, LLC BD affiliated | Glenn Wealth Management Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2019 | Oct 11, 2019 (63 d) |
| Ernest O Miller | Bb&T Securities, LLC BD affiliated | Directional Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2019 | Apr 7, 2021 (611 d) |
275 moves match.