DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bb&T Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Hugh Joseph Cameron | Bb&T Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2019 | Aug 5, 2019 |
| Sadia Jennifer Wood | Bb&T Securities, LLC BD affiliated | Synovus Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2019 | Aug 12, 2019 |
| Francisco Alberto Escalera | Bb&T Securities, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 22, 2019 | Sep 10, 2019 (50 d) |
| Ryan Patrick Voet | Bb&T Securities, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2019 | Sep 17, 2019 (64 d) |
| William Haslett Sewell | Bb&T Securities, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2019 | Jul 20, 2019 |
| Morisea Davis | Bb&T Securities, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 28, 2019 | Jun 28, 2019 |
| Heather Ann Yearly | Bb&T Securities, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2019 | Aug 15, 2019 (70 d) |
| William Eddins Galloway | Bb&T Securities, LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2019 | Jun 7, 2019 |
| Lindsey Kane Leaverton | Bb&T Securities, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 31, 2019 | Jun 19, 2019 |
| Erin Patricia Luckhaupt | Bb&T Securities, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 7, 2019 | May 10, 2019 |
| Shannon Michelle Jenke | Bb&T Securities, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2019 | Apr 22, 2019 |
| Brenton Lohr Smith | Bb&T Securities, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2019 | May 19, 2023 (1487 d) |
| Albert Barry Burns | Bb&T Securities, LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2019 | Apr 1, 2019 |
| Sarah Pickens | Bb&T Securities, LLC BD affiliated | Stephens BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2019 | Apr 3, 2019 |
| Cynthia Neal White | Bb&T Securities, LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2019 | Apr 25, 2019 |
| Mylene J Serrano-Kalinich | Bb&T Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2019 | May 6, 2019 (39 d) |
| Brian Paul Klein | Bb&T Securities, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 4, 2019 | Mar 27, 2019 |
| Johnna Rene Kendrick | Bb&T Securities, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 4, 2019 | Mar 5, 2019 |
| Brittany Lynn Bailey | Bb&T Securities, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Feb 20, 2019 | Feb 14, 2019 |
| Leslie Hathaway Mciver | Bb&T Securities, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 19, 2019 | May 2, 2019 (72 d) |
| Joshua D Stear | Bb&T Securities, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2019 | Jan 25, 2019 |
| William Bradford Flowers | Bb&T Securities, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2019 | Jan 9, 2019 |
| Herbert Leo Modrak | Bb&T Securities, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2019 | Jan 2, 2019 |
| Patrick Thomas Culhane | Bb&T Securities, LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2019 | Jan 31, 2019 |
| Ryan Wallace Kling | Bb&T Securities, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2019 | May 13, 2019 (130 d) |
| David Mulrooney | Bb&T Securities, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Dec 16, 2020 (716 d) |
| Elizabeth Andes Brown | Bb&T Securities, LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Mar 19, 2019 (78 d) |
| Nell Richeson Cordick | Bb&T Securities, LLC BD affiliated | Bogart Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2018 | Apr 8, 2020 (464 d) |
| Judith Ann Savchak | Bb&T Securities, LLC BD affiliated | River Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2018 | Aug 1, 2019 (213 d) |
| Joel D Ayers | Bb&T Securities, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 20, 2018 | Dec 19, 2018 |
| Christopher Michael Reaume | Bb&T Securities, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2018 | Dec 19, 2018 |
| Thomas Utterback Grinnell | Bb&T Securities, LLC BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 14, 2018 | May 8, 2019 (145 d) |
| Richard M Appling | Bb&T Securities, LLC BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2018 | Dec 18, 2018 |
| Tiffany Beth Reid | Bb&T Securities, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 27, 2018 | Nov 28, 2018 |
| Pamela Lee Callahan | Bb&T Securities, LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2018 | Nov 6, 2018 |
| Janet L Chiles | Bb&T Securities, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 12, 2018 | Jan 11, 2019 (60 d) |
| Daniel Kenefick Fryer | Bb&T Securities, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 1, 2018 | Oct 18, 2018 |
| Tanzima Ashrafi | Bb&T Securities, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 29, 2018 | Dec 3, 2018 (35 d) |
| Mary Lynn Bosway | Bb&T Securities, LLC BD affiliated | Empower Advisory Group, LLC institutional | Other | Oct 10, 2018 | Oct 31, 2018 |
| Christian Coe Merritt | Bb&T Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2018 | Oct 26, 2018 |
| David Alan Dodson | Bb&T Securities, LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2018 | Sep 28, 2018 |
| Emily Blair Dunstan | Bb&T Securities, LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2018 | Oct 8, 2018 |
| Emily Myre Willems | Bb&T Securities, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 13, 2018 | Apr 17, 2019 (216 d) |
| Connor Cowden Keller | Bb&T Securities, LLC BD affiliated | Live Oak Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 12, 2018 | Aug 31, 2018 |
| John William Coleman | Bb&T Securities, LLC BD affiliated | Live Oak Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 11, 2018 | Aug 31, 2018 |
| Ralph S Watson | Bb&T Securities, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2018 | Oct 29, 2018 (53 d) |
| John Litton Cadwell | Bb&T Securities, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2018 | Oct 30, 2018 (54 d) |
| Veronica M Gillotte | Bb&T Securities, LLC BD affiliated | Aragon Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2018 | Jul 31, 2019 (335 d) |
| Shelley A Knight | Bb&T Securities, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2018 | Sep 21, 2018 |
| Edward Owen Mcconnell | Bb&T Securities, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2018 | Sep 18, 2018 |
| Elizabeth Joseph | Bb&T Securities, LLC BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2018 | Feb 22, 2019 (193 d) |
| Brittany Lauren Floyd | Bb&T Securities, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 3, 2018 | Aug 23, 2018 |
| Matthew M Medvesky | Bb&T Securities, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 2, 2018 | Nov 6, 2018 (96 d) |
| James Elder | Bb&T Securities, LLC BD affiliated | Onedigital other | Other | Aug 1, 2018 | Jul 3, 2018 |
| Sarah K Demaree | Bb&T Securities, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 13, 2018 | Sep 4, 2018 (53 d) |
| Stephen S. Pitts | Bb&T Securities, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2018 | Jul 8, 2020 (730 d) |
| Christopher Ryan Owen | Bb&T Securities, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2018 | Jan 9, 2019 (184 d) |
| Fonda Moore Coffey | Bb&T Securities, LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2018 | Sep 7, 2018 (70 d) |
| Alyssa M Proctor | Bb&T Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2018 | Jul 30, 2018 (35 d) |
| Robert Michael Bruzik | Bb&T Securities, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 14, 2018 | Apr 24, 2020 (680 d) |
275 moves match.