DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Lockton Investment Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eric Douglas KaufmanLockton Investment Advisors, LLC no RAUMRetirement And Wealth At Alliant, LLC institutionalOtherAug 17, 2022May 6, 2026 (1358 d)
Donn Lee HessLockton Investment Advisors, LLC institutionalCreative Planning independent RIAOtherJul 15, 2022Jul 3, 2025 (1084 d)
Jueryll Normand B BuanLockton Investment Advisors, LLC institutionalCreative Planning independent RIAOtherMay 20, 2022Dec 17, 2021
Ashli Brook SmithLockton Investment Advisors, LLC institutionalCreative Planning independent RIAOtherApr 11, 2022Dec 21, 2021
Scott Jeffery WeneckLockton Investment Advisors, LLC institutionalCreative Planning independent RIAOtherApr 11, 2022Dec 17, 2021
Carly Frances Prentice BellLockton Investment Advisors, LLC institutionalCreative Planning independent RIAOtherApr 11, 2022Dec 19, 2021
Melinda Marie MarburgerLockton Investment Advisors, LLC institutionalCreative Planning independent RIAOtherApr 11, 2022Dec 17, 2021
Matthew Jeffrey ArnoultLockton Investment Advisors, LLC institutionalCreative Planning independent RIAOtherApr 11, 2022Dec 17, 2021
Stefanie Marie WilliamsLockton Investment Advisors, LLC institutionalCreative Planning independent RIAOtherApr 11, 2022Dec 19, 2021
Courtney Danielle StroopeLockton Investment Advisors, LLC institutionalCreative Planning independent RIAOtherJan 24, 2022Dec 20, 2021
Valerie BakerLockton Investment Advisors, LLC institutionalVoya Retirement Advisors, LLC otherOtherOct 6, 2021Jul 19, 2023 (651 d)
Melissa Lee LaceyLockton Investment Advisors, LLC institutionalMma Securities LLC no RAUMOtherAug 20, 2021Sep 27, 2021 (38 d)
Jason KennedyLockton Investment Advisors, LLC institutionalTmd Wealth Management independent RIAOtherAug 6, 2021Sep 15, 2021 (40 d)
Julie Hilliard WilsonLockton Investment Advisors, LLC institutionalOnedigital institutionalOtherJun 25, 2021Sep 22, 2021 (89 d)
Grant Richard EllisLockton Investment Advisors, LLC institutionalLPL Financial LLC BD affiliatedOtherFeb 12, 2021Feb 18, 2021
Andrea Lee DonaldsonLockton Investment Advisors, LLC institutionalInterocean Capital independent RIAOtherOct 20, 2020Nov 14, 2022 (755 d)
Dustin Lynn PalmerLockton Investment Advisors, LLC institutionalOsaic Wealth, Inc. BD affiliatedOtherAug 19, 2020Oct 14, 2020 (56 d)
Micah J AlsobrookLockton Investment Advisors, LLC institutionalLPL Financial LLC BD affiliatedOtherJun 18, 2020Jul 31, 2024 (1504 d)
Bryan LarsenLockton Investment Advisors, LLC institutionalThe Retirement Solution LLC independent RIAOtherJun 12, 2020Jun 24, 2020
Jessica Ruth SeifertLockton Investment Advisors, LLC institutionalBrighton Jones LLC independent RIAOtherJul 15, 2019Oct 30, 2019 (107 d)
Daniel Bradford BarryLockton Investment Advisors, LLC institutionalKestra Advisory Services, LLC BD affiliatedOtherJun 7, 2019Jun 13, 2019
Stephanie Renee RichardsonLockton Investment Advisors, LLC institutionalGlobal Retirement Partners LLC institutionalOtherMay 28, 2019Jun 24, 2019
Lucas M BartonLockton Investment Advisors, LLC institutionalCreative Planning Institutional Advisors, LLC otherOtherSep 17, 2018Oct 10, 2018
Natasha Colleen DockstaderLockton Investment Advisors, LLC institutionalKestra Advisory Services, LLC BD affiliatedOtherJul 3, 2018Sep 10, 2018 (69 d)
Lauren Marie McdonnellLockton Investment Advisors, LLC institutionalJrm Investment Counsel. mixed wealthOtherApr 17, 2018Apr 20, 2018
Oscar VarelaLockton Investment Advisors, LLC no RAUMTransamerica Retirement Advisors, LLC BD affiliatedOtherFeb 15, 2018Feb 5, 2020 (720 d)
John Conrad HaysLockton Investment Advisors, LLC no RAUMHuntington Financial Advisors otherOtherOct 25, 2017Dec 19, 2017 (55 d)
Jacqueline Simone O'HernLockton Investment Advisors, LLC no RAUMCreative Planning independent RIAOtherSep 1, 2017Feb 7, 2019 (524 d)
Ryan Joseph AubuchonLockton Investment Advisors, LLC no RAUMEdward Jones national BDOtherMar 1, 2017Mar 10, 2017
Michael Scott BenoitLockton Investment Advisors, LLC no RAUMPrincipal Securities, Inc. BD affiliatedOtherJun 3, 2016May 1, 2018 (697 d)
Nathaniel Scott SiegelLockton Investment Advisors, LLC no RAUMNorthwestern Mutual Investment Services,LLC no RAUMOtherMay 11, 2016May 12, 2016
Angela OsborneLockton Investment Advisors, LLC no RAUMEdward Jones national BDOtherSep 23, 2015Oct 8, 2015
Scott AdamsLockton Investment Advisors, LLC no RAUMCbiz Investment Advisory Services, LLC institutionalOtherJul 24, 2015Jul 2, 2026 (3996 d)
Brian Christopher PerkinsLockton Investment Advisors, LLC no RAUMCaptrust Financial Advisors otherOtherNov 10, 2014Feb 11, 2015 (93 d)
Stephanie Ann StanoLockton Investment Advisors, LLC no RAUMLPL Financial LLC otherOtherJul 2, 2013Jun 28, 2013
James Luke TurcoLockton Investment Advisors, LLC no RAUMNorth Pier Fiduciary Management, LLC otherOtherMar 5, 2013May 13, 2013 (69 d)
Shelly Ann HorwitzLockton Investment Advisors, LLC no RAUMNfp Advisor Services, LLC otherOtherJun 10, 2011Jun 21, 2011
Christopher David StrotherLockton Investment Advisors, LLC no RAUMPrincipal Securities, Inc. otherOtherOct 7, 2010Nov 10, 2010 (34 d)
Troy Laton RedstoneLockton Investment Advisors, LLC no RAUMSecurities America Advisors, Inc. otherOtherNov 25, 2009May 26, 2010 (182 d)
David Russell LambLockton Investment Advisors, LLC no RAUMPark Avenue Securities LLC otherOtherJul 7, 2009Aug 7, 2009 (31 d)
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40 moves match.