DFX Intelligence

RIA Intelligence

Advisor moves

Departures from U.S. Bancorp Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Joseph Anthony Azzopardi	U.S. Bancorp Advisors, LLC other	J.P. Morgan Securities LLC wirehouse	Other	Mar 1, 2013	Mar 5, 2013
Celeste Frances Basuino	U.S. Bancorp Advisors, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Feb 27, 2013	Feb 4, 2013
Clarence Duane Souza	U.S. Bancorp Advisors, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Feb 27, 2013	Feb 4, 2013
Adam Christopher Morgens	U.S. Bancorp Advisors, LLC other	Barclays Capital Inc. other	Other	Feb 4, 2013	Feb 4, 2013
Noriko Hamaoka Ikeda	U.S. Bancorp Advisors, LLC other	Raymond James Financial Services Advisors, Inc other	Other	Jan 28, 2013	Feb 8, 2013
George Chris Sinanis	U.S. Bancorp Advisors, LLC other	Western International Securities other	Other	Jan 14, 2013	Jan 8, 2013
Eri Takahashi	U.S. Bancorp Advisors, LLC other	J.P. Morgan Securities LLC wirehouse	Other	Jan 8, 2013	Mar 5, 2014 (421 d)
Wesley Mitsuo Yamada	U.S. Bancorp Advisors, LLC other	MML Investors Services, LLC other	Other	Dec 20, 2012	May 21, 2013 (152 d)
Deborah Ruth Meitzler	U.S. Bancorp Advisors, LLC other	Ameriprise Financial Services, LLC national BD	Other	Oct 1, 2012	Sep 7, 2012
Charles K Truong	U.S. Bancorp Advisors, LLC other	Wells Fargo Advisors wirehouse	Other	Sep 25, 2012	Sep 24, 2012
Susan M Barnett	U.S. Bancorp Advisors, LLC other	Chase Investment Services Corp. other	Other	Sep 14, 2012	Sep 5, 2012
Deborah Lashaun Watson-Triggs	U.S. Bancorp Advisors, LLC other	State Farm Investment Management Corp. asset manager	Other	Sep 11, 2012	Aug 16, 2018 (2165 d)
Marcia I. Herrera	U.S. Bancorp Advisors, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Aug 22, 2012	Sep 5, 2012
Mary Elizabeth Lago	U.S. Bancorp Advisors, LLC other	Ferguson Wellman Capital Management, Inc. independent RIA	Other	Aug 3, 2012	Jan 1, 2025 (4534 d)
Jackie Lou Daclan D'Avolio-Raquidan	U.S. Bancorp Advisors, LLC other	Pnc Managed Account Solutions, Inc. other	Other	Jul 18, 2012	Aug 8, 2012
Dawn Kim	U.S. Bancorp Advisors, LLC other	LPL Financial LLC other	Other	Jul 3, 2012	Jul 6, 2012
Marjan Shokri	U.S. Bancorp Advisors, LLC other	RBC Securities, Inc. other	Other	Jun 18, 2012	Feb 25, 2014 (617 d)
Randy Reyes	U.S. Bancorp Advisors, LLC other	Strategic Advisers LLC national BD	Other	Jun 5, 2012	Jun 20, 2012
Michael Luis Algarin	U.S. Bancorp Advisors, LLC other	Wells Fargo Advisors wirehouse	Other	May 23, 2012	May 22, 2012
Chih-Tao Ma	U.S. Bancorp Advisors, LLC other	Cetera Investment Services LLC other	Other	May 10, 2012	May 29, 2012
Elizabeth Anne Kilmer	U.S. Bancorp Advisors, LLC other	U.S. Bancorp Investments, Inc. other	Other	Apr 16, 2012	Apr 16, 2012
Zelalem Baalu Girma	U.S. Bancorp Advisors, LLC other	LPL Financial LLC other	Other	Apr 4, 2012	Apr 3, 2012
Luis Alfonso Almendarez	U.S. Bancorp Advisors, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Mar 16, 2012	Dec 3, 2012 (262 d)
Carolina Nmn Ortiz	U.S. Bancorp Advisors, LLC other	Cuso Financial Services, L.P. other	Other	Feb 23, 2012	Feb 23, 2012
Stasia Elaine Cato-Washington	U.S. Bancorp Advisors, LLC other	First Foundation Advisors other	Other	Feb 22, 2012	Apr 1, 2013 (404 d)
Brent Carl Frisbee	U.S. Bancorp Advisors, LLC other	Wells Fargo Advisors wirehouse	Other	Feb 21, 2012	Feb 10, 2012
James Isamu King	U.S. Bancorp Advisors, LLC other	LPL Financial LLC other	Other	Feb 21, 2012	Feb 21, 2012
Steve Lee	U.S. Bancorp Advisors, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jan 31, 2012	Feb 10, 2012
Charmaine Chow	U.S. Bancorp Advisors, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jan 25, 2012	Feb 16, 2012
Martin James Flores	U.S. Bancorp Advisors, LLC other	LPL Financial LLC other	Other	Jan 20, 2012	Jan 17, 2012
Anthony Chiu	U.S. Bancorp Advisors, LLC other	E*Trade Capital Management, LLC other	Other	Jan 9, 2012	Jan 4, 2012
Jenna Chen Liang Lee	U.S. Bancorp Advisors, LLC other	Wells Fargo Advisors wirehouse	Other	Dec 16, 2011	Jan 20, 2012 (35 d)
Zachary Zwilling	U.S. Bancorp Advisors, LLC other	Chase Investment Services Corp. other	Other	Dec 14, 2011	Dec 14, 2011
John Nathan Sinnema	U.S. Bancorp Advisors, LLC other	RBC Securities, Inc. other	Other	Nov 29, 2011	Feb 26, 2014 (820 d)
Rex B Ramsey	U.S. Bancorp Advisors, LLC other	Wells Fargo Advisors wirehouse	Other	Nov 16, 2011	Nov 23, 2011
Dennis Kalinin	U.S. Bancorp Advisors, LLC other	Chase Investment Services Corp. other	Other	Nov 9, 2011	Nov 10, 2011
Kent Ryo Matsumoto	U.S. Bancorp Advisors, LLC other	U.S. Bancorp Investments, Inc. other	Other	Nov 7, 2011	Nov 10, 2011
Patrick Thor	U.S. Bancorp Advisors, LLC other	Wells Fargo Advisors wirehouse	Other	Nov 7, 2011	Nov 8, 2011
Leroy Born	U.S. Bancorp Advisors, LLC other	U.S. Bancorp Investments, Inc. other	Other	Oct 31, 2011	Nov 1, 2011
Shirley Lopez	U.S. Bancorp Advisors, LLC other	J.P. Morgan Securities LLC wirehouse	Other	Oct 19, 2011	Aug 20, 2013 (671 d)
Vint Wayne Stevenson	U.S. Bancorp Advisors, LLC other	Securities America Advisors, Inc. other	Other	Sep 16, 2011	Feb 23, 2012 (160 d)
Iori Omura	U.S. Bancorp Advisors, LLC other	Charles Schwab & Co., Inc. national BD	Other	Aug 2, 2011	Sep 28, 2011 (57 d)
Jason Taylor Bothwell	U.S. Bancorp Advisors, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 29, 2011	Sep 13, 2011 (46 d)
Kevin Chang Kyun Pak	U.S. Bancorp Advisors, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	May 9, 2011	Jun 22, 2011 (44 d)
Nicholas Barnett	U.S. Bancorp Advisors, LLC other	Usaa Financial Planning Services no RAUM	Other	May 9, 2011	Jun 7, 2011
Aaron Michael Brickley	U.S. Bancorp Advisors, LLC other	LPL Financial LLC other	Other	Apr 25, 2011	Apr 21, 2011
Esaul Guerrero	U.S. Bancorp Advisors, LLC other	Edward Jones national BD	Other	Mar 9, 2011	Mar 11, 2011
William Shyan Chan	U.S. Bancorp Advisors, LLC other	Citigroup Global Markets Inc. other	Other	Feb 28, 2011	Mar 11, 2011
Ayako Tsuboya	U.S. Bancorp Advisors, LLC other	U.S. Bancorp Investments, Inc. other	Other	Jan 25, 2011	Jan 28, 2011
Junko Nagai	U.S. Bancorp Advisors, LLC other	Bancwest Investment Services, Inc. (Bwis) other	Other	Jan 21, 2011	Jan 28, 2011
Frank Charles Parlato	U.S. Bancorp Advisors, LLC other	Lifemark Securities Corp. other	Other	Dec 21, 2010	Dec 19, 2012 (729 d)
Douglas Robert Gundermann	U.S. Bancorp Advisors, LLC other	U.S. Bancorp Investments, Inc. other	Other	Dec 1, 2010	Dec 1, 2010
Jonathan Scott Rogers	U.S. Bancorp Advisors, LLC other	Hilltop Securities Inc. other	Other	Nov 5, 2010	Nov 17, 2014 (1473 d)
Alex E Matsumura	U.S. Bancorp Advisors, LLC other	LPL Financial LLC other	Other	Nov 4, 2010	Aug 15, 2012 (650 d)
Stuart Shaun Choy	U.S. Bancorp Advisors, LLC other	Peak American Investment Advisors, Inc. independent RIA	Other	Sep 3, 2010	Nov 6, 2012 (795 d)
Jason Jeffrey Zeroll	U.S. Bancorp Advisors, LLC other	Citigroup Global Markets Inc. other	Other	Sep 2, 2010	Sep 14, 2010
Jonathan Mark Lising	U.S. Bancorp Advisors, LLC other	U.S. Bancorp Investments, Inc. other	Other	Aug 17, 2010	Aug 13, 2010
Theresa Allen	U.S. Bancorp Advisors, LLC other	J.P. Morgan Private Wealth Advisors LLC other	Other	Aug 6, 2010	Jul 9, 2010
Daniel Santillan Cotamagana	U.S. Bancorp Advisors, LLC other	Chase Investment Services Corp. other	Other	Aug 3, 2010	Dec 15, 2010 (134 d)
Matthew J. Rigoli	U.S. Bancorp Advisors, LLC other	St Johns Wealth Management unclassified	Other	Jul 16, 2010	Aug 11, 2010

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489 moves match.