DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Northwest Asset Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Anaiss ZamoraNorthwest Asset Management independent RIASavvy independent RIARIA to RIAApr 16, 2026May 5, 2026
Mark Alan RenardNorthwest Asset Management independent RIAMar Financial state registeredRIA to a state-registered adviserMar 31, 2026Nov 17, 2025
Bryan Cross GouldNorthwest Asset Management independent RIAUltra Advisory Group no RAUMRIA to a newly registered adviserMar 27, 2026Nov 21, 2025
Theadora Mcknight Westlake-StearnsNorthwest Asset Management independent RIAValues Added Financial independent RIARIA to RIAAug 13, 2025Aug 26, 2025
Maria Louise CallaghanNorthwest Asset Management independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankJul 22, 2025Nov 17, 2025 (118 d)
James William BryanNorthwest Asset Management independent RIAHyland Lake Partners state registeredRIA to a state-registered adviserApr 2, 2025Jan 6, 2025
Matthew LaciskeyNorthwest Asset Management independent RIAHyland Lake Partners state registeredRIA to a state-registered adviserApr 2, 2025Jan 6, 2025
Ryan Joseph RourkeNorthwest Asset Management independent RIAThe Planner'S Edge LLC independent RIARIA to RIADec 20, 2024Dec 20, 2024
Bryan Andrew MoylanNorthwest Asset Management independent RIATraverse Private Wealth state registeredRIA to a state-registered adviserJul 1, 2024May 2, 2024
Ian TacherNorthwest Asset Management independent RIAIntegra Wealth state registeredRIA to a state-registered adviserMar 13, 2024Nov 13, 2023
Rafael Antonio VillagranNorthwest Asset Management independent RIAGenesia Investments LLC asset managerOtherFeb 1, 2024Jan 21, 2025 (355 d)
Cathryn GrangeNorthwest Asset Management independent RIAWatercolor Financial no RAUMRIA to a newly registered adviserOct 31, 2023Aug 11, 2023
Megan Kelly PooreNorthwest Asset Management independent RIAWatercolor Financial no RAUMRIA to a newly registered adviserOct 31, 2023Aug 11, 2023
Hal Bleckley DobbsNorthwest Asset Management independent RIAWatercolor Financial no RAUMRIA to a newly registered adviserOct 31, 2023Aug 11, 2023
Benjamin Stuart EnglundNorthwest Asset Management independent RIACeva Advisors state registeredRIA to a state-registered adviserOct 4, 2023Jun 22, 2023
Carolina Nmn OrtizNorthwest Asset Management independent RIAShared Vision Wealth Group no RAUMRIA to a newly registered adviserSep 22, 2023Jun 16, 2023
Bryan Patrick TheallNorthwest Asset Management independent RIAShared Vision Wealth Group no RAUMRIA to a newly registered adviserSep 22, 2023Jun 16, 2023
Bradley Aaron SayreNorthwest Asset Management independent RIAShared Vision Wealth Group no RAUMRIA to a newly registered adviserSep 22, 2023Jun 19, 2023
Paul OrlinoNorthwest Asset Management independent RIAOpus Financial LLC state registeredRIA to a state-registered adviserFeb 17, 2023Sep 17, 2025 (943 d)
Andrew Tyler ClementNorthwest Asset Management independent RIAAlongside Wealth Advisors, LLC state registeredRIA to a state-registered adviserJan 26, 2023Nov 10, 2022
Adam Richard WojtkowskiNorthwest Asset Management independent RIACopper Beech Wealth Management state registeredRIA to a state-registered adviserDec 21, 2022Sep 23, 2022
Anders Arne WesleyNorthwest Asset Management independent RIAFifth Third Wealth Advisors LLC mixed wealthRIA to RIAAug 4, 2022May 11, 2026 (1376 d)
Molly Mallindine WagnerNorthwest Asset Management independent RIAAssembly Wealth independent RIARIA to RIAMay 13, 2022Jul 15, 2022 (63 d)
Jordan Robert CurtisNorthwest Asset Management independent RIACurtis Wealth Management LLC independent RIARIA to RIASep 14, 2021Apr 15, 2021
Ryan William WalshNorthwest Asset Management independent RIARoberts Wealth Advisors, LLC independent RIARIA to RIAJul 22, 2021Jul 23, 2021
Josephti Sotto CruzNorthwest Asset Management independent RIAThe Wealthgarden F.S. LLC independent RIARIA to RIAJun 30, 2021Mar 4, 2021
Jade EaglesNorthwest Asset Management independent RIAThe Wealthgarden F.S. LLC independent RIARIA to RIAJun 30, 2021Mar 4, 2021
John UnderhillNorthwest Asset Management independent RIAAcorn & Oak Wealth Management state registeredRIA to a state-registered adviserApr 30, 2021May 3, 2021
Brian Ritchie RandallNorthwest Asset Management independent RIASowell Management independent RIARIA to RIAMar 1, 2021Mar 1, 2021
Patrick Carl ThuemmelNorthwest Asset Management independent RIASamalin Wealth independent RIARIA to RIAJul 7, 2020Jul 14, 2020
Anita Linda GrayNorthwest Asset Management independent RIAPromenade Wealth state registeredRIA to a state-registered adviserJul 7, 2020May 11, 2020
Adam James MakkaiNorthwest Asset Management independent RIAAdvisory Services Network independent RIARIA to RIAOct 23, 2018Nov 15, 2018
Peter Kelly DoolittleNorthwest Asset Management independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankOct 23, 2018Jul 30, 2019 (280 d)
Samuel Rey TenneyNorthwest Asset Management independent RIAFidelis Wealth Advisors independent RIARIA to RIAAug 2, 2018May 11, 2018
Lorie Chantelle JonesNorthwest Asset Management independent RIAFidelis Wealth Advisors independent RIARIA to RIAAug 2, 2018May 16, 2018
Scott Richard ArwinNorthwest Asset Management otherRing Mountain Capital, LLC independent RIAOtherJan 2, 2018Sep 18, 2017
Christopher Scott TeofilakNorthwest Asset Management otherClear Wealth Management state registeredOtherOct 2, 2017Aug 17, 2017
Craig Robert CavicchiaNorthwest Asset Management otherFc Wealth Solutions LLC otherOtherMar 31, 2017Mar 2, 2017
Zachary Kye AbrahamNorthwest Asset Management otherClear Creek Financial Management, LLC otherOtherFeb 14, 2017Feb 21, 2017
Wendy Adair BrittonNorthwest Asset Management otherAdair Wealth Management state registeredOtherNov 16, 2016Oct 11, 2016
Robert John CenkoNorthwest Asset Management otherSterling Global Strategies, LLC otherOtherJun 14, 2016Jan 25, 2017 (225 d)
Carlos Luis ObandoNorthwest Asset Management otherMercer Island Capital Management, LLC state registeredOtherApr 5, 2016May 18, 2016 (43 d)
Brian Wayne BuskirkNorthwest Asset Management otherConcert Wealth Management otherOtherMar 3, 2015Mar 6, 2015
Brady Brian BuskirkNorthwest Asset Management otherConcert Wealth Management otherOtherMar 3, 2015Mar 5, 2015
Kimberly Marie NordiNorthwest Asset Management otherConcert Wealth Management otherOtherJul 2, 2014Jul 2, 2014
Marty Edward PaulNorthwest Asset Management otherConcert Wealth Management otherOtherJul 1, 2014Feb 18, 2016 (597 d)
Victoria Gascoigne CrosbyNorthwest Asset Management otherConcert Wealth Management otherOtherMay 21, 2013May 16, 2013
Douglas J DonnellyNorthwest Asset Management otherConcert Wealth Management otherOtherApr 11, 2013May 19, 2014 (403 d)
Wendy Brokus MagnusonNorthwest Asset Management otherEdward Jones national BDOtherOct 8, 2012Mar 1, 2013 (144 d)
Page 1 of 1
49 moves match.