DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Morgan Stanley
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert J Labriola | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 21, 2026 | Jul 20, 2026 |
| Nikola Delic | Morgan Stanley wirehouse | Wealthspire Retirement Advisory institutional | Other | Jul 21, 2026 | Aug 6, 2026 |
| John Mccausland Chapman | Morgan Stanley wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 21, 2026 | Jul 28, 2026 |
| Robert Bernard Gilson | Morgan Stanley wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 20, 2026 | Jul 8, 2026 |
| James Carter Bee | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jul 20, 2026 | Jul 7, 2026 |
| Karyn Jean Mitrano | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Jul 20, 2026 | Aug 14, 2026 |
| Taylor Morse | Morgan Stanley wirehouse | Edward Jones national BD | Wirehouse to affiliated broker-dealer or bank | Jul 20, 2026 | Sep 1, 2026 (43 d) |
| Amanda S Infante | Morgan Stanley wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jul 20, 2026 | Aug 11, 2026 |
| Samuel Jonathan Duckett | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Jul 17, 2026 | Jul 16, 2026 |
| Sania Azhar Zaidi | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jul 17, 2026 | Aug 28, 2026 (42 d) |
| Briggin R Bluemel | Morgan Stanley wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 17, 2026 | Sep 14, 2026 (59 d) |
| Thomas Asprinio | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Jul 16, 2026 | Aug 4, 2026 |
| James R Manis | Morgan Stanley wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 15, 2026 | Jul 14, 2026 |
| Benjamin Jack Yerke | Morgan Stanley wirehouse | Creative Planning independent RIA | Wirehouse to independent RIA | Jul 15, 2026 | Jul 29, 2026 |
| Hugh Foster Hamilton | Morgan Stanley wirehouse | Concurrent Investment Advisors, LLC independent RIA | Wirehouse to independent RIA | Jul 13, 2026 | Jul 10, 2026 |
| Brandy Jean Boyles-Vazquez | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jul 13, 2026 | Jul 16, 2026 |
| Craig Champagnie | Morgan Stanley wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 13, 2026 | Jul 28, 2026 |
| Lindsey Nicole Rickards | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Jul 13, 2026 | Jul 10, 2026 |
| Joel Evan Barrus | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Jul 13, 2026 | Aug 10, 2026 |
| Tracy R Patrick | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jul 13, 2026 | Jul 22, 2026 |
| Nicholas G Kelly | Morgan Stanley wirehouse | Private Advisor Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 13, 2026 | Jul 24, 2026 |
| Ajay Sasser | Morgan Stanley wirehouse | Waverly Advisors, LLC independent RIA | Wirehouse to independent RIA | Jul 13, 2026 | Aug 18, 2026 (36 d) |
| Elias Hanks | Morgan Stanley wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 13, 2026 | Aug 6, 2026 |
| Kirk Thomas Thode | Morgan Stanley wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 10, 2026 | Jun 10, 2026 |
| Tanner Lewis | Morgan Stanley wirehouse | Truist Advisory Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 10, 2026 | Aug 4, 2026 |
| Christopher Dayton Jones | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jul 8, 2026 | Jun 11, 2026 |
| Susan I Mohacey | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jul 8, 2026 | Jul 14, 2026 |
| Jennifer Suzanne Feeney | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jul 8, 2026 | Jul 8, 2026 |
| Blake Romero | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 7, 2026 | Jul 13, 2026 |
| Henrry A. Rodriguez | Morgan Stanley wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jul 7, 2026 | Aug 3, 2026 |
| Wendy Marie Chance | Morgan Stanley wirehouse | New Edge Wealth BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 3, 2026 | Jul 2, 2026 |
| Ashley Nicole Cruz | Morgan Stanley wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | Jul 3, 2026 | Jul 15, 2026 |
| Deborah Katrin Kimi Gerken | Morgan Stanley wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 2, 2026 | Jul 1, 2026 |
| Harry Javier Dominguez | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jul 2, 2026 | Jul 20, 2026 |
| Adrian Puentes | Morgan Stanley wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jun 29, 2026 | Jul 2, 2026 |
| Nicholas Hartley Burns | Morgan Stanley wirehouse | Blackrock Investment Management, LLC asset manager | Other | Jun 29, 2026 | Jul 22, 2026 |
| Jacob Larry Chase | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jun 29, 2026 | Jul 22, 2026 |
| Nicholas Kelly Polston | Morgan Stanley wirehouse | First Trust Advisors LP asset manager | Other | Jun 29, 2026 | Jul 1, 2026 |
| Nicholas Charles Gomez | Morgan Stanley wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 26, 2026 | Jun 12, 2026 |
| Jennifer A Mcdonald | Morgan Stanley wirehouse | Osaic Wealth, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 25, 2026 | Jun 23, 2026 |
| Sarah W Robinson | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Jun 25, 2026 | Jul 10, 2026 |
| Rachel Sue Cappola | Morgan Stanley wirehouse | Edward Jones national BD | Wirehouse to affiliated broker-dealer or bank | Jun 25, 2026 | Jul 6, 2026 |
| Donald Allyn Harrell | Morgan Stanley wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 24, 2026 | Jun 23, 2026 |
| Blake A Davidson | Morgan Stanley wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 24, 2026 | Jun 23, 2026 |
| Chris H. Chang | Morgan Stanley wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jun 24, 2026 | Aug 17, 2026 (54 d) |
| Randi Speedling | Morgan Stanley wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 23, 2026 | Jun 18, 2026 |
| Kyle Douglas Young | Morgan Stanley wirehouse | Sanctuary Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 23, 2026 | Jun 18, 2026 |
| John Mitchel Hardin | Morgan Stanley wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jun 23, 2026 | Jun 22, 2026 |
| Bonnie Elizabeth Brewer | Morgan Stanley wirehouse | Cetera Investment Advisers LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 23, 2026 | Jun 5, 2026 |
| Joseph Richard Mcbride | Morgan Stanley wirehouse | Focus Partners Wealth, LLC independent RIA | Wirehouse to independent RIA | Jun 23, 2026 | Jul 1, 2026 |
| Bryan Montes | Morgan Stanley wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jun 23, 2026 | Aug 19, 2026 (57 d) |
| Ethan Ryder | Morgan Stanley wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jun 23, 2026 | Jun 30, 2026 |
| Erin Michelle Crowe | Morgan Stanley wirehouse | Edward Jones national BD | Wirehouse to affiliated broker-dealer or bank | Jun 22, 2026 | Jun 22, 2026 |
| Sophat Heng | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jun 19, 2026 | Jul 31, 2026 (42 d) |
| Yulin Zhang | Morgan Stanley wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jun 19, 2026 | Aug 11, 2026 (53 d) |
| David Brian Snyder | Morgan Stanley wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2026 | Jun 17, 2026 |
| Darren Andrew Wald | Morgan Stanley wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2026 | Jun 17, 2026 |
| Mary K Holden | Morgan Stanley wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2026 | Jul 7, 2026 |
| Gregory Christopher Sherman | Morgan Stanley wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2026 | Jun 17, 2026 |
| Trevor A Wade | Morgan Stanley wirehouse | Citizens Private Wealth BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2026 | Jun 17, 2026 |
15,833 moves match.