DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Empirical Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jack Mcfarland MazzeraEmpirical Wealth Management independent RIAJordan Park Group LLC independent RIARIA to RIAJun 15, 2026Jun 23, 2026
Paige Renee CarmonaEmpirical Wealth Management independent RIAIconiq Capital, LLC otherOtherDec 3, 2025Jan 12, 2026 (40 d)
Patrick A YaghoobiansEmpirical Wealth Management independent RIANoor Financial Services state registeredRIA to a state-registered adviserSep 22, 2025Nov 6, 2025 (45 d)
Scott Michael MalbasaEmpirical Wealth Management independent RIAXypn Sapphire independent RIARIA to RIAJul 16, 2025Jun 26, 2025
Christopher Michael AutenEmpirical Wealth Management independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 27, 2025Oct 13, 2025 (108 d)
Jake LarsonEmpirical Wealth Management independent RIAMultnomah Group, Inc. institutionalOtherApr 15, 2025Apr 10, 2025
Mustafa Hma BinnsEmpirical Wealth Management independent RIAEp Wealth Advisors independent RIARIA to RIANov 20, 2024Dec 10, 2024
Jessica May RoksEmpirical Wealth Management independent RIAJdm Financial Group LLC independent RIARIA to RIASep 6, 2024Dec 16, 2024 (101 d)
Richard Thomas BoyerEmpirical Wealth Management independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankFeb 28, 2024Feb 2, 2024
Alexandra Marie ScottEmpirical Wealth Management independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankFeb 28, 2024Feb 6, 2024
Carla Lisseth AvendanoEmpirical Wealth Management independent RIALnw independent RIARIA to RIASep 20, 2023Sep 22, 2023
Maggie Chi LiuEmpirical Wealth Management independent RIABordeaux Wealth Advisors independent RIARIA to RIAJul 19, 2023Jul 5, 2023
Michael Abraham RandallEmpirical Wealth Management independent RIAOak Summit Wealth Management, Inc. unclassifiedOtherMay 10, 2022May 11, 2022
Erica Jean CortezEmpirical Wealth Management independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankApr 4, 2022Mar 28, 2022
Elliott Marvin AppelEmpirical Wealth Management independent RIADirectional Financial Services otherOtherSep 7, 2021Oct 3, 2015
Kyle David DodrillEmpirical Wealth Management independent RIADeschutes Investment Consulting, LLC mixed wealthRIA to RIAAug 18, 2021Jul 14, 2021
Caroline MaglioEmpirical Wealth Management independent RIATd Ameritrade, Inc. no RAUMOtherMay 7, 2021May 24, 2021
Karina Bianca Bayani DahiligEmpirical Wealth Management independent RIADirectional Financial Services independent RIARIA to RIAApr 19, 2021Dec 13, 2018
Rebecca Thurston Stanton MorrisEmpirical Wealth Management independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 1, 2020Aug 20, 2020 (50 d)
Joseph Martin ConachyEmpirical Wealth Management independent RIADirectional Financial Services otherOtherMay 27, 2020Oct 3, 2015
Kenneth ChavisEmpirical Wealth Management independent RIAMercer Global Advisors Inc. independent RIARIA to RIAMay 12, 2020Feb 9, 2021 (273 d)
Eric KinyonEmpirical Wealth Management independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 5, 2019Oct 28, 2019 (115 d)
Jeannie Esther MatzaEmpirical Wealth Management independent RIADirectional Financial Services otherOtherJun 27, 2019Oct 3, 2015
Stephen In Hee LeeEmpirical Wealth Management independent RIAMercer Global Advisors Inc. independent RIARIA to RIAJun 4, 2019Aug 23, 2019 (80 d)
James Patrick CooneyEmpirical Wealth Management independent RIAStellar Capital Management LLC independent RIARIA to RIADec 10, 2018Jul 1, 2019 (203 d)
Ben PutmanEmpirical Wealth Management independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 28, 2018Dec 16, 2025 (2848 d)
Donovan Denny RitterEmpirical Wealth Management independent RIAJ. W. Cole Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 28, 2018Nov 3, 2025 (2805 d)
Denise S LeeEmpirical Wealth Management independent RIAMarrick Wealth independent RIARIA to RIAFeb 28, 2018Jul 21, 2022 (1604 d)
Janie Catherine StrasserEmpirical Wealth Management otherChicago Partners Investment Group LLC independent RIAOtherFeb 6, 2018Jan 8, 2019 (336 d)
Allyson Shea EisenhowerEmpirical Wealth Management otherDirectional Financial Services otherOtherJul 10, 2017Oct 3, 2015
Jack Donald MonteithEmpirical Wealth Management otherDirectional Financial Services otherOtherJan 5, 2017Oct 5, 2015
Julia Balitsky SippleEmpirical Wealth Management otherDirectional Financial Services otherOtherSep 23, 2016Oct 3, 2015
Anita Linda GrayEmpirical Wealth Management otherTrutina Financial otherOtherJan 8, 2015Nov 13, 2015 (309 d)
Michael Scott Van SantEmpirical Wealth Management otherMerriman otherOtherMay 23, 2014Jun 11, 2014
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34 moves match.