DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Securian Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gerald Russell Geddes | Securian Financial Services, Inc. independent RIA | Cetera Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 14, 2023 | Mar 10, 2023 |
| Evan Tanner Antoshkiw-Fulps | Securian Financial Services, Inc. independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Mar 13, 2023 | Mar 27, 2023 |
| Colby Burnette Long | Securian Financial Services, Inc. independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 9, 2023 | Mar 8, 2023 |
| Zachary Hunter Snyder | Securian Financial Services, Inc. independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 7, 2023 | Mar 6, 2023 |
| Kelsey Nicole Hunter | Securian Financial Services, Inc. independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 6, 2023 | Mar 6, 2023 |
| Franklynn Kasel | Securian Financial Services, Inc. independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Mar 6, 2023 | Apr 19, 2023 (44 d) |
| Joseph Michael Mccormick | Securian Financial Services, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 2, 2023 | May 15, 2023 (74 d) |
| Tamila Renee Miceli | Securian Financial Services, Inc. independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Mar 1, 2023 | Aug 22, 2023 (174 d) |
| Justin Harding | Securian Financial Services, Inc. independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 1, 2023 | Mar 3, 2023 |
| Chad Hardin | Securian Financial Services, Inc. independent RIA | Captrust institutional | Other | Feb 13, 2023 | Apr 5, 2023 (51 d) |
| Reagan Anthony Hamilton | Securian Financial Services, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 9, 2023 | Feb 8, 2023 |
| Thomas Honan | Securian Financial Services, Inc. independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 25, 2023 | Nov 24, 2023 (303 d) |
| William Sellenriek | Securian Financial Services, Inc. independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Jan 24, 2023 | May 2, 2023 (98 d) |
| Michael Meara | Securian Financial Services, Inc. independent RIA | Rbf Wealth Advisors independent RIA | RIA to RIA | Jan 19, 2023 | Feb 1, 2023 |
| Amanda Rosplock Campbell | Securian Financial Services, Inc. independent RIA | Fortress Private Ledger, LLC independent RIA | RIA to RIA | Jan 5, 2023 | Jan 11, 2023 |
| William Joseph O'Neil | Securian Financial Services, Inc. independent RIA | Spc BD affiliated | RIA to affiliated broker-dealer or bank | Jan 5, 2023 | Dec 21, 2023 (350 d) |
| Tara Bokosky Manista | Securian Financial Services, Inc. independent RIA | Sachi Financial Planning state registered | RIA to a state-registered adviser | Jan 5, 2023 | Jan 27, 2023 |
| Robert Dwaine Selk | Securian Financial Services, Inc. independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Dec 31, 2022 | Feb 3, 2023 (34 d) |
| Brandon Ray Redman | Securian Financial Services, Inc. independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Dec 31, 2022 | Dec 5, 2022 |
| Cherylee Ann Chapman | Securian Financial Services, Inc. independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Dec 31, 2022 | Feb 3, 2023 (34 d) |
| Tony Alan Soble | Securian Financial Services, Inc. independent RIA | Stancorp Investment Advisers, Inc. other | Other | Dec 31, 2022 | Jan 3, 2023 |
| John Lavin | Securian Financial Services, Inc. independent RIA | Stancorp Investment Advisers, Inc. other | Other | Dec 31, 2022 | Jan 6, 2026 (1102 d) |
| Alison Rainer | Securian Financial Services, Inc. independent RIA | Stancorp Investment Advisers, Inc. other | Other | Dec 31, 2022 | Jan 5, 2023 |
| Janine Keeperman | Securian Financial Services, Inc. independent RIA | Gebhardt Group, Inc independent RIA | RIA to RIA | Dec 22, 2022 | Jan 10, 2024 (384 d) |
| Christopher Carleton Wilbur | Securian Financial Services, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Dec 14, 2022 | Dec 13, 2022 |
| Edward Dean Shuss | Securian Financial Services, Inc. independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Dec 13, 2022 | Apr 10, 2023 (118 d) |
| Zachary Morris Scott | Securian Financial Services, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 9, 2022 | Dec 8, 2022 |
| John Frederick Ritezel | Securian Financial Services, Inc. independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Dec 8, 2022 | Dec 5, 2022 |
| Noemi Chaparro | Securian Financial Services, Inc. independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Dec 8, 2022 | Dec 5, 2022 |
| Steven Roger Teichler | Securian Financial Services, Inc. independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Dec 7, 2022 | Dec 8, 2022 |
| John Aronson | Securian Financial Services, Inc. independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Dec 7, 2022 | Dec 5, 2022 |
| Jennifer Elizabeth Liebert | Securian Financial Services, Inc. independent RIA | Flyway Financial state registered | RIA to a state-registered adviser | Nov 23, 2022 | Jan 1, 2026 (1135 d) |
| Charles Hunter Todd | Securian Financial Services, Inc. independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 23, 2022 | Jan 12, 2023 (50 d) |
| James Davis Whitehead | Securian Financial Services, Inc. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Nov 22, 2022 | Nov 22, 2022 |
| Sylvia Yoonhee Ahn | Securian Financial Services, Inc. independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 18, 2022 | Nov 16, 2022 |
| William David Rusch | Securian Financial Services, Inc. independent RIA | J. W. Cole Advisors, Inc. independent RIA | RIA to RIA | Nov 9, 2022 | Nov 10, 2022 |
| Jarrad John Dimaggio | Securian Financial Services, Inc. independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Nov 2, 2022 | Jan 20, 2023 (79 d) |
| Andrue Jorgensen | Securian Financial Services, Inc. independent RIA | Bayntree Wealth Advisors, LLC independent RIA | RIA to RIA | Oct 20, 2022 | Jan 4, 2023 (76 d) |
| Daren Halvorson | Securian Financial Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Oct 3, 2022 | Sep 29, 2022 |
| Eric Mangold | Securian Financial Services, Inc. independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 28, 2022 | Jan 5, 2026 (1195 d) |
| Brendan Richard Pheasant | Securian Financial Services, Inc. independent RIA | Kahler Financial Group, Inc. independent RIA | RIA to RIA | Sep 15, 2022 | Oct 10, 2022 |
| Jacob Stoflet | Securian Financial Services, Inc. independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Sep 13, 2022 | Sep 12, 2022 |
| Christopher Robin Brophy | Securian Financial Services, Inc. independent RIA | Goodpasture Gray independent RIA | RIA to RIA | Sep 9, 2022 | Sep 8, 2022 |
| Brian S Falconer | Securian Financial Services, Inc. independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 31, 2022 | Aug 2, 2022 |
| Fateh Sokkar | Securian Financial Services, Inc. independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 30, 2022 | Sep 13, 2022 |
| Thomas Lamacchia | Securian Financial Services, Inc. independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Aug 29, 2022 | Sep 12, 2022 |
| Robert Louis Petrella | Securian Financial Services, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Aug 25, 2022 | Feb 17, 2023 (176 d) |
| Darrin Michael Bradley | Securian Financial Services, Inc. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Aug 25, 2022 | Aug 19, 2022 |
| Mason Lee Porritt | Securian Financial Services, Inc. independent RIA | Bip Wealth, LLC independent RIA | RIA to RIA | Aug 23, 2022 | Sep 9, 2022 |
| Michael Lawrence Bellody | Securian Financial Services, Inc. independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 19, 2022 | Aug 2, 2022 |
| David H Weinberg | Securian Financial Services, Inc. independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 19, 2022 | Aug 2, 2022 |
| Erik Oleary | Securian Financial Services, Inc. independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 19, 2022 | Aug 2, 2022 |
| Chandler Harry Winchester | Securian Financial Services, Inc. independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 19, 2022 | Aug 2, 2022 |
| Jose Emanuel Gomes Lopes | Securian Financial Services, Inc. independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 19, 2022 | Aug 2, 2022 |
| Michael I Guertin | Securian Financial Services, Inc. independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 19, 2022 | Aug 2, 2022 |
| James Harold Ross | Securian Financial Services, Inc. independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 19, 2022 | Aug 2, 2022 |
| Connor Mahoney | Securian Financial Services, Inc. independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 19, 2022 | Aug 2, 2022 |
| Paul Michael O'Malley | Securian Financial Services, Inc. independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 19, 2022 | Aug 2, 2022 |
| Peter John Fitzgerald | Securian Financial Services, Inc. independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 19, 2022 | Aug 2, 2022 |
| David Raymond Steen | Securian Financial Services, Inc. independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 15, 2022 | Oct 20, 2025 (1162 d) |
1,362 moves match.