DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Concourse Financial Group Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Danielle Alee SchlechConcourse Financial Group Advisors BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherAug 9, 2018Jul 17, 2018
Mark Joseph LoducaConcourse Financial Group Advisors BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 27, 2018Jul 25, 2018
Darrell R BeahonConcourse Financial Group Advisors BD affiliatedMillennial Advisers, LLC. independent RIAAffiliated broker-dealer or bank to independent RIAJul 24, 2018Aug 29, 2018 (36 d)
Brian James ParkConcourse Financial Group Advisors BD affiliatedHarvest Investment Services, LLC otherOtherJul 19, 2018Oct 29, 2015
Dennis M ProstConcourse Financial Group Advisors BD affiliatedHarvest Investment Services, LLC no RAUMOtherJul 18, 2018Jan 8, 2014
David Keith FowlerConcourse Financial Group Advisors BD affiliatedRoosevelt Advisors LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserJul 18, 2018Jun 25, 2018
Mark Walter MaurerConcourse Financial Group Advisors BD affiliatedCapital Investment Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 16, 2018Sep 17, 2018 (63 d)
Michael Anthony CorriganConcourse Financial Group Advisors BD affiliatedHarvest Investment Services, LLC no RAUMOtherJul 3, 2018Feb 6, 2014
Timothy John NewellConcourse Financial Group Advisors BD affiliatedHarvest Investment Services, LLC no RAUMOtherJul 3, 2018Feb 3, 2012
John K AlyoConcourse Financial Group Advisors BD affiliatedHarvest Investment Services, LLC no RAUMOtherJul 3, 2018Feb 3, 2012
Claire Lee JacksonConcourse Financial Group Advisors BD affiliatedWorld Investment Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 26, 2018Nov 26, 2018 (153 d)
Michael James HaralsonConcourse Financial Group Advisors BD affiliatedRoosevelt Advisors LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserJun 16, 2018Jun 18, 2018
Thomas Phillip BoggessConcourse Financial Group Advisors BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 28, 2018Apr 2, 2018
Thomas Russell BugbeeConcourse Financial Group Advisors BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 23, 2018Apr 13, 2018
Anthony Robert HendersonConcourse Financial Group Advisors BD affiliatedLevel Four Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherApr 23, 2018Apr 13, 2018
Kevin John HedstromConcourse Financial Group Advisors BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 17, 2018Jun 13, 2018 (57 d)
Len Broughton GraddyConcourse Financial Group Advisors BD affiliatedCapital Investment Advisory Services, LLC otherOtherApr 8, 2018Mar 22, 2018
Natalie Marie BlankeConcourse Financial Group Advisors BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 3, 2018Apr 4, 2018
Scott Douglas BulmerConcourse Financial Group Advisors BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 2, 2018Mar 29, 2018
Jared Scott BulmerConcourse Financial Group Advisors BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 2, 2018Mar 29, 2018
William Fields LeakeConcourse Financial Group Advisors otherSequent Planning, LLC independent RIAOtherMar 28, 2018Mar 6, 2018
Talbert Lamar EdenfieldConcourse Financial Group Advisors otherCapital Investment Advisory Services, LLC otherOtherMar 28, 2018Mar 9, 2018
Scott Anthony BassConcourse Financial Group Advisors otherCapital Investment Advisory Services, LLC otherOtherMar 28, 2018Mar 22, 2018
Domonic Alan GustafsonConcourse Financial Group Advisors otherSecurities America Advisors, Inc. otherOtherMar 21, 2018Mar 26, 2018
Frank Lee ArnoldConcourse Financial Group Advisors otherSecurities America Advisors, Inc. otherOtherFeb 28, 2018Feb 1, 2018
Carrie Boliek LetsingerConcourse Financial Group Advisors otherCetera Advisors LLC otherOtherFeb 26, 2018Jan 30, 2018
Robert DonnellyConcourse Financial Group Advisors otherQuestar Asset Management, Inc. BD affiliatedOtherFeb 18, 2018Jan 23, 2018
Justin Luke BryantConcourse Financial Group Advisors otherNationwide Investment Advisors, LLC BD affiliatedOtherFeb 13, 2018Jul 9, 2019 (511 d)
Philip Scott WilsonConcourse Financial Group Advisors otherWilson Financial Group state registeredOtherFeb 2, 2018Feb 2, 2018
Minda Mychal WilsonConcourse Financial Group Advisors otherEdward Jones national BDOtherFeb 1, 2018Jan 22, 2018
Clifford William ShirahConcourse Financial Group Advisors otherSb Advisory, LLC otherOtherJan 4, 2018Jan 19, 2018
Donald Gordon FlennikenConcourse Financial Group Advisors otherHarvest Investment Services, LLC no RAUMOtherDec 31, 2017Jun 8, 2012
Joseph Damian McinerneyConcourse Financial Group Advisors otherWisdom Wealth Investment Advisors LLC independent RIAOtherDec 31, 2017May 29, 2014
Kenneth James WilkinsonConcourse Financial Group Advisors otherHarvest Investment Services, LLC independent RIAOtherDec 31, 2017Jan 1, 2026 (2923 d)
Frederic Paul PerretConcourse Financial Group Advisors otherFirst Affirmative Financial Network LLC otherOtherDec 31, 2017Jan 3, 2018
Paul Leonard GoennerConcourse Financial Group Advisors otherBfc Planning, Inc. otherOtherDec 31, 2017Jan 17, 2018
Robert Leonard KennersonConcourse Financial Group Advisors otherR.L.K. Advisory Group independent RIAOtherDec 31, 2017Mar 2, 2015
Gary Bruce LageConcourse Financial Group Advisors otherAdvisornet Wealth Partners otherOtherDec 19, 2017Nov 29, 2017
Mike Anthony PriestleyConcourse Financial Group Advisors otherMML Investors Services, LLC otherOtherDec 7, 2017Dec 8, 2017
Alexander TelidisConcourse Financial Group Advisors otherInnovative Financial Solutions, Inc. state registeredOtherDec 7, 2017Nov 20, 2017
Kevin Robert LoffrediConcourse Financial Group Advisors otherHarvest Investment Services, LLC otherOtherNov 27, 2017Nov 3, 2017
Jacob Thomas TaylorConcourse Financial Group Advisors otherTradition Wealth Management LLC otherOtherNov 27, 2017Nov 25, 2017
Timothy James BodnerConcourse Financial Group Advisors otherAmerican Portfolios Advisors, Inc independent RIAOtherNov 8, 2017Aug 27, 2019 (657 d)
Melissa Nadine MlaskoConcourse Financial Group Advisors otherSequent Planning, LLC independent RIAOtherOct 30, 2017Oct 24, 2017
Howard Jay RappaportConcourse Financial Group Advisors otherSequent Planning, LLC independent RIAOtherOct 20, 2017Sep 29, 2017
Logan William DietelConcourse Financial Group Advisors otherSequent Planning, LLC independent RIAOtherOct 19, 2017Sep 29, 2017
Jeremy David MandelConcourse Financial Group Advisors otherSequent Planning, LLC independent RIAOtherOct 19, 2017Sep 29, 2017
Paxton Jordan SmithConcourse Financial Group Advisors otherSequent Planning, LLC independent RIAOtherOct 19, 2017Sep 29, 2017
Dick White ThompsonConcourse Financial Group Advisors otherMML Investors Services, LLC otherOtherOct 4, 2017Oct 18, 2017
Edward D DeverellConcourse Financial Group Advisors otherPark Avenue Securities LLC otherOtherSep 29, 2017Sep 5, 2017
Joy Jones WatkinsConcourse Financial Group Advisors otherAnchor Investment Management independent RIAOtherSep 12, 2017Jan 22, 2025 (2689 d)
Jill Suzette SmithConcourse Financial Group Advisors otherCetera Investment Advisers LLC otherOtherAug 9, 2017Oct 26, 2017 (78 d)
Daryl Edward LazauskasConcourse Financial Group Advisors otherJohn-Luke Financial, LLC state registeredOtherJul 31, 2017Jul 13, 2017
Gregory Allen TrebilConcourse Financial Group Advisors otherTradition Wealth Management LLC otherOtherJul 28, 2017Aug 25, 2017
Thomas Allen TillConcourse Financial Group Advisors otherApps Wealth Management, Inc. state registeredOtherJul 18, 2017Jul 25, 2017
William Brent CrabbConcourse Financial Group Advisors otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 14, 2017Jul 5, 2023 (2182 d)
Robert John HamillConcourse Financial Group Advisors otherEverence Trust Company otherOtherJul 14, 2017Mar 9, 2016
Thomas Anthony ShanklandConcourse Financial Group Advisors otherHarvest Investment Services, LLC independent RIAOtherJul 6, 2017Aug 31, 2022 (1882 d)
Aaron Christopher TiceConcourse Financial Group Advisors otherRegal Investment Advisors LLC otherOtherJun 29, 2017Jun 26, 2017
Thomas Caine ShultzConcourse Financial Group Advisors otherRealta Investment Advisors, Inc independent RIAOtherJun 20, 2017Jul 17, 2018 (392 d)
Page 5 of 11PreviousNext
617 moves match.