DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Investment Centers Of America, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gregory Joseph HoffmannInvestment Centers Of America, Inc. otherNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 8, 2015Aug 18, 2025 (3875 d)
Gregory James LeutholdInvestment Centers Of America, Inc. otherAmeriprise Financial Services, LLC national BDOtherNov 10, 2014Nov 7, 2014
Derek Andrew LeightonInvestment Centers Of America, Inc. otherLPL Financial LLC otherOtherOct 31, 2014Nov 4, 2014
Kyle Lee KopitzkeInvestment Centers Of America, Inc. otherSii Investments, Inc. otherOtherOct 29, 2014Apr 7, 2014
James Brock ScottInvestment Centers Of America, Inc. otherPrincipal Securities, Inc. otherOtherSep 16, 2014Sep 25, 2014
Toby HovelsrudInvestment Centers Of America, Inc. otherAmeriprise Financial Services, LLC national BDOtherAug 4, 2014Oct 13, 2014 (70 d)
John Alan RegisterInvestment Centers Of America, Inc. otherAmeriprise Financial Services, LLC national BDOtherJun 13, 2014Jun 13, 2014
Tasha Gartner AllardInvestment Centers Of America, Inc. otherBancwest Investment Services, Inc. (Bwis) otherOtherApr 1, 2014Apr 7, 2014
Shannon London SmithInvestment Centers Of America, Inc. otherAllstate Financial Advisors, LLC no RAUMOtherMar 26, 2014May 23, 2015 (423 d)
Patricia Lynn Lewis-PicardInvestment Centers Of America, Inc. otherWells Fargo Advisors wirehouseOtherMar 19, 2014Apr 3, 2014
Matthew G BrakefieldInvestment Centers Of America, Inc. otherFintegra, LLC otherOtherNov 18, 2013Nov 18, 2013
David William DykstraInvestment Centers Of America, Inc. otherValic Financial Advisors, Inc. otherOtherAug 30, 2013Sep 11, 2013
Michael James HillbloomInvestment Centers Of America, Inc. otherPrincipal Securities, Inc. otherOtherAug 30, 2013Sep 20, 2013
Kenneth Alan VargasInvestment Centers Of America, Inc. otherStrategic Advisers LLC national BDOtherAug 21, 2013Jan 4, 2016 (866 d)
George Lee MontgomeryInvestment Centers Of America, Inc. otherAllstate Financial Advisors, LLC no RAUMOtherJul 2, 2013Jul 19, 2013
Amanda Marie RossInvestment Centers Of America, Inc. otherU.S. Bancorp Investments, Inc. otherOtherApr 17, 2013Apr 22, 2013
Lori Lynne RothenbergerInvestment Centers Of America, Inc. otherRaymond James Financial Services Advisors, Inc otherOtherFeb 20, 2013Feb 26, 2013
Gary Joel MendelowInvestment Centers Of America, Inc. otherLegend Advisory, LLC otherOtherFeb 11, 2013Feb 11, 2013
Kevin Dean HemmeInvestment Centers Of America, Inc. otherCuso Financial Services, L.P. otherOtherNov 30, 2012Dec 4, 2012
Dustin WeaverInvestment Centers Of America, Inc. otherJ.P. Morgan Securities LLC wirehouseOtherOct 16, 2012Oct 18, 2012
Thomas M JacobsonInvestment Centers Of America, Inc. otherSagepoint Financial, Inc. otherOtherOct 2, 2012Oct 8, 2012
Ann R SchoenbergInvestment Centers Of America, Inc. otherSagepoint Financial, Inc. otherOtherOct 2, 2012Oct 8, 2012
Mike Joseph SenechalInvestment Centers Of America, Inc. otherAmerican Portfolios Advisors, Inc otherOtherSep 24, 2012Oct 22, 2014 (758 d)
Gregory Alan BowarInvestment Centers Of America, Inc. otherSecurities America Advisors, Inc. otherOtherAug 27, 2012Nov 13, 2013 (443 d)
Jeannie Lynn HollidayInvestment Centers Of America, Inc. otherRaymond James Financial Services Advisors, Inc otherOtherJul 18, 2012Jul 30, 2012
Jodi Baker PerezInvestment Centers Of America, Inc. otherRaymond James Financial Services Advisors, Inc otherOtherJul 18, 2012Aug 10, 2012
Alan James Van DelinderInvestment Centers Of America, Inc. otherAmeriprise Financial Services, LLC national BDOtherJul 9, 2012Jul 10, 2012
Michael David SeelyInvestment Centers Of America, Inc. otherCetera Investment Services LLC otherOtherApr 30, 2012Feb 22, 2013 (298 d)
Kellee C LeandreInvestment Centers Of America, Inc. otherSuntrust Investment Services, Inc. otherOtherApr 12, 2012Sep 4, 2013 (510 d)
Trevor Thomas LeidyInvestment Centers Of America, Inc. otherNovodyn Advisors LLC state registeredOtherMar 22, 2012Jul 9, 2012 (109 d)
Robert A RootInvestment Centers Of America, Inc. otherSecurities America Advisors, Inc. otherOtherFeb 24, 2012Feb 24, 2012
Patrick Lee McintyreInvestment Centers Of America, Inc. otherSecurities America Advisors, Inc. otherOtherFeb 23, 2012Feb 22, 2012
Michael Thomas BindasInvestment Centers Of America, Inc. otherSecurities America Advisors, Inc. otherOtherFeb 22, 2012Feb 22, 2012
Christopher John BirminghamInvestment Centers Of America, Inc. otherSecurities America Advisors, Inc. otherOtherFeb 22, 2012Feb 22, 2012
Thomas Jon HalstensonInvestment Centers Of America, Inc. otherSecurities America Advisors, Inc. otherOtherFeb 22, 2012Feb 22, 2012
Christopher James SiversonInvestment Centers Of America, Inc. otherSecurities America Advisors, Inc. otherOtherFeb 22, 2012Feb 22, 2012
John Arthur MartinInvestment Centers Of America, Inc. otherFintegra, LLC otherOtherNov 2, 2011Oct 31, 2011
Jon Christopher GoodmanInvestment Centers Of America, Inc. otherIndependent Financial Partners otherOtherOct 3, 2011Oct 10, 2011
Gregory Matthew SmithsonInvestment Centers Of America, Inc. otherNfp Advisor Services, LLC otherOtherSep 14, 2011Sep 14, 2011
Sheena Marie HansonInvestment Centers Of America, Inc. otherUncommon Cents Investing no RAUMOtherSep 12, 2011Oct 31, 2017 (2241 d)
Robert Lee MartinInvestment Centers Of America, Inc. otherCetera Investment Advisers LLC otherOtherAug 2, 2011Aug 22, 2011
Michael George MartellInvestment Centers Of America, Inc. otherLPL Financial LLC otherOtherMay 18, 2011May 27, 2011
Michelle L BieberInvestment Centers Of America, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 4, 2011Jun 2, 2026 (5538 d)
Luke John EllisInvestment Centers Of America, Inc. otherAssociated Investment Services, Inc. otherOtherApr 4, 2011Mar 13, 2014 (1074 d)
Steven Paul HansenInvestment Centers Of America, Inc. otherAvantax Advisory Services otherOtherDec 31, 2010Nov 4, 2013 (1039 d)
John Leo ChiappettaInvestment Centers Of America, Inc. otherWorkman Securities Corporation unclassifiedOtherDec 31, 2010Jan 3, 2011
Robbie Joseph HayesInvestment Centers Of America, Inc. otherSii Investments, Inc. otherOtherNov 3, 2010Aug 2, 2013 (1003 d)
Jennifer Victoria PalakikoInvestment Centers Of America, Inc. otherEdward Jones national BDOtherNov 2, 2010Nov 1, 2010
Richard Glen SmithInvestment Centers Of America, Inc. otherEdward Jones national BDOtherOct 25, 2010Oct 22, 2010
Bernard Aloysius NienbergInvestment Centers Of America, Inc. otherFirst Independent Advisory Services, Inc. unclassifiedOtherOct 15, 2010Dec 9, 2010 (55 d)
Dale Michael RoblInvestment Centers Of America, Inc. otherOsaic Wealth, Inc. otherOtherAug 16, 2010Aug 25, 2010
Jeffrey Martin WinterInvestment Centers Of America, Inc. otherUnited Advisors America independent RIAOtherAug 10, 2010Feb 2, 2012 (541 d)
Robert Joseph BlazejewskiInvestment Centers Of America, Inc. otherCuso Financial Services, L.P. otherOtherJun 2, 2010Jun 1, 2010
Don SpicerInvestment Centers Of America, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherMar 5, 2010Mar 4, 2010
Donna Lynne McneelyInvestment Centers Of America, Inc. otherLPL Financial LLC otherOtherFeb 16, 2010Mar 25, 2010 (37 d)
Todd David OlsonInvestment Centers Of America, Inc. otherSagepoint Financial, Inc. otherOtherFeb 2, 2010Mar 15, 2010 (41 d)
Allyson Marta SaldanaInvestment Centers Of America, Inc. otherAms Capital Management LLC state registeredOtherDec 22, 2009Apr 27, 2010 (126 d)
Jennifer Lynn OaklandInvestment Centers Of America, Inc. otherSecurities America Advisors, Inc. otherOtherSep 8, 2009Aug 3, 2010 (329 d)
Jody GundersonInvestment Centers Of America, Inc. otherValic Financial Advisors, Inc. otherOtherJul 24, 2009Dec 16, 2010 (510 d)
Tracey Marie SimonsonInvestment Centers Of America, Inc. otherFocus Financial otherOtherMay 8, 2009Dec 17, 2013 (1684 d)
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264 moves match.