DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Claraphi Advisory Network, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Robert McmillerClaraphi Advisory Network, LLC independent RIAAdvisors On Call state registeredRIA to a state-registered adviserDec 31, 2023Aug 11, 2022
Norman Ellsworth MainsClaraphi Advisory Network, LLC independent RIACompound Planning, Inc. independent RIARIA to RIADec 31, 2023Nov 18, 2025 (688 d)
Steven Ray MillerClaraphi Advisory Network, LLC independent RIAPrivate Advisor Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2023Oct 10, 2023
Kiley Connors MaertzClaraphi Advisory Network, LLC independent RIACompound Planning, Inc. independent RIARIA to RIADec 31, 2023Jun 21, 2023
Gary Forrest ThomasClaraphi Advisory Network, LLC independent RIATurner Financial Group, Inc. independent RIARIA to RIADec 12, 2023Nov 10, 2023
Thavaselan SubramaniamClaraphi Advisory Network, LLC independent RIATurner Financial Group, Inc. independent RIARIA to RIADec 12, 2023Nov 13, 2023
Mohammed Sultan GhouriClaraphi Advisory Network, LLC independent RIATurner Financial Group, Inc. independent RIARIA to RIADec 12, 2023Nov 10, 2023
Sterling Vaughn LouviereClaraphi Advisory Network, LLC independent RIACabin Advisors, LLC independent RIARIA to RIADec 31, 2022Feb 12, 2026 (1139 d)
Frank Ronald StanleyClaraphi Advisory Network, LLC independent RIATactive Advisors, LLC mixed wealthRIA to RIADec 31, 2022Oct 30, 2025 (1034 d)
Lawrence Sheldon SteinbergClaraphi Advisory Network, LLC independent RIACabin Advisors, LLC independent RIARIA to RIADec 31, 2022Oct 28, 2022
Logan Wood VarelaClaraphi Advisory Network, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2022Oct 1, 2025 (1005 d)
Howard Leon DingleClaraphi Advisory Network, LLC independent RIACompound Planning, Inc. independent RIARIA to RIADec 22, 2022Oct 3, 2022
Lee Audry GossClaraphi Advisory Network, LLC independent RIACabin Advisors, LLC independent RIARIA to RIADec 22, 2022May 3, 2023 (132 d)
William Dennis BurnsClaraphi Advisory Network, LLC independent RIACompound Planning, Inc. independent RIARIA to RIADec 6, 2022Jan 1, 2025 (757 d)
Edgar Allen ThomasClaraphi Advisory Network, LLC independent RIACompound Planning, Inc. independent RIARIA to RIADec 6, 2022Sep 26, 2022
Gregory Avery RamirezClaraphi Advisory Network, LLC independent RIAAdvisors On Call state registeredRIA to a state-registered adviserDec 6, 2022Feb 23, 2024 (444 d)
Hans-Christian WinklerClaraphi Advisory Network, LLC independent RIACompound Planning, Inc. independent RIARIA to RIADec 6, 2022Sep 7, 2022
David Lowell HubbleClaraphi Advisory Network, LLC independent RIACompound Planning, Inc. independent RIARIA to RIAOct 18, 2022Jan 1, 2025 (806 d)
Christopher John BowmanClaraphi Advisory Network, LLC independent RIACreativeone Wealth, LLC independent RIARIA to RIAOct 18, 2022Oct 18, 2022
Ronald Joe FarnerClaraphi Advisory Network, LLC independent RIACompound Planning, Inc. independent RIARIA to RIAOct 18, 2022Jun 3, 2024 (594 d)
Cameron Tarr HackettClaraphi Advisory Network, LLC independent RIACompound Planning, Inc. independent RIARIA to RIAOct 18, 2022Sep 8, 2022
Richard James GowClaraphi Advisory Network, LLC independent RIADempsey Lord Smith, LLC independent RIARIA to RIASep 30, 2022Mar 1, 2021
Stephen Odell DeanClaraphi Advisory Network, LLC independent RIACompound Planning, Inc. independent RIARIA to RIAAug 15, 2022Nov 12, 2025 (1185 d)
Roxanna Marie GuinanClaraphi Advisory Network, LLC independent RIACardea Capital Advisors, LLC independent RIARIA to RIAJul 28, 2022May 1, 2024 (643 d)
Tracy Morse KinderClaraphi Advisory Network, LLC independent RIACompound Planning, Inc. independent RIARIA to RIAJul 14, 2022Jan 30, 2024 (565 d)
Erick Glenn SchenkhuizenClaraphi Advisory Network, LLC independent RIAEmpirikal Partners LLC state registeredRIA to a state-registered adviserJun 24, 2022May 31, 2022
Paul Jen SetoClaraphi Advisory Network, LLC independent RIAFortiphi Financial, LLC otherOtherJun 21, 2022Feb 27, 2023 (251 d)
John Brandon BowenClaraphi Advisory Network, LLC independent RIABowen Wealth no RAUMRIA to a newly registered adviserDec 31, 2021Jul 9, 2021
Eric James GlassbrennerClaraphi Advisory Network, LLC independent RIACross Border Wealth, LLC independent RIARIA to RIANov 5, 2021Nov 16, 2021
Hugo Cesar MerazClaraphi Advisory Network, LLC independent RIAUltra Financial Partners unclassifiedOtherOct 27, 2021Aug 3, 2021
Logan Wood VarelaClaraphi Advisory Network, LLC independent RIAUltra Financial Partners unclassifiedOtherOct 27, 2021Aug 3, 2021
Michael Leroy RoasaClaraphi Advisory Network, LLC independent RIAUltra Financial Partners unclassifiedOtherOct 27, 2021Aug 3, 2021
Isabel Irene BassiClaraphi Advisory Network, LLC independent RIAWells Fargo Advisors wirehouseRIA to wirehouseOct 17, 2021Jun 24, 2022 (250 d)
Thavaselan SubramaniamClaraphi Advisory Network, LLC independent RIARealta Investment Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankJul 29, 2021Jul 30, 2021
Gregory Alan TaylorClaraphi Advisory Network, LLC independent RIALegacy Advisory Network, LLC state registeredRIA to a state-registered adviserMay 7, 2021Apr 2, 2021
Scott Allen KlaassenClaraphi Advisory Network, LLC independent RIATurner Financial Group, Inc. independent RIARIA to RIAFeb 25, 2021Mar 17, 2023 (750 d)
Andrew TangClaraphi Advisory Network, LLC independent RIAArete Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 29, 2021Jan 7, 2021
Corey Ray HodgesClaraphi Advisory Network, LLC independent RIAAdvisory Alpha, LLC mixed wealthRIA to RIASep 18, 2020Nov 5, 2020 (48 d)
Denise Julius ZumbrunClaraphi Advisory Network, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 24, 2020Sep 16, 2021 (541 d)
Erica A RoachClaraphi Advisory Network, LLC independent RIAErk Wealth Advisors, LLC unclassifiedOtherMar 2, 2020Jan 22, 2021 (326 d)
Darren CrumeClaraphi Advisory Network, LLC independent RIAMarathon Capital Management, LLC state registeredRIA to a state-registered adviserOct 11, 2019May 7, 2019
Robert George LanghorstClaraphi Advisory Network, LLC independent RIADempsey Lord Smith, LLC independent RIARIA to RIAAug 6, 2019Aug 8, 2019
Patrick Kevin DaileyClaraphi Advisory Network, LLC independent RIATransamerica Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 20, 2019Sep 5, 2019 (77 d)
Joshua Craig FainClaraphi Advisory Network, LLC independent RIABeacon Global Advisor Network, LLC no RAUMRIA to a newly registered adviserMay 17, 2018Feb 14, 2018
Travis Masaichi TazawaClaraphi Advisory Network, LLC otherAe Wealth Management, LLC independent RIAOtherMar 22, 2018Mar 22, 2018
Norman MeremsClaraphi Advisory Network, LLC otherM2 Capital Advisors mixed wealthOtherJul 14, 2017Dec 9, 2025 (3070 d)
Ricardo GracianoClaraphi Advisory Network, LLC otherOsaic Fa, Inc. otherOtherMar 7, 2017Mar 17, 2017
Coleman David ShowalterClaraphi Advisory Network, LLC otherJames River Advisors unclassifiedOtherMay 17, 2016May 5, 2016
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48 moves match.