DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from H. Beck, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Allen Richard DearingH. Beck, Inc. BD affiliatedAnnex Wealth Management, LLC otherOtherApr 1, 2021Jun 19, 2012
John Gerard SobiechH. Beck, Inc. BD affiliatedAnnex Wealth Management, LLC otherOtherApr 1, 2021Dec 6, 2012
Robert Michael TroyanoH. Beck, Inc. BD affiliatedRmt Wealth Management, LLC unclassifiedOtherApr 1, 2021Jan 28, 2014
Frank IdreesH. Beck, Inc. BD affiliatedGreenleaf Advisors otherOtherApr 1, 2021Jun 2, 2015
Clifton Howard McwhorterH. Beck, Inc. BD affiliatedAnnex Wealth Management, LLC otherOtherApr 1, 2021Jun 29, 2012
Walter Lawrence ZifferH. Beck, Inc. BD affiliatedZiffer & Associates, LLC unclassifiedOtherApr 1, 2021Apr 17, 2012
Thomas Clyde TavennerH. Beck, Inc. BD affiliatedTavenner Financial, LLC unclassifiedOtherApr 1, 2021May 25, 2010
Dean Arthur StromH. Beck, Inc. BD affiliatedAnnex Wealth Management, LLC otherOtherApr 1, 2021May 7, 2012
Michael Kenneth WeberH. Beck, Inc. BD affiliatedGreenberg Graham Advisors LLC otherOtherApr 1, 2021Oct 20, 2011
Morris Francis LicciardelloH. Beck, Inc. BD affiliatedValley Financial Group no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 31, 2021Apr 15, 2021
Edward S WoehlckeH. Beck, Inc. BD affiliatedValley Financial Group no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 31, 2021Apr 13, 2021
Kevin Steven McgarryH. Beck, Inc. BD affiliatedValley Financial Group no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 31, 2021Apr 15, 2021
James T DonnellyH. Beck, Inc. BD affiliatedValley Financial Group no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 31, 2021Apr 14, 2021
William Joseph FaheyH. Beck, Inc. BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 19, 2021Jun 9, 2021 (82 d)
Jordan David DaughertyH. Beck, Inc. BD affiliatedCampbell Wealth Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 18, 2021Apr 6, 2021
Rebecca May HoodH. Beck, Inc. BD affiliatedCitizens Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 11, 2021Mar 10, 2021
Steven MorganH. Beck, Inc. BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 24, 2021Mar 14, 2022 (383 d)
Daniel Ignatius WebsterH. Beck, Inc. BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2020Jan 6, 2021
Kristen Elizabeth CoombsH. Beck, Inc. BD affiliatedInvested Advisors independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2020Dec 2, 2020
Thomas Dennis GoinsH. Beck, Inc. BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 30, 2020Oct 30, 2020
Katie Elizabeth BurtonH. Beck, Inc. BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2020Feb 3, 2022 (491 d)
Kathleen Meagher HinmanH. Beck, Inc. BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 3, 2020Aug 25, 2020
Gabriel Arturo UruburoH. Beck, Inc. BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 18, 2020Nov 12, 2021 (512 d)
Craig Lee SouleH. Beck, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 17, 2020Jun 18, 2020
Martin M HipplerH. Beck, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 17, 2020Jun 18, 2020
Scott Allen McdougalH. Beck, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 17, 2020Jun 18, 2020
Timothy Joseph WeyerH. Beck, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 17, 2020Jun 18, 2020
Thiago GliegerH. Beck, Inc. BD affiliatedRmg Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 10, 2020May 19, 2020
John Harold SulymaH. Beck, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 8, 2020Apr 7, 2020
Paul David AmbrosiniH. Beck, Inc. BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherMar 10, 2020Jun 10, 2021 (457 d)
Martin DepetrisH. Beck, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseMar 5, 2020Apr 8, 2020 (34 d)
Joseph Leonardo DavisH. Beck, Inc. BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 31, 2020Feb 6, 2020
Richard Edwin OlsonH. Beck, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 28, 2020Jan 24, 2020
David Joseph LazzaroH. Beck, Inc. BD affiliatedMoney Concepts Advisory Service BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2019Jan 13, 2020
Joseph Gerard CampisiH. Beck, Inc. BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2019Dec 24, 2019
Jessica Tallman SkeltonH. Beck, Inc. BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2019Jun 25, 2020 (177 d)
Byron Joseph LeachH. Beck, Inc. BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2019Jan 8, 2020
Steven HerweyerH. Beck, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 26, 2019Nov 26, 2019
Hershel Coleman ProffittH. Beck, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2019Nov 26, 2019
Steven Curtis OxleyH. Beck, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2019Nov 26, 2019
Clifford Raymond RayburnH. Beck, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2019Nov 26, 2019
Jason Ronald LoiselleH. Beck, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2019Nov 26, 2019
Cheryl Ann BrownH. Beck, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 13, 2019Nov 26, 2019
Daniel Xavier NameyH. Beck, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 13, 2019Dec 4, 2019
Richard Scott BeamH. Beck, Inc. BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 13, 2019Dec 10, 2019
Jennifer DohertyH. Beck, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 13, 2019Dec 4, 2019
Lois Ann BratkovichH. Beck, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 13, 2019Dec 4, 2019
Michael Patrick CostelloeH. Beck, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 10, 2019Nov 25, 2019
Glen Lamar JacksonH. Beck, Inc. BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 9, 2019Dec 17, 2019
Christopher McnesbyH. Beck, Inc. BD affiliatedPwa Financial no RAUMOtherNov 19, 2019Jan 3, 2020 (45 d)
Debra K. BartonH. Beck, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 8, 2019Nov 1, 2019
Richard Gerald ColemanH. Beck, Inc. BD affiliatedLatitude Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 2, 2019Sep 30, 2019
Anthony Raymond LombardiH. Beck, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 25, 2019Sep 23, 2019
David Ryan HuffmanH. Beck, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 25, 2019Sep 25, 2019
David William HuffmanH. Beck, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 25, 2019Sep 25, 2019
Thomas Henry MaurerH. Beck, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 24, 2019Sep 23, 2019
Luke David MaurerH. Beck, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 24, 2019Sep 23, 2019
Ostomy MatthewH. Beck, Inc. BD affiliatedPark Avenue Securities LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 17, 2019Dec 16, 2020 (456 d)
Katharine Ann MurphyH. Beck, Inc. BD affiliatedGoldman Sachs Wealth Services, L.P. BD affiliatedAffiliated broker-dealer or bank to anotherSep 6, 2019Oct 10, 2019 (34 d)
Victoria UnderhillH. Beck, Inc. BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseSep 4, 2019Dec 19, 2019 (106 d)
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318 moves match.