DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Thrivent Investment Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Ryan Schneider | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2022 | Jul 7, 2022 |
| Michael Murphy | Thrivent Investment Management Inc. BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2022 | Jul 8, 2022 |
| Jessica Rose Hillman | Thrivent Investment Management Inc. BD affiliated | Do Wealth Different state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 12, 2022 | Nov 28, 2022 (139 d) |
| Markus Crockett | Thrivent Investment Management Inc. BD affiliated | Robinhood Asset Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2022 | May 11, 2026 (1402 d) |
| Parker Hendrixson | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 9, 2022 | Sep 8, 2022 (61 d) |
| Brant Buczkowski | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2022 | Sep 15, 2022 (68 d) |
| Brandon Scott Sickmiller | Thrivent Investment Management Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2022 | May 16, 2023 (314 d) |
| Margaret Jean Swords | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2022 | Jun 28, 2022 |
| David Michael Spanier | Thrivent Investment Management Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 27, 2022 | Jun 24, 2022 |
| Nino J Colletti | Thrivent Investment Management Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2022 | Jun 29, 2022 |
| Madeline M Orbin | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 15, 2022 | Jun 14, 2022 |
| David Hue-Yun Soohoo | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2022 | Jun 16, 2022 |
| Laura Alejandra Arrona | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2022 | Jun 10, 2022 |
| Michael Truyman | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2022 | Jun 9, 2022 |
| Paul Matthew Day | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2022 | Jun 14, 2022 |
| Cesar Alonzo Romero | Thrivent Investment Management Inc. BD affiliated | Ksi Financial unclassified | Other | Jun 9, 2022 | Jun 8, 2022 |
| Adam Stone | Thrivent Investment Management Inc. BD affiliated | Storehouse Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2022 | Jun 20, 2022 |
| Caleb Sams | Thrivent Investment Management Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 3, 2022 | May 31, 2022 |
| John Michael Kelly | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2022 | May 10, 2022 |
| Navarrus Hale | Thrivent Investment Management Inc. BD affiliated | Sensible Money, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2022 | Jun 10, 2022 |
| Alejandro Alanis | Thrivent Investment Management Inc. BD affiliated | Ptma Investment Advisors asset manager | Other | Jun 1, 2022 | Jun 13, 2022 |
| Vladimir Kulenovic | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2022 | May 25, 2022 |
| Guoli Rothbaum | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 24, 2022 | May 23, 2022 |
| Logan Verner | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 23, 2022 | Apr 24, 2024 (702 d) |
| Michael C Marge | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 23, 2022 | Jun 16, 2022 |
| Brandon Gene Baker | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 18, 2022 | Aug 20, 2022 (94 d) |
| Zachary Edward Chiara | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 17, 2022 | Aug 24, 2022 (99 d) |
| Paul Joseph Castellano | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2022 | May 13, 2022 |
| William Ellsworth Jenne | Thrivent Investment Management Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 12, 2022 | Oct 2, 2024 (874 d) |
| Lance Wiley | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 10, 2022 | May 6, 2022 |
| Kristina Marie Green | Thrivent Investment Management Inc. BD affiliated | Trinity Financial Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2022 | May 10, 2022 |
| Sarah Jenell Ott | Thrivent Investment Management Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 3, 2022 | Jun 14, 2022 (42 d) |
| Lisa Mcclelland | Thrivent Investment Management Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2022 | May 5, 2022 |
| Derek J Strong | Thrivent Investment Management Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2022 | Apr 28, 2022 |
| Tracy Lynn Keller | Thrivent Investment Management Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 26, 2022 | Jul 5, 2022 (70 d) |
| Drew Kelly | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2022 | Jun 21, 2022 (60 d) |
| Philip E Ardelean | Thrivent Investment Management Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2022 | Apr 14, 2022 |
| James Sabbatini | Thrivent Investment Management Inc. BD affiliated | Orion Portfolio Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2022 | Apr 20, 2022 |
| Brooks Gerke | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2022 | Apr 12, 2022 |
| Erica Heather Licon | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2022 | Nov 22, 2022 (232 d) |
| Andrew Karrmann | Thrivent Investment Management Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2022 | Apr 19, 2022 |
| Cody Ross Pollock | Thrivent Investment Management Inc. BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2022 | Apr 1, 2022 |
| Robert Thomas Viau | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2022 | Mar 29, 2022 |
| Elizabeth L Mengo | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2022 | Mar 29, 2022 |
| Jamie French | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2022 | Mar 22, 2022 |
| Christopher Vanhart | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2022 | Mar 28, 2022 |
| Cody Evers | Thrivent Investment Management Inc. BD affiliated | Associated Investment Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2022 | Mar 29, 2022 |
| Gretchen Hurley Duda | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2022 | Mar 23, 2022 |
| Colin Bernd | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2022 | Mar 28, 2022 |
| Spencer Kirk Johnston | Thrivent Investment Management Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2022 | May 20, 2022 (59 d) |
| Ezekiel Cole Powell | Thrivent Investment Management Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2022 | Mar 28, 2022 |
| Robert Paul Bernard | Thrivent Investment Management Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2022 | Mar 22, 2022 |
| Kimberly Ann Jackson | Thrivent Investment Management Inc. BD affiliated | Empower Advisory Group, LLC other | Other | Mar 8, 2022 | Mar 23, 2022 |
| Denise Clark | Thrivent Investment Management Inc. BD affiliated | Empower Advisory Group, LLC other | Other | Mar 8, 2022 | Mar 21, 2022 |
| Joshua William Goodwin | Thrivent Investment Management Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2022 | Apr 11, 2022 (34 d) |
| Chase Jordan Bellefeuille | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2022 | Mar 7, 2022 |
| Tyler K Beasinger | Thrivent Investment Management Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2022 | Mar 3, 2022 |
| Christopher Orin Fiske | Thrivent Investment Management Inc. BD affiliated | First Heartland Consultants, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2022 | Mar 1, 2022 |
| Matthew Salafia | Thrivent Investment Management Inc. BD affiliated | Three Sixty Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2022 | Feb 28, 2022 |
| Jacob Hammons | Thrivent Investment Management Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2022 | Feb 14, 2022 |
1,855 moves match.