DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Harbour Investments, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kaley Ellen BockhopHarbour Investments, Inc. independent RIARosemeyer Management Group no RAUMRIA to a newly registered adviserDec 31, 2020Nov 12, 2020
Robert Jackson StewartHarbour Investments, Inc. independent RIALvz, Inc. independent RIARIA to RIAOct 19, 2020Oct 26, 2020
Jessica Claire DillonHarbour Investments, Inc. independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 24, 2020Aug 24, 2020
Richard John VinarHarbour Investments, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 18, 2020Aug 17, 2020
Roger Dale HaagHarbour Investments, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 13, 2020Feb 13, 2020
Myra K AlportHarbour Investments, Inc. independent RIACopperwynd Financial independent RIARIA to RIAJun 24, 2019Jan 5, 2021 (561 d)
Katherine Mary StienessenHarbour Investments, Inc. independent RIAMotiv8 Investments LLC independent RIARIA to RIAMay 13, 2019May 17, 2019
Daniel Joseph DurantHarbour Investments, Inc. independent RIAFbl Wealth Management, LLC no RAUMRIA to a newly registered adviserApr 12, 2019Apr 15, 2019
Mark Alan WolterHarbour Investments, Inc. independent RIABeacon Wealth Advisors, LLC independent RIARIA to RIAMar 26, 2019Mar 22, 2019
Brett Logan LiebauHarbour Investments, Inc. independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 1, 2019Mar 6, 2019 (33 d)
Philip Eric WeisbachHarbour Investments, Inc. independent RIACetera Advisor Networks LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 12, 2018Jan 10, 2019
Harold Patrick HellenHarbour Investments, Inc. independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 1, 2018Oct 1, 2018
Eric D IwanskiHarbour Investments, Inc. independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankAug 8, 2018Aug 20, 2018
Jennifer Jean HommanHarbour Investments, Inc. independent RIACwm, LLC independent RIARIA to RIAJul 19, 2018Jul 18, 2018
Erin M JonesHarbour Investments, Inc. independent RIACwm, LLC independent RIARIA to RIAJul 19, 2018Jul 18, 2018
Steven Bernard PowersHarbour Investments, Inc. otherLPL Financial LLC independent RIAOtherFeb 16, 2018Feb 15, 2018
David Alan LakisHarbour Investments, Inc. otherPackerland Brokerage Services, Inc. independent RIAOtherSep 20, 2017May 17, 2018 (239 d)
Mark Randolph FederationHarbour Investments, Inc. otherSecure Investment Management, LLC otherOtherJun 15, 2017Jun 26, 2017
Carl Ross KielbasaHarbour Investments, Inc. otherCentaurus Financial, Inc. otherOtherMar 31, 2017Jun 30, 2017 (91 d)
Jared Michael HoltHarbour Investments, Inc. otherGradient Wealth Management otherOtherDec 31, 2016Apr 26, 2017 (116 d)
Frank Stanley ShimkusHarbour Investments, Inc. otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherJul 18, 2016Jul 18, 2016
Frank Edward EllHarbour Investments, Inc. otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherJul 18, 2016Jul 18, 2016
Scott Michael BurnsHarbour Investments, Inc. otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherJul 18, 2016Jul 18, 2016
Natalie Noel BurnsHarbour Investments, Inc. otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherJul 18, 2016Jul 18, 2016
James MccourtHarbour Investments, Inc. otherSagepoint Financial, Inc. otherOtherJul 8, 2016Aug 4, 2016
Jason Robert SpeichHarbour Investments, Inc. otherLPL Financial LLC otherOtherApr 26, 2016Apr 18, 2016
Kristian Tait LeeHarbour Investments, Inc. otherWea Financial Advisors, Inc. independent RIAOtherDec 31, 2015Feb 15, 2016 (46 d)
Carina L MorelandHarbour Investments, Inc. otherLPL Financial LLC otherOtherOct 20, 2015Nov 4, 2015
James Mark SenglaubHarbour Investments, Inc. otherSagepoint Financial, Inc. otherOtherSep 16, 2014Sep 25, 2014
Derek Paul JelinskiHarbour Investments, Inc. otherMorgan Stanley wirehouseOtherJun 30, 2014Jul 2, 2014
Eric Thomas BrinenHarbour Investments, Inc. otherPackerland Brokerage Services, Inc. independent RIAOtherApr 29, 2014Jan 1, 2025 (3900 d)
James D ZiferHarbour Investments, Inc. otherCreativeone Securities, LLC otherOtherDec 6, 2013Apr 15, 2014 (130 d)
Joseph Michael SenglaubHarbour Investments, Inc. otherSii Investments, Inc. otherOtherAug 15, 2013Aug 12, 2013
Daniel Glenn StaffordHarbour Investments, Inc. otherIndependent Financial Partners otherOtherApr 1, 2013Nov 27, 2013 (240 d)
Andrew Stephen GrowHarbour Investments, Inc. otherVsr Advisory Services otherOtherFeb 8, 2013Feb 8, 2013
Homer Allen BradenHarbour Investments, Inc. otherFirst Allied Securities, Inc. otherOtherMay 19, 2011May 17, 2011
Edward John JaegerHarbour Investments, Inc. otherIndependent Financial Partners otherOtherDec 8, 2010Dec 13, 2010
David Scott LakeHarbour Investments, Inc. otherWisconsin Wealth Advisors, LLC otherOtherNov 22, 2010Dec 10, 2008
David Lyn SiglerHarbour Investments, Inc. otherH. Beck, Inc. otherOtherNov 8, 2010Dec 9, 2010 (31 d)
Steven Anthony BassettoHarbour Investments, Inc. otherMonticello Investment Services, Inc. otherOtherAug 24, 2010Jan 13, 2011 (142 d)
Dwight W. KimberHarbour Investments, Inc. otherSilver Oak Securities, Inc. otherOtherDec 3, 2009Aug 28, 2012 (999 d)
Susan MonahanHarbour Investments, Inc. otherMsi Financial Services, Inc. otherOtherSep 14, 2009Nov 24, 2009 (71 d)
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102 moves match.