DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Hsbc Securities (USA) Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David X ChuHsbc Securities (USA) Inc. otherPnc Wealth Management otherOtherMar 12, 2012Apr 24, 2012 (43 d)
Michael Scott SilversteinHsbc Securities (USA) Inc. otherCadaret Grant & Co Inc otherOtherMar 9, 2012Mar 15, 2012
Guadalupe AbrilHsbc Securities (USA) Inc. otherUBS Financial Services Inc. wirehouseOtherFeb 24, 2012Mar 12, 2012
Alfonso MontoyaHsbc Securities (USA) Inc. otherWells Fargo Advisors wirehouseOtherFeb 10, 2012Jan 30, 2012
Kin Pan TungHsbc Securities (USA) Inc. otherChase Investment Services Corp. otherOtherFeb 10, 2012Feb 9, 2012
Maria Tychi-KefalasHsbc Securities (USA) Inc. otherSantander Securities otherOtherFeb 6, 2012Apr 3, 2013 (422 d)
Albert A VelezHsbc Securities (USA) Inc. otherQuest Capital Strategies, Inc. otherOtherJan 30, 2012Feb 20, 2013 (387 d)
Richard Lee BrewerHsbc Securities (USA) Inc. otherAdvice And Planning Services BD affiliatedOtherJan 17, 2012May 25, 2021 (3416 d)
David ChanHsbc Securities (USA) Inc. otherCapital One Financial Advisors LLC unclassifiedOtherJan 9, 2012Feb 14, 2012 (36 d)
Njambi P HooksHsbc Securities (USA) Inc. otherStrategic Advisers LLC national BDOtherJan 9, 2012Jan 23, 2012
Lawrence Merrill OrsiniHsbc Securities (USA) Inc. otherLPL Financial LLC otherOtherDec 31, 2011Jan 18, 2012
Jorge Leonel BalladaresHsbc Securities (USA) Inc. otherUBS Financial Services Inc. wirehouseOtherDec 22, 2011Dec 19, 2011
Wayne Paul ScottoHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. otherOtherDec 22, 2011Dec 23, 2011
Robert Charles CarloneHsbc Securities (USA) Inc. otherAdvice And Planning Services BD affiliatedOtherDec 14, 2011May 25, 2021 (3450 d)
Pablo Cesar AnnovelliHsbc Securities (USA) Inc. otherUBS Financial Services Inc. wirehouseOtherDec 14, 2011Dec 20, 2011
Christopher M LopsHsbc Securities (USA) Inc. otherM&T Securities, Inc. unclassifiedOtherDec 14, 2011Jan 3, 2012
Jack P LiuHsbc Securities (USA) Inc. otherMorgan Stanley wirehouseOtherDec 12, 2011Oct 28, 2011
Fred Michael PisculliHsbc Securities (USA) Inc. otherAegis Capital Corp. otherOtherDec 12, 2011Dec 2, 2011
Steve Won LeeHsbc Securities (USA) Inc. otherWells Fargo Advisors wirehouseOtherDec 12, 2011Dec 5, 2011
Robert T ThorneHsbc Securities (USA) Inc. otherChase Investment Services Corp. otherOtherDec 12, 2011Jan 9, 2012
Joseph Frank PersichettiHsbc Securities (USA) Inc. otherCapital One Financial Advisors LLC unclassifiedOtherNov 29, 2011Dec 2, 2011
Martin JankowskiHsbc Securities (USA) Inc. otherChase Investment Services Corp. otherOtherNov 29, 2011Nov 30, 2011
Marc FerroHsbc Securities (USA) Inc. otherWells Fargo Advisors wirehouseOtherNov 17, 2011Nov 15, 2011
Victor Kelvin HernandezHsbc Securities (USA) Inc. otherJ.P. Morgan Securities LLC wirehouseOtherNov 17, 2011Nov 29, 2011
Patrick Allen SignorHsbc Securities (USA) Inc. otherRBC Capital Markets, LLC national BDOtherNov 14, 2011Nov 14, 2011
Christine Marie CiscoHsbc Securities (USA) Inc. otherRBC Capital Markets, LLC national BDOtherNov 14, 2011Nov 14, 2011
Salvatore Anthony FascianoHsbc Securities (USA) Inc. otherBrighton Securities Corp. independent RIAOtherNov 14, 2011May 16, 2021 (3471 d)
Carlos E ObermaierHsbc Securities (USA) Inc. otherObermaier Management LLC otherOtherNov 11, 2011Dec 20, 2011 (39 d)
Jericho Alexander BorgesHsbc Securities (USA) Inc. otherWells Fargo Advisors wirehouseOtherNov 8, 2011Nov 10, 2011
Alfred J NataleHsbc Securities (USA) Inc. otherPnc Wealth Management otherOtherNov 7, 2011Dec 19, 2011 (42 d)
Aura Smaranda MarinescuHsbc Securities (USA) Inc. otherUBS Financial Services Inc. wirehouseOtherNov 7, 2011Jan 6, 2012 (60 d)
Isaac D DouekHsbc Securities (USA) Inc. otherUBS Financial Services Inc. wirehouseOtherNov 7, 2011Jan 6, 2012 (60 d)
Benjamin Phillipe TrehetHsbc Securities (USA) Inc. otherUBS Financial Services Inc. wirehouseOtherNov 7, 2011Oct 26, 2021 (3641 d)
Michael Lauren WeinbergHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. otherOtherNov 4, 2011Nov 21, 2012 (383 d)
Marcos BowersHsbc Securities (USA) Inc. otherWells Fargo Advisors wirehouseOtherNov 4, 2011Nov 9, 2016 (1832 d)
Jocelyn PoonHsbc Securities (USA) Inc. otherMorgan Stanley wirehouseOtherNov 1, 2011Oct 28, 2011
James Anthony McnamaraHsbc Securities (USA) Inc. otherRBC Capital Markets, LLC national BDOtherOct 24, 2011Mar 30, 2017 (1984 d)
Gordon SunHsbc Securities (USA) Inc. otherPnc Wealth Management otherOtherOct 24, 2011Nov 18, 2011
Christopher Francis SmithHsbc Securities (USA) Inc. otherMorgan Stanley wirehouseOtherOct 24, 2011Sep 23, 2011
Ronald John GubelmanHsbc Securities (USA) Inc. otherLPL Financial LLC otherOtherOct 20, 2011Oct 18, 2011
Dante P BattagliaHsbc Securities (USA) Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 12, 2011Sep 29, 2011
Javier TavaresHsbc Securities (USA) Inc. otherJ.P. Morgan Securities LLC wirehouseOtherOct 10, 2011Mar 26, 2015 (1263 d)
Joel Njilekiro MaedaHsbc Securities (USA) Inc. otherWells Fargo Advisors wirehouseOtherOct 4, 2011Apr 23, 2013 (567 d)
Juan Martin RecioHsbc Securities (USA) Inc. otherWells Fargo Advisors wirehouseOtherOct 4, 2011May 6, 2016 (1676 d)
Joseph Thomas BeecherHsbc Securities (USA) Inc. otherM&T Securities, Inc. unclassifiedOtherSep 26, 2011Nov 7, 2014 (1138 d)
Seth BerkowitzHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. otherOtherSep 9, 2011Oct 21, 2011 (42 d)
Patrick T LaterzaHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. otherOtherSep 9, 2011Jan 30, 2012 (143 d)
Joshua M UnderwoodHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. otherOtherAug 30, 2011Oct 12, 2011 (43 d)
Eric Alexander WiegandHsbc Securities (USA) Inc. otherLPL Financial LLC otherOtherAug 30, 2011Sep 22, 2011
Anthony SantelliHsbc Securities (USA) Inc. otherChase Investment Services Corp. otherOtherAug 1, 2011Sep 26, 2011 (56 d)
Eric S BirdsallHsbc Securities (USA) Inc. otherHornor, Townsend & Kent, LLC otherOtherJul 25, 2011Mar 5, 2012 (224 d)
Brian BurkhardtHsbc Securities (USA) Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 21, 2011Sep 1, 2011 (42 d)
Debby P PanHsbc Securities (USA) Inc. otherCetera Investment Services LLC otherOtherJun 27, 2011Aug 1, 2011 (35 d)
Kelli-Ann LaninoHsbc Securities (USA) Inc. otherRaymond James Financial Services Advisors, Inc otherOtherJun 3, 2011Jun 17, 2011
Arthur T CristHsbc Securities (USA) Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 27, 2011Jun 10, 2011
Nelson Vieira Barreira FilhoHsbc Securities (USA) Inc. otherUBS Financial Services Inc. wirehouseOtherMay 16, 2011May 17, 2011
Jerry Wayne LackHsbc Securities (USA) Inc. otherCetera Investment Advisers LLC BD affiliatedOtherMay 3, 2011Mar 31, 2021 (3620 d)
Anthony FornataleHsbc Securities (USA) Inc. otherTd Ameritrade, Inc. no RAUMOtherMay 3, 2011Jul 8, 2011 (66 d)
Anthony Richard PolidoroHsbc Securities (USA) Inc. otherChase Investment Services Corp. otherOtherApr 20, 2011May 23, 2012 (399 d)
Steven E MangerHsbc Securities (USA) Inc. otherLPL Financial LLC otherOtherApr 19, 2011Jun 16, 2011 (58 d)
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921 moves match.