DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wells Fargo Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jesse L AmayaWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJun 16, 2026Jun 17, 2026
Mark CurtisWells Fargo Advisors wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 16, 2026Jul 16, 2026
Chandon GlennWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJun 16, 2026Jul 23, 2026 (37 d)
Richard Charles BruskyWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 16, 2026Jun 8, 2026
Michael JeshivaWells Fargo Advisors wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankJun 15, 2026Jun 5, 2026
Christopher Alan RobinsWells Fargo Advisors wirehouseAdvice And Planning Services BD affiliatedWirehouse to affiliated broker-dealer or bankJun 15, 2026Jul 9, 2026
Glen Samuel FrostWells Fargo Advisors wirehouseFrost Financial Advisory Group LLC state registeredWirehouse to a state-registered adviserJun 12, 2026Jul 30, 2026 (48 d)
Philip Frank BasileWells Fargo Advisors wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankJun 12, 2026Jun 5, 2026
Thomas Kevin MccarthyWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJun 11, 2026Jul 1, 2026
Andrea OlsonWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAJun 11, 2026Jun 4, 2026
Annieka K Innis KerrWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJun 11, 2026Jul 2, 2026
Mary-Ellen D CroninWells Fargo Advisors wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankJun 10, 2026Jun 3, 2026
Wilfredo Oscar NevarezWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJun 10, 2026Jun 5, 2026
Joshua B WrightWells Fargo Advisors wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankJun 10, 2026Jun 3, 2026
Andrew D. UrbanskiWells Fargo Advisors wirehouseN10° Wealth no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jun 10, 2026Jun 3, 2026
Karo LokmanyanWells Fargo Advisors wirehouseN10° Wealth no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jun 10, 2026Jun 2, 2026
Ali NavidWells Fargo Advisors wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankJun 10, 2026Jun 1, 2026
Marcus Dewayne GilbertWells Fargo Advisors wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankJun 10, 2026Jul 27, 2026 (47 d)
Lauren N UrbanskiWells Fargo Advisors wirehouseN10° Wealth no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jun 10, 2026Jun 2, 2026
Timothy G CorsWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJun 9, 2026Jun 1, 2026
Mary Karimi MugambiWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJun 9, 2026Jun 16, 2026
Sarai FoggWells Fargo Advisors wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 8, 2026Jul 7, 2026
Chad Radney NicholsWells Fargo Advisors wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankJun 8, 2026May 29, 2026
Andrew Stephen MillerWells Fargo Advisors wirehouseThrivent Investment Management Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 8, 2026Aug 3, 2026 (56 d)
Benjamin Walter LubowWells Fargo Advisors wirehouseSteward Partners Investment Advisory, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 8, 2026Jul 2, 2026
Christopher Jon RosenauWells Fargo Advisors wirehouseU.S. Bancorp Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 8, 2026Jun 16, 2026
Jack PaganWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJun 8, 2026Jun 5, 2026
Byron Lee EllisWells Fargo Advisors wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankJun 4, 2026May 29, 2026
Heather Joye NoeWells Fargo Advisors wirehouseU.S. Bancorp Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 4, 2026Jun 18, 2026
Corey Jackson BarkerWells Fargo Advisors wirehouseU.S. Bancorp Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 4, 2026May 27, 2026
Catherine Elizabeth EsparzaWells Fargo Advisors wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 4, 2026Jul 14, 2026 (40 d)
Lindsay M. MccrackenWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJun 4, 2026Jun 25, 2026
Stephen Alan MarshallWells Fargo Advisors wirehouseAdvice And Planning Services BD affiliatedWirehouse to affiliated broker-dealer or bankJun 4, 2026Jun 22, 2026
Liliana BarajasWells Fargo Advisors wirehousePnc Wealth Management BD affiliatedWirehouse to affiliated broker-dealer or bankJun 4, 2026Jun 11, 2026
Shannon Tara RyanWells Fargo Advisors wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankJun 3, 2026May 6, 2026
Robert Douglas LeboWells Fargo Advisors wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankJun 3, 2026May 6, 2026
Radhika SrinivasanWells Fargo Advisors wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankJun 3, 2026Jun 5, 2026
Augustine Ruben AzevedoWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 3, 2026May 26, 2026
Maredith Elizabeth HoukWells Fargo Advisors wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankJun 3, 2026Jun 3, 2026
Bridgette ChavisWells Fargo Advisors wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankJun 3, 2026Jun 10, 2026
Nathan StoufferWells Fargo Advisors wirehouseFirst Citizens Investor Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 3, 2026May 22, 2026
Andrew Wayne WallingWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJun 3, 2026Jul 16, 2026 (43 d)
Angel De Jesus Carlin JimenezWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJun 3, 2026Jun 4, 2026
Andrew Glen ShoreWells Fargo Advisors wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankMay 28, 2026Jul 6, 2026 (39 d)
Jahkelle Elaun JonesWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 28, 2026Jun 24, 2026
Julie Jeret SabranskyWells Fargo Advisors wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankMay 26, 2026May 21, 2026
Abby Anne StancikWells Fargo Advisors wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankMay 26, 2026May 26, 2026
Brad KelleyWells Fargo Advisors wirehouseTd Private Client Wealth LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 26, 2026Jun 1, 2026
Brandon BasalWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseMay 26, 2026Jul 10, 2026 (45 d)
Kim Huong SligerWells Fargo Advisors wirehouseU.S. Bancorp Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 25, 2026Jun 3, 2026
Mark ErculeiWells Fargo Advisors wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankMay 25, 2026May 18, 2026
John Douglas FeastWells Fargo Advisors wirehouseConcurrent Investment Advisors, LLC independent RIAWirehouse to independent RIAMay 25, 2026May 15, 2026
Roy Lee WintersWells Fargo Advisors wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankMay 25, 2026May 15, 2026
David Michael PattonWells Fargo Advisors wirehouseRBC Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMay 25, 2026Jul 1, 2026 (37 d)
Veronika Larot-AnnalWells Fargo Advisors wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMay 25, 2026Jun 4, 2026
Patrick Robert NelisWells Fargo Advisors wirehouseCetera Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 25, 2026Jul 13, 2026 (49 d)
Jose Elvis VargasWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseMay 25, 2026Jun 23, 2026
Macy Ruth AidelojeWells Fargo Advisors wirehouseSei Investments Management Corp mixed wealthWirehouse to independent RIAMay 25, 2026Jun 2, 2026
Kess Lynnae StackhouseWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankMay 25, 2026May 20, 2026
Daniel J BussiculoWells Fargo Advisors wirehouseMasterworks Advisers, LLC independent RIAWirehouse to independent RIAMay 22, 2026Jun 1, 2026
Page 4 of 310PreviousNext
18,550 moves match.