DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from D.A. Davidson & Co.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Viyana Kwak	D.A. Davidson & Co. other	Morgan Stanley wirehouse	Other	Aug 12, 2015	Oct 9, 2015 (58 d)
Traci Renee Henderson	D.A. Davidson & Co. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Jul 31, 2015	Oct 7, 2015 (68 d)
Gary Louis Feldman	D.A. Davidson & Co. other	Commonwealth Financial Network national BD	Other	Jun 18, 2015	Jun 12, 2015
Kenneth Patrick Hanley	D.A. Davidson & Co. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	May 4, 2015	Apr 30, 2015
Patricia Lynn Sacco Krueger	D.A. Davidson & Co. other	Wealthplan Partners other	Other	Apr 20, 2015	Apr 22, 2015
Roy Chia Jen Lin	D.A. Davidson & Co. other	U.S. Bancorp Advisors, LLC other	Other	Mar 26, 2015	Apr 23, 2015
Benjamin Michael Miller	D.A. Davidson & Co. other	Financial Advocates Investment Management other	Other	Mar 16, 2015	Mar 16, 2015
David Wade Kuhns	D.A. Davidson & Co. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Mar 12, 2015	Mar 12, 2015
Christian Curtis Molvig	D.A. Davidson & Co. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Mar 12, 2015	Mar 12, 2015
Scott Douglas Baldwin	D.A. Davidson & Co. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Mar 12, 2015	Mar 10, 2015
Joseph Geofrey Travis	D.A. Davidson & Co. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Mar 12, 2015	Mar 10, 2015
Jennifer Erin Droppelman	D.A. Davidson & Co. other	Robert W. Baird & Co. Incorporated other	Other	Feb 26, 2015	Feb 20, 2015
Cheryl Lynn Seifert	D.A. Davidson & Co. other	Independent Financial Group, LLC other	Other	Feb 9, 2015	Jul 2, 2015 (143 d)
Lashawn Chantel Hayes	D.A. Davidson & Co. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jan 21, 2015	Feb 4, 2015
Brandon Keith Cass	D.A. Davidson & Co. other	Sagepoint Financial, Inc. other	Other	Jan 21, 2015	Jan 21, 2015
Danielle Jolene Ferrer	D.A. Davidson & Co. other	Raymond James & Associates, Inc. national BD	Other	Jan 21, 2015	Jan 16, 2015
Clarene Marie Westburg	D.A. Davidson & Co. other	Cetera Investment Advisers LLC other	Other	Dec 1, 2014	Jun 16, 2015 (197 d)
Trenton Kroeger Morton	D.A. Davidson & Co. other	Raymond James & Associates, Inc. national BD	Other	Nov 11, 2014	Nov 10, 2014
Scott Leland Hitchcock	D.A. Davidson & Co. other	Raymond James & Associates, Inc. national BD	Other	Nov 11, 2014	Nov 11, 2014
Teresa Carmen Ortega	D.A. Davidson & Co. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 4, 2014	Nov 14, 2014
Carolyn Rebecca Wyatt	D.A. Davidson & Co. other	Waddell & Reed other	Other	Oct 13, 2014	Oct 10, 2014
Meena Siulai Cheng	D.A. Davidson & Co. other	Commonwealth Financial Network national BD	Other	Sep 29, 2014	Sep 29, 2014
Paul Kerrick Kennedy	D.A. Davidson & Co. other	Wells Fargo Advisors wirehouse	Other	Sep 26, 2014	Sep 24, 2014
Douglas James Martin	D.A. Davidson & Co. other	Western International Securities other	Other	Sep 18, 2014	Sep 12, 2014
Marla Mallula	D.A. Davidson & Co. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Aug 25, 2014	Jun 1, 2016 (646 d)
Molly Jo Miller	D.A. Davidson & Co. other	LPL Financial LLC other	Other	Jun 24, 2014	Jun 20, 2014
Donalee Marie Gonzales	D.A. Davidson & Co. other	LPL Financial LLC other	Other	Jun 24, 2014	Jun 20, 2014
Jillian Marjean Bell	D.A. Davidson & Co. other	Valic Financial Advisors, Inc. other	Other	Jun 9, 2014	Jul 24, 2014 (45 d)
Katherine Rose Robinson	D.A. Davidson & Co. other	Raymond James & Associates, Inc. national BD	Other	May 8, 2014	Apr 30, 2014
Clifford Eugene Breeden	D.A. Davidson & Co. other	Ameriprise Financial Services, LLC national BD	Other	Apr 16, 2014	Sep 16, 2015 (518 d)
James Short Cashmore	D.A. Davidson & Co. other	Capitol Securities Management, Inc. independent RIA	Other	Apr 15, 2014	Dec 16, 2020 (2437 d)
Scott Michael Swanson	D.A. Davidson & Co. other	Cerity Partners LLC independent RIA	Other	Apr 7, 2014	Oct 3, 2022 (3101 d)
Deanne Woodring	D.A. Davidson & Co. other	Davidson Fixed Income Management, Inc. other	Other	Feb 6, 2014	Jan 18, 2006
Whitney Laraine Maher	D.A. Davidson & Co. other	Government Portfolio Advisors LLC other	Other	Feb 6, 2014	May 19, 2015 (467 d)
Tracey Ann Davis	D.A. Davidson & Co. other	Ameriprise Financial Services, LLC national BD	Other	Jan 22, 2014	Jan 17, 2014
Annamarie B Van Til	D.A. Davidson & Co. other	RBC Capital Markets, LLC national BD	Other	Jan 22, 2014	Feb 13, 2014
James William Filippi	D.A. Davidson & Co. other	LPL Financial LLC other	Other	Jan 6, 2014	Jan 6, 2014
Michael David King	D.A. Davidson & Co. other	Cuna Brokerage Services, Inc. other	Other	Dec 18, 2013	Jan 5, 2015 (383 d)
Curtis Martin Hill	D.A. Davidson & Co. other	Cetera Advisors LLC other	Other	Dec 17, 2013	Dec 13, 2013
Karlynn Quist	D.A. Davidson & Co. other	Wells Fargo Advisors wirehouse	Other	Dec 17, 2013	Dec 6, 2013
Kelly Andrew Kolstad	D.A. Davidson & Co. other	Cetera Advisor Networks LLC other	Other	Oct 28, 2013	Mar 31, 2015 (519 d)
Paul John-Pius Fahey	D.A. Davidson & Co. other	RBC Capital Markets, LLC national BD	Other	Oct 18, 2013	Oct 18, 2013
Susan Mary Sullivan	D.A. Davidson & Co. other	RBC Capital Markets, LLC national BD	Other	Aug 30, 2013	Aug 29, 2013
Nathan Duane Oeming	D.A. Davidson & Co. other	Commonwealth Financial Network national BD	Other	Aug 19, 2013	Aug 16, 2013
John Albert Oeming	D.A. Davidson & Co. other	Commonwealth Financial Network national BD	Other	Aug 19, 2013	Aug 16, 2013
Eric S Dash	D.A. Davidson & Co. other	Edward Jones national BD	Other	Jul 11, 2013	Mar 4, 2022 (3158 d)
Susan Mary Beardsley	D.A. Davidson & Co. other	Financial Advocates Investment Management independent RIA	Other	Jun 11, 2013	Oct 5, 2018 (1942 d)
James Robert Clarke	D.A. Davidson & Co. other	Financial Advocates Investment Management other	Other	May 6, 2013	May 3, 2013
Catherine Adele Kipling	D.A. Davidson & Co. other	Invest Financial Corporation other	Other	Apr 11, 2013	Jun 4, 2013 (54 d)
Matthew Shane Lusk	D.A. Davidson & Co. other	UBS Financial Services Inc. wirehouse	Other	Apr 1, 2013	Mar 27, 2013
William Edward Lusk	D.A. Davidson & Co. other	UBS Financial Services Inc. wirehouse	Other	Apr 1, 2013	Mar 27, 2013
Bradley Hunter Houle	D.A. Davidson & Co. other	Ferguson Wellman Capital Management, Inc. other	Other	Feb 5, 2013	Mar 27, 2013 (50 d)
Tyler R Price	D.A. Davidson & Co. other	Fisher Investments other	Other	Jan 14, 2013	Mar 5, 2013 (50 d)
James H. Campbell	D.A. Davidson & Co. other	Strategic Advisers LLC national BD	Other	Nov 5, 2012	Apr 15, 2013 (161 d)
Peter Louis Courtemanche	D.A. Davidson & Co. other	Fidelity Personal And Workplace Advisors BD affiliated	Other	Oct 23, 2012	Nov 12, 2020 (2942 d)
Heather Yasmeen Michail	D.A. Davidson & Co. other	Wells Fargo Advisors wirehouse	Other	Oct 15, 2012	Jan 14, 2013 (91 d)
Dana Rhodes Allen	D.A. Davidson & Co. other	Ek Riley Investments, LLC other	Other	Aug 17, 2012	Aug 16, 2012
Maria Esmeralda Becerra	D.A. Davidson & Co. other	Ek Riley Investments, LLC other	Other	Aug 17, 2012	Aug 16, 2012
Craig Taylor Wilcox	D.A. Davidson & Co. other	Wells Fargo Advisors wirehouse	Other	Jun 20, 2012	Jun 19, 2012
Geoffrey H. White	D.A. Davidson & Co. other	UBS Financial Services Inc. wirehouse	Other	May 16, 2012	May 11, 2012

Page 5 of 7Previous Next

382 moves match.