DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from United Planners' Financial Services Of America A Limited Partner

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William HawkinsUnited Planners' Financial Services Of America A Limited Partner independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseSep 16, 2026Sep 8, 2026
Jamey Carl GrahamUnited Planners' Financial Services Of America A Limited Partner independent RIAUnited Advisor Group independent RIARIA to RIASep 10, 2026Sep 10, 2026
Charles Hardin HarrisonUnited Planners' Financial Services Of America A Limited Partner independent RIAThe Ameriflex Group BD affiliatedRIA to affiliated broker-dealer or bankSep 8, 2026Sep 2, 2026
Haldun ArinUnited Planners' Financial Services Of America A Limited Partner independent RIAThe Ameriflex Group BD affiliatedRIA to affiliated broker-dealer or bankSep 8, 2026Sep 2, 2026
Suzanna CoelhoUnited Planners' Financial Services Of America A Limited Partner independent RIAFocus Financial independent RIARIA to RIAAug 28, 2026Sep 4, 2026
Philipp Anthony BallmaierUnited Planners' Financial Services Of America A Limited Partner independent RIAPnc Wealth Management BD affiliatedRIA to affiliated broker-dealer or bankAug 17, 2026Aug 18, 2026
Kevin DanielsUnited Planners' Financial Services Of America A Limited Partner independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 10, 2026Jun 12, 2026
Ashley Marie SeegerUnited Planners' Financial Services Of America A Limited Partner independent RIAPfg Advisors independent RIARIA to RIAJun 29, 2026Jul 22, 2026
Martin NadeauUnited Planners' Financial Services Of America A Limited Partner independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 17, 2026Jun 12, 2026
Zachary L DanielsUnited Planners' Financial Services Of America A Limited Partner independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 17, 2026Jun 12, 2026
Scott Allan KearnsUnited Planners' Financial Services Of America A Limited Partner independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 17, 2026Jun 12, 2026
Caleb John SandersUnited Planners' Financial Services Of America A Limited Partner independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 17, 2026Jun 12, 2026
Mariah Lynn MagnessUnited Planners' Financial Services Of America A Limited Partner independent RIAMagness Wealth Management state registeredRIA to a state-registered adviserJun 17, 2026Jul 28, 2026 (41 d)
Daniel J FuscoUnited Planners' Financial Services Of America A Limited Partner independent RIAAmeritas Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 15, 2026Jun 26, 2026
Matt Ryan FranklinUnited Planners' Financial Services Of America A Limited Partner independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 29, 2026Apr 20, 2026
Norman Trent BradshawUnited Planners' Financial Services Of America A Limited Partner independent RIAPrime Capital Financial mixed wealthRIA to RIAMar 18, 2026Mar 16, 2026
Eric Jon MunkebyUnited Planners' Financial Services Of America A Limited Partner independent RIAMy Legacy Advisors, LLC no RAUMOtherMar 2, 2026Nov 17, 2017
Kenneth John KramerUnited Planners' Financial Services Of America A Limited Partner independent RIAMy Legacy Advisors, LLC no RAUMOtherMar 2, 2026Nov 17, 2017
Todd Michael MironUnited Planners' Financial Services Of America A Limited Partner independent RIAOnedigital institutionalOtherMar 2, 2026Feb 19, 2026
Alexander Louis BushUnited Planners' Financial Services Of America A Limited Partner independent RIAMy Legacy Advisors, LLC no RAUMOtherMar 2, 2026Nov 17, 2017
Kimberly Jo CoxUnited Planners' Financial Services Of America A Limited Partner independent RIALincoln Investment independent RIARIA to RIAFeb 24, 2026Apr 7, 2026 (42 d)
Brandon Michael RogersUnited Planners' Financial Services Of America A Limited Partner independent RIAPrime Capital Financial mixed wealthRIA to RIAJan 28, 2026Jan 12, 2026
Carlyle Prescott SherrillUnited Planners' Financial Services Of America A Limited Partner independent RIAPrime Capital Financial mixed wealthRIA to RIAJan 28, 2026Jan 12, 2026
Robert Norman FischUnited Planners' Financial Services Of America A Limited Partner independent RIALincoln Investment independent RIARIA to RIADec 31, 2025Feb 3, 2026 (34 d)
Christopher A QuincyUnited Planners' Financial Services Of America A Limited Partner independent RIAAshton Thomas Private Wealth independent RIARIA to RIANov 26, 2025Nov 13, 2025
Daniel Francis CaseyUnited Planners' Financial Services Of America A Limited Partner independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 19, 2025Oct 23, 2025
Stephen Thomas MinihanUnited Planners' Financial Services Of America A Limited Partner independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 19, 2025Oct 24, 2025
Stacey M PetersonUnited Planners' Financial Services Of America A Limited Partner independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 18, 2025Oct 22, 2025
Edwin James WoolleyUnited Planners' Financial Services Of America A Limited Partner independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 23, 2025Sep 8, 2025
Bryan CaulkinsUnited Planners' Financial Services Of America A Limited Partner independent RIAProxy Wealth Advisors LLC independent RIARIA to RIAJun 25, 2025Feb 19, 2023
Courtney Alexander John ChyncesUnited Planners' Financial Services Of America A Limited Partner independent RIAProxy Freedom unclassifiedOtherJun 20, 2025Aug 16, 2023
Mark Joseph HudecUnited Planners' Financial Services Of America A Limited Partner independent RIATlg Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 18, 2025Jun 2, 2025
Christopher Emilio CrosbyUnited Planners' Financial Services Of America A Limited Partner independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 12, 2025Feb 1, 2026 (234 d)
Nickolas Charles GazzolaUnited Planners' Financial Services Of America A Limited Partner independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 12, 2025Jun 10, 2025
Theodore Jay JonesUnited Planners' Financial Services Of America A Limited Partner independent RIAIht Wealth Management LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 30, 2025May 30, 2025
Ann ZlamalUnited Planners' Financial Services Of America A Limited Partner independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 28, 2025Jun 24, 2025
Michael Joseph RuggieriUnited Planners' Financial Services Of America A Limited Partner independent RIAThe Capital Advisory Group Advisory Services, LLC independent RIARIA to RIAMay 7, 2025Jul 5, 2023
Joshua EllerUnited Planners' Financial Services Of America A Limited Partner independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankMay 6, 2025May 29, 2025
Tyler KeeganUnited Planners' Financial Services Of America A Limited Partner independent RIAConsolidated Portfolio Review Corp independent RIARIA to RIAMar 14, 2025Apr 24, 2025 (41 d)
Julian Trent BusbyUnited Planners' Financial Services Of America A Limited Partner independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 7, 2025Mar 12, 2025
Edward John AndersonUnited Planners' Financial Services Of America A Limited Partner independent RIAWinter & Associates, Inc. independent RIARIA to RIAMar 7, 2025Mar 12, 2025
Bradley Shayne LesterUnited Planners' Financial Services Of America A Limited Partner independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankFeb 12, 2025Feb 6, 2025
Jarred John ElwellUnited Planners' Financial Services Of America A Limited Partner independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankFeb 12, 2025Feb 6, 2025
William Chandler SpainUnited Planners' Financial Services Of America A Limited Partner independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankFeb 12, 2025Feb 6, 2025
Stephanie R CasasUnited Planners' Financial Services Of America A Limited Partner independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 3, 2025Jan 27, 2025
Ann Karen KilmerUnited Planners' Financial Services Of America A Limited Partner independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 3, 2025Jan 27, 2025
Donald Troy ViethUnited Planners' Financial Services Of America A Limited Partner independent RIAQuincy Wells Advisors, LLC independent RIARIA to RIAJan 16, 2025Jan 9, 2025
Brian Thomas WhiteUnited Planners' Financial Services Of America A Limited Partner independent RIAGwn Securities Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 10, 2025Mar 17, 2026 (431 d)
Steven David DukerUnited Planners' Financial Services Of America A Limited Partner independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2024Apr 30, 2025 (120 d)
Robert Carroll JonesUnited Planners' Financial Services Of America A Limited Partner independent RIAConsolidated Portfolio Review Corp independent RIARIA to RIANov 25, 2024Nov 13, 2024
Joel EverettUnited Planners' Financial Services Of America A Limited Partner independent RIAProxy Freedom unclassifiedOtherNov 25, 2024Aug 17, 2023
Isabel Cristina ArbaizaUnited Planners' Financial Services Of America A Limited Partner independent RIAConsolidated Portfolio Review Corp independent RIARIA to RIANov 25, 2024Nov 13, 2024
Christopher M. KilmerUnited Planners' Financial Services Of America A Limited Partner independent RIAVictory Financial independent RIARIA to RIAOct 29, 2024Oct 1, 2024
Mark Howard JusticeUnited Planners' Financial Services Of America A Limited Partner independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 30, 2024Sep 16, 2024
Brent Cunningham GilmoreUnited Planners' Financial Services Of America A Limited Partner independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 20, 2024Sep 18, 2024
Mary Elizabeth GilmoreUnited Planners' Financial Services Of America A Limited Partner independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 19, 2024Sep 18, 2024
Jacob Hammond WilliamsUnited Planners' Financial Services Of America A Limited Partner independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 19, 2024Sep 20, 2024
Andrew GoyhenetcheUnited Planners' Financial Services Of America A Limited Partner independent RIAProxy Freedom unclassifiedOtherAug 2, 2024Oct 3, 2023
Peter Gregory HawkinsUnited Planners' Financial Services Of America A Limited Partner independent RIAVanderbilt Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankApr 2, 2024Apr 2, 2024
Sumit SharmaUnited Planners' Financial Services Of America A Limited Partner independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 14, 2024Feb 20, 2024
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274 moves match.