DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from United Planners' Financial Services Of America A Limited Partner

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Peter Denis Murphy	United Planners' Financial Services Of America A Limited Partner other	Financial Partners, LLC other	Other	Sep 30, 2016	Oct 24, 2016
Michele L Herzberg	United Planners' Financial Services Of America A Limited Partner other	Lucia Capital Group other	Other	Jun 1, 2016	Dec 1, 2016 (183 d)
Kenneth Arrington Clarke	United Planners' Financial Services Of America A Limited Partner other	Ameritas Advisory Services, LLC BD affiliated	Other	Apr 19, 2016	Nov 1, 2021 (2022 d)
Christine Sionia Neilson	United Planners' Financial Services Of America A Limited Partner other	Horace Mann Investors, Inc. no RAUM	Other	Jan 25, 2016	Feb 21, 2017 (393 d)
Beth Ellen Lewis	United Planners' Financial Services Of America A Limited Partner other	Access Financial Resources Inc. other	Other	Sep 17, 2015	Oct 6, 2015
Jennifer Lynn Dugan	United Planners' Financial Services Of America A Limited Partner other	Fsc Securities Corporation other	Other	Sep 10, 2015	Sep 17, 2015
William Berkley Garrett	United Planners' Financial Services Of America A Limited Partner other	Securities America Advisors, Inc. other	Other	Sep 3, 2015	Aug 31, 2015
Clayton Drew Pond	United Planners' Financial Services Of America A Limited Partner other	Kestra Advisory Services, LLC other	Other	Aug 18, 2015	Apr 27, 2016 (253 d)
Julianne Lorraine Call	United Planners' Financial Services Of America A Limited Partner other	Charles Schwab & Co., Inc. national BD	Other	Jul 7, 2015	Jul 21, 2015
Thomas George Bongiorno	United Planners' Financial Services Of America A Limited Partner other	Msi Financial Services, Inc. other	Other	Jan 27, 2015	Mar 16, 2015 (48 d)
Mark N Henry	United Planners' Financial Services Of America A Limited Partner other	Stewardship Advisory Group, LLC no RAUM	Other	Dec 31, 2014	Apr 10, 2013
Jason Russell Brotsky	United Planners' Financial Services Of America A Limited Partner other	Cambridge Investment Research Advisors, Inc. other	Other	Dec 12, 2014	Dec 18, 2014
James Alexander Wurbs	United Planners' Financial Services Of America A Limited Partner other	Cambridge Investment Research Advisors, Inc. other	Other	Dec 12, 2014	Dec 12, 2014
Abigail K Holden	United Planners' Financial Services Of America A Limited Partner other	Cambridge Investment Research Advisors, Inc. other	Other	Dec 12, 2014	Dec 12, 2014
Herbert Suekichi Shiraishi	United Planners' Financial Services Of America A Limited Partner other	Shiraishi Financial Group Advisors other	Other	Nov 13, 2014	Jan 17, 2014
Hans Caparas Medina	United Planners' Financial Services Of America A Limited Partner other	Shiraishi Financial Group Advisors other	Other	Nov 13, 2014	Jan 7, 2014
Jason Lloyd Wong	United Planners' Financial Services Of America A Limited Partner other	Shiraishi Financial Group Advisors other	Other	Nov 13, 2014	Jan 7, 2014
Kendall K.K. Kakugawa	United Planners' Financial Services Of America A Limited Partner other	Shiraishi Financial Group Advisors other	Other	Nov 13, 2014	Feb 25, 2014
Grant Tatsuro Arita	United Planners' Financial Services Of America A Limited Partner other	Shiraishi Financial Group Advisors other	Other	Nov 13, 2014	Feb 25, 2014
Todd William Ackermann	United Planners' Financial Services Of America A Limited Partner other	Stewardship Advisory Group, LLC no RAUM	Other	Oct 3, 2014	Mar 27, 2013
Craig Allan Ackermann	United Planners' Financial Services Of America A Limited Partner other	Stewardship Advisory Group, LLC no RAUM	Other	Oct 3, 2014	Mar 27, 2013
Tony Lee Adkison	United Planners' Financial Services Of America A Limited Partner other	Stewardship Legacy Coaching, LLC unclassified	Other	Oct 3, 2014	Feb 7, 2013
Jeffrey Paul Rogers	United Planners' Financial Services Of America A Limited Partner other	Stewardship Advisory Group, LLC no RAUM	Other	Oct 2, 2014	Mar 28, 2013
Trina L Hanner	United Planners' Financial Services Of America A Limited Partner other	Stewardship Advisory Group, LLC no RAUM	Other	Oct 2, 2014	Mar 27, 2013
Joseph Charles Morson	United Planners' Financial Services Of America A Limited Partner other	Stewardship Advisory Group, LLC independent RIA	Other	Oct 2, 2014	Dec 5, 2018 (1525 d)
Cecil Matthew Hight	United Planners' Financial Services Of America A Limited Partner other	Stewardship Legacy Coaching, LLC unclassified	Other	Oct 2, 2014	Feb 6, 2013
Barry Kingsley Barbernell	United Planners' Financial Services Of America A Limited Partner other	Summit Financial Group Inc other	Other	Oct 1, 2014	Oct 1, 2014
Derek Edwin Woods	United Planners' Financial Services Of America A Limited Partner other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 30, 2014	Jan 2, 2015 (94 d)
Ryan William Foster	United Planners' Financial Services Of America A Limited Partner other	Investment Advisors Corp other	Other	Jul 30, 2014	Jul 30, 2014
Matthew David Grishman	United Planners' Financial Services Of America A Limited Partner other	Gebhardt Group, Inc other	Other	Mar 31, 2014	Apr 1, 2014
Michael Anthony Cue	United Planners' Financial Services Of America A Limited Partner other	Cambridge Investment Research Advisors, Inc. other	Other	Feb 19, 2014	Feb 20, 2014
Norman Lee Anderson	United Planners' Financial Services Of America A Limited Partner other	First Allied Advisory Services, Inc. other	Other	Feb 3, 2014	Mar 11, 2014 (36 d)
Debra Lynn Gibson	United Planners' Financial Services Of America A Limited Partner other	MML Investors Services, LLC other	Other	Dec 31, 2013	Jan 4, 2016 (734 d)
David Joseph Chalmers	United Planners' Financial Services Of America A Limited Partner other	J P Turner & Company Capital Management, LLC other	Other	Oct 28, 2013	Oct 3, 2013
David Lee Hengel	United Planners' Financial Services Of America A Limited Partner other	Ameriprise Financial Services, LLC national BD	Other	Sep 11, 2013	Sep 6, 2013
Kaleigh Ruth Prentice	United Planners' Financial Services Of America A Limited Partner other	Prentice Financial Planning, LLC state registered	Other	Jul 9, 2013	Feb 14, 2019 (2046 d)
Jennifer Lynn Panicker	United Planners' Financial Services Of America A Limited Partner other	Mathis Wealth Management independent RIA	Other	Jun 21, 2013	May 7, 2015 (685 d)
Joseph Appolito	United Planners' Financial Services Of America A Limited Partner other	Ameriprise Financial Services, LLC national BD	Other	May 29, 2013	May 24, 2013
Walker Franklin Davidson	United Planners' Financial Services Of America A Limited Partner other	Carolina Strategy, LLC independent RIA	Other	Mar 28, 2013	Jan 19, 2023 (3584 d)
Marsha Newman Nuttall	United Planners' Financial Services Of America A Limited Partner other	Allstate Financial Advisors, LLC no RAUM	Other	Mar 13, 2013	Apr 3, 2013
Ryan Scott Ponsford	United Planners' Financial Services Of America A Limited Partner other	Crosswind Advisory LLC unclassified	Other	Dec 31, 2012	Nov 24, 2008
William James Clements	United Planners' Financial Services Of America A Limited Partner other	Securities America Advisors, Inc. other	Other	Dec 14, 2012	Dec 13, 2012
Calvin E Romero	United Planners' Financial Services Of America A Limited Partner other	Securities America Advisors, Inc. other	Other	Dec 14, 2012	Dec 18, 2012
Michael S Balster	United Planners' Financial Services Of America A Limited Partner other	Securities America Advisors, Inc. other	Other	Dec 14, 2012	Dec 14, 2012
Hratch Krikor Panosian	United Planners' Financial Services Of America A Limited Partner other	Questar Asset Management, Inc. other	Other	Oct 11, 2012	Oct 26, 2012
Scott Alan Sprague	United Planners' Financial Services Of America A Limited Partner other	Cetera Advisor Networks LLC other	Other	Aug 24, 2012	Aug 24, 2012
Gregory V. Bangma	United Planners' Financial Services Of America A Limited Partner other	Blackhawk Capital Partners, LLC other	Other	Jun 22, 2012	Jul 15, 2011
Paul Adrien Brule	United Planners' Financial Services Of America A Limited Partner other	Financial Advisers Of America, LLC other	Other	Jun 21, 2012	Jul 20, 2012
Donna Marie Behler	United Planners' Financial Services Of America A Limited Partner other	Fsc Securities Corporation other	Other	Jun 11, 2012	Jun 13, 2012
Kenneth Paul Butze	United Planners' Financial Services Of America A Limited Partner other	Ancora Private Wealth Advisors, LLC other	Other	May 24, 2012	May 31, 2012
Kevin Charles Swanson	United Planners' Financial Services Of America A Limited Partner other	Vellum Financial, LLC other	Other	Feb 9, 2012	Aug 27, 2012 (200 d)
David Lee Hengel	United Planners' Financial Services Of America A Limited Partner other	Edward Jones national BD	Other	Jan 4, 2012	Jan 17, 2012
Ralph Patrick Moore	United Planners' Financial Services Of America A Limited Partner other	First Heartland Consultants, Inc. other	Other	Dec 31, 2011	Jan 3, 2012
Andrea Nicole Leota	United Planners' Financial Services Of America A Limited Partner other	Nationwide Investment Advisors, LLC other	Other	Dec 31, 2011	Feb 1, 2012 (32 d)
Matthew Michael Mcmanus	United Planners' Financial Services Of America A Limited Partner other	LPL Financial LLC other	Other	Jul 18, 2011	Aug 15, 2011
Robert Paul Aamodt	United Planners' Financial Services Of America A Limited Partner other	Knox Capital Advisors, LLC other	Other	Dec 31, 2010	Jan 18, 2011
Terra Jo Thurgood	United Planners' Financial Services Of America A Limited Partner other	Knox Capital Advisors, LLC other	Other	Dec 31, 2010	Jan 11, 2011
Lemuel Marcellus Mayberry	United Planners' Financial Services Of America A Limited Partner other	Principal Securities, Inc. other	Other	Dec 17, 2010	Jan 29, 2011 (43 d)
Krystalynn Michele Schlegel	United Planners' Financial Services Of America A Limited Partner other	Valmark Advisers, Inc. BD affiliated	Other	Jun 30, 2010	Mar 27, 2023 (4653 d)
Kenneth Charles Nagy	United Planners' Financial Services Of America A Limited Partner other	Northeast Equity Research Inc. state registered	Other	Apr 28, 2010	Jun 17, 2010 (50 d)

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274 moves match.