DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Osaic Wealth, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sanjay Dhar | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2026 | Jul 27, 2026 |
| Ryan Blane Pollard | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2026 | Jul 28, 2026 |
| Harry Bonn | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2026 | Jul 24, 2026 |
| Heidi Fifield | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Jul 22, 2026 |
| Ralph Parker Chaudron | Osaic Wealth, Inc. BD affiliated | Calton & Associates, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2026 | Jul 27, 2026 |
| Levi Bunkers | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2026 | Jul 30, 2026 |
| Michael Gerard Tate | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2026 | Jul 24, 2026 |
| Nikolai Matthew Papa | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2026 | Jul 23, 2026 |
| Donn Sandy Levine | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2026 | Jul 23, 2026 |
| Anthony Degregorio | Osaic Wealth, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2026 | Jul 20, 2026 |
| Michelle Lynne Martinez | Osaic Wealth, Inc. BD affiliated | Rise Up Planning, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 23, 2026 | Jul 20, 2026 |
| Matthew Tyler Bowling | Osaic Wealth, Inc. BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2026 | Jul 23, 2026 |
| Andrew Clayborne Elmore | Osaic Wealth, Inc. BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2026 | Jul 20, 2026 |
| Timothy Wayne Murphrey | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Jul 21, 2026 |
| Samuel Hollan Benbow | Osaic Wealth, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2026 | Jul 20, 2026 |
| Damon Andrew Campbell | Osaic Wealth, Inc. BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 13, 2026 |
| Bing C Michael | Osaic Wealth, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jul 8, 2026 |
| Adam David Storbakken | Osaic Wealth, Inc. BD affiliated | USA Financial Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2026 | Jul 9, 2026 |
| Murray C. Richardson | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2026 | Jul 6, 2026 |
| James David Mohr | Osaic Wealth, Inc. BD affiliated | Bolton Global Asset Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2026 | Jul 8, 2026 |
| Desiree Marie Lasiewski | Osaic Wealth, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Jul 2, 2026 |
| Kyle Kevin Murphy | Osaic Wealth, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 8, 2026 | Jul 29, 2026 |
| James Kevin Wilkins | Osaic Wealth, Inc. BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Jul 1, 2026 |
| Krista Karow | Osaic Wealth, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Jul 1, 2026 |
| James David Blaydes | Osaic Wealth, Inc. BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Jul 1, 2026 |
| Jared Jonathan Lester | Osaic Wealth, Inc. BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Jul 1, 2026 |
| David Lee Blaydes | Osaic Wealth, Inc. BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Jul 1, 2026 |
| Stephen Walter Sawyer | Osaic Wealth, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2026 | Jun 30, 2026 |
| Jeremy Hunter Coppola | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2026 | Jul 16, 2026 |
| Aleea Madelyn Mcguire | Osaic Wealth, Inc. BD affiliated | Sandro Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2026 | Sep 2, 2026 (63 d) |
| Russell R Wingate | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2026 | Jun 24, 2026 |
| David Gary Young | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2026 | Jun 29, 2026 |
| Tricia Liller | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2026 | Jul 1, 2026 |
| Michael Joseph Linkey | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2026 | Jun 29, 2026 |
| Kurtis Raymond Kuyat | Osaic Wealth, Inc. BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2026 | Jun 29, 2026 |
| Janice Marguerite Cobb | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 25, 2026 | Jun 24, 2026 |
| Christopher Michael Bryan | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 25, 2026 | Jun 24, 2026 |
| Scot Arthur Regner | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 25, 2026 | Jun 30, 2026 |
| Ernest Fulton Cave | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 24, 2026 | Jul 1, 2026 |
| James John Dinapoli | Osaic Wealth, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jun 10, 2026 |
| Benjamin M Petersen | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2026 | Jun 18, 2026 |
| Glenn Jay Hansen | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Jun 15, 2026 |
| Chet Haddaway Mcwilliams | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Jun 15, 2026 |
| Jonathan James Harris | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Jun 15, 2026 |
| Dylan Hansen | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Jun 15, 2026 |
| Timothy Mark Wolfe | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 10, 2026 |
| Thomas Gerrit Latchford | Osaic Wealth, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 29, 2026 |
| Luke Robert Steinke | Osaic Wealth, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 25, 2026 |
| Lucas Ford | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 10, 2026 |
| Tyson Lane Meil | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 10, 2026 |
| Jason Douglas Smith | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 12, 2026 |
| Andrew Edwin Hejlik | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2026 | Jun 1, 2026 |
| Carl Kirchner | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2026 | Jul 7, 2026 |
| Corbett Atwell Mckinney | Osaic Wealth, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2026 | Jun 12, 2026 |
| Jill Elizabeth Smith | Osaic Wealth, Inc. BD affiliated | Vantage Point Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2026 | Jun 12, 2026 |
| Loretta Chiofolo | Osaic Wealth, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 3, 2026 | Jun 1, 2026 |
| John Francis Hartman | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | May 27, 2026 |
| Brody Eischeid | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | Jun 1, 2026 |
| Meredith Ann Bargfrede | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | Jun 1, 2026 |
| Donna Sue Davis | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 2, 2026 | Jun 17, 2026 |
2,262 moves match.