DFX Intelligence
Advisor moves
Departures from Osaic Wealth, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,282 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Zachary Lawrence Hockert | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2023 | Sep 11, 2023 |
| John Jerome Jablonski | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2023 | Sep 13, 2023 |
| Minnampalli Elangomani Selvaraj | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2023 | Sep 5, 2023 |
| Pegge Ann Barrier | Osaic Wealth, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2023 | Sep 5, 2023 |
| Faye Sylvia Lawrence | Osaic Wealth, Inc. BD affiliated | Seia independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2023 | Mar 29, 2022 |
| Kevin J Wilkison | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 8, 2023 | Nov 26, 2024 (476 d) |
| Ryan S Raposa | Osaic Wealth, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2023 | Nov 3, 2023 (87 d) |
| Ryan S Galiotto | Osaic Wealth, Inc. BD affiliated | Etch Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 8, 2023 | Aug 7, 2023 |
| Maria Elizabeth Zoll | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2023 | Aug 2, 2023 |
| Michael Thomas Mcnulty | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2023 | Aug 1, 2023 |
| Ross Girouard Winfield | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2023 | Aug 1, 2023 |
| Joshua Bradley Withers | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2023 | Aug 1, 2023 |
| Jody Michael Balaban | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2023 | Aug 1, 2023 |
| Samuel Spessard Slagle | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2023 | Aug 1, 2023 |
| Jason Monroe Bozard | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2023 | Aug 3, 2023 |
| Adam Tabb Winfield | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2023 | Aug 1, 2023 |
| Colin Michael Mcnulty | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2023 | Aug 1, 2023 |
| Alexander Dimartini | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 2, 2023 | Jul 31, 2023 |
| Maxwell J Sabel | Osaic Wealth, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 25, 2023 | Aug 4, 2023 |
| Michael A Drooby | Osaic Wealth, Inc. BD affiliated | Transcendent Capital Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2023 | Sep 19, 2023 (61 d) |
| Shane Neal Hunt | Osaic Wealth, Inc. BD affiliated | Cgc Financial Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2023 | Jun 18, 2023 |
| David Russo | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2023 | Jul 10, 2023 |
| Steven Russo | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2023 | Jul 10, 2023 |
| Steven Alan Green | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2023 | Jul 12, 2023 |
| Brian Olaf Gloe | Osaic Wealth, Inc. BD affiliated | Craft & Sage Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 6, 2023 | Jul 3, 2023 |
| Frederick Arthur Tromans | Osaic Wealth, Inc. BD affiliated | Craft & Sage Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 28, 2023 | Jun 27, 2023 |
| John Tarkington Christy | Osaic Wealth, Inc. BD affiliated | Craft & Sage Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 28, 2023 | Jun 14, 2023 |
| Eric Michael Bishop | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2023 | Jun 26, 2023 |
| Ernest Fred Collyer | Osaic Wealth, Inc. BD affiliated | Craft & Sage Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 23, 2023 | Jun 28, 2023 |
| Dustin Lynn Palmer | Osaic Wealth, Inc. BD affiliated | Craft & Sage Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 23, 2023 | Jun 27, 2023 |
| Andrea Jean Wilt | Osaic Wealth, Inc. BD affiliated | Craft & Sage Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 23, 2023 | Jun 27, 2023 |
| Michael Joseph Molloy | Osaic Wealth, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jun 22, 2023 | Jun 16, 2023 |
| Megan Marie Jewett | Osaic Wealth, Inc. BD affiliated | Craft & Sage Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 20, 2023 | Jun 27, 2023 |
| Angie Brinkley | Osaic Wealth, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 7, 2023 | Nov 7, 2023 (153 d) |
| Gregory Adam Legate | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2023 | May 30, 2023 |
| William James Sealey | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Jason Scott Young | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | May 30, 2023 |
| Kevin Michael Kitchin | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jan 1, 2025 (580 d) |
| Christopher Fowler Fulton | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2023 | May 31, 2023 |
| Jason Samuel Trippett | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2023 | May 24, 2023 |
| Thomas Albert Zamagni | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2023 | May 31, 2023 |
| Raymond John Serra | Osaic Wealth, Inc. BD affiliated | Narrow Path Guidance, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 4, 2023 | Jan 2, 2026 (974 d) |
| Samantha Jill Lompado | Osaic Wealth, Inc. BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2023 | May 22, 2023 |
| David Gordon Moelker | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2023 | Apr 26, 2023 |
| Jacob I Tuinstra | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2023 | Apr 26, 2023 |
| Phillip A Veenstra | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2023 | Apr 26, 2023 |
| Daniel Wayne Kalsbeek | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2023 | Apr 26, 2023 |
| Joshua Russell Geerts | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2023 | Apr 26, 2023 |
| Sarah Jane Walkinshaw | Osaic Wealth, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Apr 18, 2023 | May 1, 2023 |
| Lisa Marie Windsor | Osaic Wealth, Inc. BD affiliated | Seia BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2023 | Feb 13, 2023 |
| Carol A Truluck | Osaic Wealth, Inc. BD affiliated | Financial Strategies Investment Advisor Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2023 | Apr 19, 2023 |
| Chungyanjoanne Lo | Osaic Wealth, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 28, 2023 | Apr 18, 2023 (49 d) |
| Blair Kiyotaka Aihara | Osaic Wealth, Inc. BD affiliated | Rulo Wealth Strategies LLC unclassified | Other | Feb 24, 2023 | Feb 17, 2023 |
| Kyle Douglas Foster | Osaic Wealth, Inc. BD affiliated | Rulo Wealth Strategies LLC unclassified | Other | Feb 24, 2023 | Feb 17, 2023 |
| Matthew Blackman | Osaic Wealth, Inc. BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2023 | Feb 16, 2023 |
| Harrison H Bowlin | Osaic Wealth, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 7, 2023 | Feb 6, 2023 |
| John Patrick Mcauliffe | Osaic Wealth, Inc. BD affiliated | Compound Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2023 | Dec 2, 2024 (671 d) |
| Nicholas John Tzoumas | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2023 | Jan 24, 2023 |
| Emmanuel Vasili Zisis | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2023 | Jan 24, 2023 |
| Nicholas Kallabat | Osaic Wealth, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2023 | Feb 1, 2023 |