DFX Intelligence
Advisor moves
Departures from Osaic Wealth, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jacob J Reid | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Sep 26, 2025 |
| David Chou | Osaic Wealth, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Sep 26, 2025 |
| Stephen D Chipman | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Sep 26, 2025 |
| Peter Shaker | Osaic Wealth, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Aug 5, 2026 (309 d) |
| Nicholas Joseph Engle | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2025 | Sep 25, 2025 |
| Garrett S Tingle | Osaic Wealth, Inc. BD affiliated | Pacer Advisors, Inc. asset manager | Other | Sep 25, 2025 | Oct 3, 2025 |
| Norman Patrick Mcevoy | Osaic Wealth, Inc. BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2025 | Sep 15, 2025 |
| Timothy Phillips | Osaic Wealth, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2025 | Sep 11, 2025 |
| Jeffrey Michael Feather | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2025 | Sep 16, 2025 |
| Robert John Engelhardt | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2025 | Sep 15, 2025 |
| Mcrae Kirmse | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2025 | Sep 15, 2025 |
| Andrew Davis Hamilton | Osaic Wealth, Inc. BD affiliated | Linscomb Wealth, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2025 | Jul 7, 2026 (293 d) |
| Joe P. Moore | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2025 | Sep 15, 2025 |
| Robin Hannoun | Osaic Wealth, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 16, 2025 | Sep 29, 2025 |
| John Candy | Osaic Wealth, Inc. BD affiliated | Ld Lowe Wealth Advisory independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2025 | Nov 12, 2025 (57 d) |
| Robert Lawrence Metz | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Sep 11, 2025 |
| Bill Heart | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Sep 12, 2025 |
| Jeffrey William Grigg | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Sep 11, 2025 |
| Savanna L Steed | Osaic Wealth, Inc. BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Sep 29, 2025 |
| Garrett Foran | Osaic Wealth, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Jan 20, 2026 (127 d) |
| Kevin John Arndt | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2025 | Sep 2, 2025 |
| Justin Richard Poore | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2025 | Sep 10, 2025 |
| Matthew David Callero | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2025 | Sep 10, 2025 |
| Amanda Whitney | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2025 | Oct 6, 2025 |
| Joseph Michael Lococo | Osaic Wealth, Inc. BD affiliated | Arcataur Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2025 | Sep 16, 2025 |
| Rachel Sue Cappola | Osaic Wealth, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 9, 2025 | Sep 23, 2025 |
| Denise Marie Petersen | Osaic Wealth, Inc. BD affiliated | Sterling Financial Services, Inc. unclassified | Other | Sep 5, 2025 | Oct 22, 2002 |
| Timothy Lee Talbot | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Sep 2, 2025 |
| Michael R Borowiak | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Sep 2, 2025 |
| Christopher Roming | Osaic Wealth, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Sep 3, 2025 |
| Samuel Bernard Cohen | Osaic Wealth, Inc. BD affiliated | Park State Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2025 | May 11, 2026 (250 d) |
| Karen Ann Robinson | Osaic Wealth, Inc. BD affiliated | World Investment Advisors, LLC other | Other | Sep 3, 2025 | Jan 2, 2026 (121 d) |
| Paul Hershenberg | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Aug 29, 2025 |
| Paula Christine Swain | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Aug 28, 2025 |
| Lorenzo Pietro Gaudioso | Osaic Wealth, Inc. BD affiliated | Granite Islands Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 2, 2025 | Aug 27, 2025 |
| Ralph Wilson Smith | Osaic Wealth, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2025 | May 20, 2025 |
| Joseph Eli Sidman | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2025 | Aug 29, 2025 |
| Quinn J Wright | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2025 | Aug 27, 2025 |
| Lydia C Stephens | Osaic Wealth, Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2025 | Aug 26, 2025 |
| Michelle M Spindler | Osaic Wealth, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Aug 28, 2025 | Sep 8, 2025 |
| Azure Lynn Bradger | Osaic Wealth, Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2025 | Oct 7, 2025 (40 d) |
| Jack Davis Wells | Osaic Wealth, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 28, 2025 | Oct 15, 2025 (48 d) |
| Kevin Michael Brown | Osaic Wealth, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2025 | Aug 25, 2025 |
| Matthew Anthony Turo | Osaic Wealth, Inc. BD affiliated | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 26, 2025 | Nov 5, 2025 (71 d) |
| Angela Renna | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2025 | Aug 20, 2025 |
| Howard Clinton Young | Osaic Wealth, Inc. BD affiliated | St. Bernard Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2025 | Aug 18, 2025 |
| Dolores B Mitchell | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2025 | Aug 18, 2025 |
| Ina Blair Smith | Osaic Wealth, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 21, 2025 | Sep 8, 2025 |
| Scott William Davis | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2025 | Aug 18, 2025 |
| John Philip Williams | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2025 | Aug 18, 2025 |
| Nicholas Agnone | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2025 | Aug 18, 2025 |
| Lance Edward Barnhardt | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2025 | Aug 18, 2025 |
| Kevin Colby Harvel | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2025 | Aug 18, 2025 |
| Todd Andrew Rose | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2025 | Aug 18, 2025 |
| Peter John Craig | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2025 | Aug 18, 2025 |
| Corey Todd Myers | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2025 | Aug 18, 2025 |
| Robert Joseph Bettermann | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Aug 15, 2025 |
| Lukas Duffy | Osaic Wealth, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Aug 21, 2025 |
| Shakila Cham | Osaic Wealth, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 18, 2025 | Jun 9, 2026 (295 d) |
| Amy Elizabeth Knox | Osaic Wealth, Inc. BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Aug 13, 2025 |
2,264 moves match.