DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Oneseven

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tami Lynne AloisaOneseven independent RIALtplanners state registeredRIA to a state-registered adviserSep 12, 2026Sep 12, 2026
Emme Elizabeth PhillipsOneseven independent RIACorient independent RIARIA to RIAJul 27, 2026Jun 8, 2026
Evan ZollingerOneseven independent RIAAlpha Wealth Funds, LLC mixed wealthRIA to RIAMay 28, 2026Jun 5, 2026
James CurranOneseven independent RIAPacific Point Wealth Management no RAUMRIA to a newly registered adviserAug 12, 2025Dec 16, 2025 (126 d)
Patrick Michael MoranOneseven independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankMar 17, 2025Mar 17, 2025
John Philip WilliamsOneseven independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 22, 2024Nov 12, 2024
Philip Herbert EllisOneseven independent RIABlue Iguana Financial, LLC state registeredRIA to a state-registered adviserAug 5, 2024Nov 25, 2024 (112 d)
Scott Michael LepaOneseven independent RIACerity Partners LLC independent RIARIA to RIAFeb 29, 2024Aug 26, 2024 (179 d)
Ashley ObryantwoodOneseven independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJun 21, 2023May 14, 2025 (693 d)
Gerard Thomas QuinnOneseven independent RIAFsc Securities Corporation BD affiliatedRIA to affiliated broker-dealer or bankNov 4, 2022Nov 7, 2022
John William McconnellOneseven independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 27, 2022May 31, 2022
Mark MillsOneseven independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 27, 2022Aug 26, 2022 (91 d)
Michael Patrick RossOneseven independent RIAIntegrated Advisors Network LLC independent RIARIA to RIAApr 14, 2022Apr 15, 2022
Arnell LandOneseven independent RIAIntegrated Advisors Network LLC independent RIARIA to RIAApr 14, 2022May 11, 2022
Michael Scott FomukeOneseven independent RIANew Edge Wealth independent RIARIA to RIAJan 21, 2022Jan 29, 2022
Grant Michael KaminOneseven independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankAug 18, 2020Aug 19, 2020
Michael John MonginOneseven independent RIAWells Fargo Advisors wirehouseRIA to wirehouseNov 4, 2019Nov 20, 2019
Brittan Mawby LeiserOneseven independent RIAStratos Wealth Advisors LLC independent RIARIA to RIAMay 1, 2019Jul 30, 2019 (90 d)
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18 moves match.