| William Steven Mcarthur | Voya Financial Advisors, Inc. other | Geneos Wealth Management, Inc. other | Other | May 23, 2008 | May 15, 2008 |
| James Gerard Huhn | Voya Financial Advisors, Inc. other | Spc other | Other | May 16, 2008 | May 6, 2008 |
| Christian Myers Wagner | Voya Financial Advisors, Inc. other | Longview Capital Management LLC other | Other | May 14, 2008 | Jun 25, 2008 (42 d) |
| Christopher R Bond | Voya Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | May 9, 2008 | Mar 29, 2016 (2881 d) |
| David M. Compere | Voya Financial Advisors, Inc. other | Lawing Financial Inc other | Other | May 1, 2008 | May 9, 2008 |
| Dennis Lee Jackson | Voya Financial Advisors, Inc. other | Fsc Securities Corporation other | Other | Apr 29, 2008 | Apr 28, 2008 |
| James Asher Jackson | Voya Financial Advisors, Inc. other | Fsc Securities Corporation other | Other | Apr 29, 2008 | Apr 28, 2008 |
| Dean Jeffrey Digregorio | Voya Financial Advisors, Inc. other | Principal Securities, Inc. other | Other | Apr 25, 2008 | Jun 25, 2008 (61 d) |
| Susan Katherine Tackett | Voya Financial Advisors, Inc. other | H. Beck, Inc. other | Other | Apr 11, 2008 | Apr 11, 2008 |
| Martin Adolfo Montana | Voya Financial Advisors, Inc. other | MML Investors Services, LLC BD affiliated | Other | Mar 31, 2008 | Apr 11, 2024 (5855 d) |
| Gregory Matthew Dooley | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Mar 4, 2008 | Mar 6, 2008 |
| Scott M Miller | Voya Financial Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Feb 27, 2008 | Apr 10, 2008 (43 d) |
| Anthony Alan Saccaro | Voya Financial Advisors, Inc. other | Providence Financial And Insurances, Inc. independent RIA | Other | Feb 19, 2008 | Nov 9, 2011 (1359 d) |
| James Gordon Miller | Voya Financial Advisors, Inc. other | Ast Investment Services, Inc. other | Other | Jan 9, 2008 | Jan 6, 2009 (363 d) |
| Karen Elizabeth Elliot | Voya Financial Advisors, Inc. other | New England Securities Corporation other | Other | Jan 3, 2008 | Feb 20, 2008 (48 d) |
| Sally Brandt Lieb | Voya Financial Advisors, Inc. other | Nfp Advisor Services, LLC other | Other | Dec 31, 2007 | Jan 2, 2008 |
| Dennis Stuart Whyte | Voya Financial Advisors, Inc. other | Kestra Advisory Services, LLC other | Other | Dec 31, 2007 | Apr 20, 2016 (3033 d) |
| Patrick Connor Dougherty | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Dec 31, 2007 | May 23, 2011 (1239 d) |
| Renee Collins | Voya Financial Advisors, Inc. other | Avantax Advisory Services other | Other | Dec 31, 2007 | Oct 8, 2012 (1743 d) |
| Scott Aron Brown | Voya Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Dec 31, 2007 | Apr 29, 2009 (485 d) |
| Douglas Raymond Maclardy | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Dec 20, 2007 | Dec 19, 2007 |
| Timothy William Smith | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Dec 20, 2007 | Dec 19, 2007 |
| Howard Robert Pinson | Voya Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Dec 17, 2007 | Dec 14, 2007 |
| Damon Ridley | Voya Financial Advisors, Inc. other | Fsc Securities Corporation other | Other | Dec 13, 2007 | Dec 14, 2007 |
| Christopher Allen Salyer | Voya Financial Advisors, Inc. other | Fsc Securities Corporation other | Other | Dec 12, 2007 | Dec 12, 2007 |
| Jonathan Hunter Bodwell | Voya Financial Advisors, Inc. other | Fsc Securities Corporation other | Other | Dec 12, 2007 | Dec 14, 2007 |
| Eric David Antrobius | Voya Financial Advisors, Inc. other | Fsc Securities Corporation other | Other | Dec 7, 2007 | Dec 4, 2007 |
| Erich Andulan Castillo | Voya Financial Advisors, Inc. other | Fsc Securities Corporation other | Other | Dec 7, 2007 | Dec 6, 2007 |
| David Westlund | Voya Financial Advisors, Inc. other | Fsc Securities Corporation other | Other | Oct 26, 2007 | Dec 4, 2007 (39 d) |
| Debra Lynn Nelson | Voya Financial Advisors, Inc. other | Onyx Wealth Advisors, Inc. other | Other | Oct 4, 2007 | Sep 27, 2007 |
| John Dennis Kelly | Voya Financial Advisors, Inc. other | Onyx Wealth Advisors, Inc. other | Other | Sep 27, 2007 | Sep 27, 2007 |
| Jon Barton | Voya Financial Advisors, Inc. other | Dewaay Capital Management other | Other | Aug 24, 2007 | Sep 18, 2007 |
| Lee Stuart Molotsky | Voya Financial Advisors, Inc. other | Molotsky Tax Advisory Group, LLC state registered | Other | Aug 2, 2007 | Jan 1, 2026 (6727 d) |
| Gregory Donnell Cleare | Voya Financial Advisors, Inc. other | Gwn Securities Inc. other | Other | Jul 26, 2007 | Aug 6, 2007 |
| Michelle Nicole Ogden | Voya Financial Advisors, Inc. other | Wakeful state registered | Other | Jul 13, 2007 | Aug 16, 2007 (34 d) |
| Rik James Henrik Saylor | Voya Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Jul 3, 2007 | Jun 29, 2007 |
| John Robert Burch | Voya Financial Advisors, Inc. other | Sterne Agee Asset Management, Inc. other | Other | Jun 29, 2007 | Jul 24, 2007 |
| Rick Dana Boynton | Voya Financial Advisors, Inc. other | Brecek & Young Advisors, Inc. other | Other | Jun 14, 2007 | Jun 13, 2007 |
| Thomas Anthony Drake | Voya Financial Advisors, Inc. other | H. Beck, Inc. other | Other | Jun 5, 2007 | May 16, 2008 (346 d) |
| Larry Sfinas | Voya Financial Advisors, Inc. other | American Portfolios Advisors, Inc other | Other | Jun 1, 2007 | Jul 19, 2007 (48 d) |
| Brian Wesley Low | Voya Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | May 24, 2007 | May 21, 2007 |
| Christopher Rivers | Voya Financial Advisors, Inc. other | Waddell & Reed other | Other | May 23, 2007 | Jun 19, 2007 |
| Joseph Ralph Fenstermacher | Voya Financial Advisors, Inc. other | Questar Asset Management, Inc. other | Other | May 18, 2007 | Sep 4, 2015 (3031 d) |
| Michael Scott Allison | Voya Financial Advisors, Inc. other | Gunnallen Financial, Inc unclassified | Other | May 4, 2007 | May 7, 2007 |
| Gregory Scott Teal | Voya Financial Advisors, Inc. other | Trustmont Advisory Group, Inc. other | Other | May 4, 2007 | May 10, 2007 |
| Steven Joseph Toto | Voya Financial Advisors, Inc. other | Qa3 Financial LLC unclassified | Other | May 3, 2007 | May 3, 2007 |
| Bruce Taylor Godke | Voya Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Apr 27, 2007 | May 1, 2007 |
| Frank Dean Barber | Voya Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Apr 27, 2007 | May 1, 2007 |
| Bryan Allen Sarff | Voya Financial Advisors, Inc. other | Waddell & Reed other | Other | Apr 27, 2007 | Jul 28, 2009 (823 d) |
| Eric John Sheerin | Voya Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Apr 27, 2007 | May 1, 2007 |
| Michael Shane Barber | Voya Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Apr 27, 2007 | May 1, 2007 |
| Dylan Edward Bond | Voya Financial Advisors, Inc. other | Woodstock Financial Group, Inc. other | Other | Mar 20, 2007 | Feb 26, 2007 |
| Sean Paul Weaver | Voya Financial Advisors, Inc. other | First Midamerica Investment Corporation unclassified | Other | Mar 9, 2007 | Mar 2, 2007 |
| Joel Arthur Beyer | Voya Financial Advisors, Inc. other | Qa3 Financial LLC unclassified | Other | Feb 22, 2007 | Feb 14, 2007 |
| Cheryl Lynn Mccarthy | Voya Financial Advisors, Inc. other | Asset & Financial Planning, Ltd other | Other | Feb 14, 2007 | Jan 18, 2007 |
| Douglas Michael Dougherty | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Dec 31, 2006 | Jan 5, 2007 |
| Todd Michael Lohman | Voya Financial Advisors, Inc. other | Nfp Advisor Services, LLC other | Other | Dec 31, 2006 | Jan 4, 2007 |
| David Joseph Conley | Voya Financial Advisors, Inc. other | Nationwide Securities, LLC no RAUM | Other | Dec 31, 2006 | Oct 5, 2018 (4296 d) |
| Christopher James Basse | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Dec 31, 2006 | Mar 1, 2016 (3348 d) |
| Danielle Marie Howard | Voya Financial Advisors, Inc. other | Cetera Advisor Networks LLC other | Other | Dec 31, 2006 | Jan 26, 2007 |