| Donald Christopher Megliola | Voya Financial Advisors, Inc. other | Fulcrum Advisory Services, LLC other | Other | Dec 31, 2006 | Nov 22, 2006 |
| William Hartwell Cox | Voya Financial Advisors, Inc. other | Cl Wealth Management LLC other | Other | Nov 27, 2006 | Nov 28, 2006 |
| Patrick Louis Weishan | Voya Financial Advisors, Inc. other | Sagepoint Financial, Inc. other | Other | Nov 20, 2006 | Nov 21, 2006 |
| John Christopher Neyland | Voya Financial Advisors, Inc. other | Next Financial Group, Inc. other | Other | Nov 20, 2006 | Nov 20, 2006 |
| Joel Mark Johnson | Voya Financial Advisors, Inc. other | Silver Oak Securities, Inc. other | Other | Nov 14, 2006 | Nov 8, 2007 (359 d) |
| Steven Ross Conkin | Voya Financial Advisors, Inc. other | Empower Advisory Group, LLC other | Other | Oct 2, 2006 | Nov 15, 2006 (44 d) |
| Connie John Reha | Voya Financial Advisors, Inc. other | Osaic Fs, Inc. other | Other | Sep 14, 2006 | Mar 27, 2007 (194 d) |
| Kelly Allen Woerdeman | Voya Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 10, 2006 | Aug 2, 2007 (357 d) |
| Ryan Takeshi Miyamoto | Voya Financial Advisors, Inc. other | United Capital Financial Advisors other | Other | Jul 21, 2006 | Oct 21, 2008 (823 d) |
| Peter Alan Radvanyi | Voya Financial Advisors, Inc. other | Radvanyi Wealth Management unclassified | Other | Jul 12, 2006 | Oct 10, 2006 (90 d) |
| Carole Ameila Rainey | Voya Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Jun 23, 2006 | Sep 18, 2006 (87 d) |
| Robert Grahn Teneyck | Voya Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | May 12, 2006 | May 4, 2006 |
| Aaron Stephen Curry | Voya Financial Advisors, Inc. other | MML Investors Services, LLC other | Other | Apr 12, 2006 | Apr 24, 2006 |
| Donald Glenn Baker | Voya Financial Advisors, Inc. other | Centaurus Financial, Inc. other | Other | Apr 5, 2006 | Apr 5, 2006 |
| Michael James Smith Tucker | Voya Financial Advisors, Inc. other | Concourse Financial Group Advisors other | Other | Mar 4, 2006 | May 27, 2008 (815 d) |
| Gregory Carl Barson | Voya Financial Advisors, Inc. other | Regal Advisory Services, Inc. other | Other | Feb 14, 2006 | Jan 7, 2008 (692 d) |
| Robert Paul Harrington | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Feb 6, 2006 | Mar 29, 2006 (51 d) |
| Timothy William Slothower | Voya Financial Advisors, Inc. other | Harbor Financial Services, LLC other | Other | Jan 13, 2006 | Mar 4, 2009 (1146 d) |
| Jay Hale Cavanagh | Voya Financial Advisors, Inc. other | Kestra Advisory Services, LLC other | Other | Jan 4, 2006 | Apr 19, 2016 (3758 d) |
| Daniel Patrick Mulheran | Voya Financial Advisors, Inc. other | Nfp Advisor Services, LLC other | Other | Jan 4, 2006 | Jul 1, 2014 (3100 d) |
| Eric Evan Everson | Voya Financial Advisors, Inc. other | Berthel Fisher & Company Financial Services, Inc. other | Other | Dec 31, 2005 | Jan 3, 2006 |
| Mark Francis Helfrich | Voya Financial Advisors, Inc. other | Cuna Brokerage Services, Inc. other | Other | Dec 31, 2005 | Sep 29, 2006 (272 d) |
| Shane James Clarke | Voya Financial Advisors, Inc. other | Fsc Wealth Advisors, LLC other | Other | Dec 15, 2005 | Jul 27, 2016 (3877 d) |
| William Andrew Griffin | Voya Financial Advisors, Inc. other | Invest Financial Corporation other | Other | Nov 3, 2005 | Nov 2, 2005 |
| Joshua Andrews Putnam | Voya Financial Advisors, Inc. other | Sundvold Financial other | Other | Oct 5, 2005 | Oct 4, 2005 |
| Christopher Phillips | Voya Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Sep 20, 2005 | May 31, 2006 (253 d) |
| Daniel Leon Martin | Voya Financial Advisors, Inc. other | Osaic Fs, Inc. other | Other | Aug 25, 2005 | Aug 9, 2005 |
| David Richard Vanderhovel | Voya Financial Advisors, Inc. other | Osaic Wealth, Inc. other | Other | Aug 23, 2005 | May 26, 2010 (1737 d) |
| Trent Alan Schuler | Voya Financial Advisors, Inc. other | Gwn Securities Inc. other | Other | Aug 18, 2005 | Sep 8, 2005 |
| Jimmie Anthony Ray | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Aug 3, 2005 | Aug 1, 2005 |
| Philip Anthony Board | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Aug 2, 2005 | Aug 1, 2005 |
| Mark Stuart Schaffer | Voya Financial Advisors, Inc. other | Reby Advisors, LLC other | Other | Jul 21, 2005 | Aug 30, 2005 (40 d) |
| James E Spainhower | Voya Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Jul 21, 2005 | Jul 22, 2005 |
| Michael Andrew Waverka | Voya Financial Advisors, Inc. other | Pnc Wealth Management other | Other | Jul 8, 2005 | Aug 10, 2005 (33 d) |
| John Christopher Neyland | Voya Financial Advisors, Inc. other | Asset & Financial Planning, Ltd other | Other | Jun 15, 2005 | Jun 30, 2005 |
| Dennis Eugene Wilt | Voya Financial Advisors, Inc. other | Vsr Advisory Services other | Other | Jun 15, 2005 | Jun 1, 2005 |
| Tricia Lee Jones | Voya Financial Advisors, Inc. other | Advice And Planning Services BD affiliated | Other | Jun 14, 2005 | Apr 22, 2024 (6887 d) |
| Neil Thomas Hartzog | Voya Financial Advisors, Inc. other | Private Capital Group, LLC other | Other | Jun 6, 2005 | Jun 8, 2005 |
| William George Reynolds | Voya Financial Advisors, Inc. other | Walnut Street Securities, Inc. other | Other | May 31, 2005 | Jul 7, 2005 (37 d) |
| Peter Morris Seyler | Voya Financial Advisors, Inc. other | Pnc Wealth Management other | Other | May 2, 2005 | Feb 2, 2006 (276 d) |
| Brandon Kirby | Voya Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Apr 21, 2005 | Apr 22, 2005 |
| Michael R Tosaw | Voya Financial Advisors, Inc. other | Brokersxpress LLC other | Other | Apr 21, 2005 | Jul 14, 2009 (1545 d) |
| Robert David Zoda | Voya Financial Advisors, Inc. other | Cetera Investment Services LLC other | Other | Apr 13, 2005 | May 11, 2005 |
| Mark Hilton Hooker | Voya Financial Advisors, Inc. other | Financial Management Solutions, LLC unclassified | Other | Apr 13, 2005 | Jul 5, 2011 (2274 d) |
| William Brian Dunker | Voya Financial Advisors, Inc. other | Citigroup Global Markets Inc. other | Other | Apr 5, 2005 | Apr 7, 2005 |
| Michael Scott Hunnicutt | Voya Financial Advisors, Inc. other | Invesco Advisers, Inc. other | Other | Apr 5, 2005 | Aug 6, 2015 (3775 d) |
| Eugene Robert Pender | Voya Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Mar 23, 2005 | Jul 15, 2005 (114 d) |
| Stephen Connor Mccraw | Voya Financial Advisors, Inc. other | Eagle One Investments, LLC unclassified | Other | Mar 11, 2005 | Feb 24, 2005 |
| Chad Mitchell Burton | Voya Financial Advisors, Inc. other | Newfocus Financial Group, LLC other | Other | Mar 7, 2005 | May 2, 2005 (56 d) |
| Carolyn Nawrocki Oberfeld | Voya Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Jan 20, 2005 | Oct 13, 2011 (2457 d) |
| William Calvert Bates | Voya Financial Advisors, Inc. other | Osaic Wealth, Inc. other | Other | Dec 31, 2004 | May 26, 2010 (1972 d) |
| Charles Paul Craves | Voya Financial Advisors, Inc. other | Osaic Wealth, Inc. other | Other | Dec 31, 2004 | Jun 4, 2010 (1981 d) |
| Neil E Bitzer | Voya Financial Advisors, Inc. other | Osaic Wealth, Inc. other | Other | Dec 31, 2004 | Jul 10, 2008 (1287 d) |
| Ian Scott Giovinco | Voya Financial Advisors, Inc. other | Securian Financial Services, Inc. other | Other | Dec 31, 2004 | Nov 7, 2006 (676 d) |
| Gary Robert Sawyer | Voya Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Dec 31, 2004 | Oct 16, 2007 (1019 d) |
| William C Beard | Voya Financial Advisors, Inc. other | Financial Management Solutions, LLC unclassified | Other | Dec 31, 2004 | Jul 5, 2011 (2377 d) |
| Colin Andrew Meeks | Voya Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Dec 13, 2004 | Jan 4, 2005 |
| Angela Robin Hilliard Dyches | Voya Financial Advisors, Inc. other | H. Beck, Inc. other | Other | Dec 9, 2004 | May 21, 2007 (893 d) |
| Thomas Kenneth Rippberger | Voya Financial Advisors, Inc. other | Choreo, LLC other | Other | Dec 1, 2004 | Dec 2, 2004 |
| Bradley Michael Tinnin | Voya Financial Advisors, Inc. other | Prudent Investor Services, Inc. unclassified | Other | Nov 12, 2004 | Oct 29, 2004 |