| Beth Laurie Blecker | Voya Financial Advisors, Inc. other | Affiliated Advisors, Inc. unclassified | Other | Oct 20, 2004 | Jul 7, 2006 (625 d) |
| Ryan C. Walton | Voya Financial Advisors, Inc. other | First Western Securities, Inc. other | Other | Oct 5, 2004 | Sep 22, 2004 |
| Herbert Frederick Allen | Voya Financial Advisors, Inc. other | Transamerica Financial Advisors, LLC other | Other | Sep 21, 2004 | Sep 1, 2004 |
| Gary Robert Schwartz | Voya Financial Advisors, Inc. other | Osaic Wealth, Inc. other | Other | Sep 20, 2004 | Jun 19, 2015 (3924 d) |
| Gary Sanford Zink | Voya Financial Advisors, Inc. other | Osaic Wealth, Inc. other | Other | Sep 16, 2004 | Apr 1, 2009 (1658 d) |
| Michael Wayne Mcfarland | Voya Financial Advisors, Inc. other | Usallianz Securities, Inc. unclassified | Other | Sep 7, 2004 | Sep 2, 2004 |
| Derek E Stiles | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Jul 9, 2004 | Mar 2, 2005 (236 d) |
| Odoll Van Williams | Voya Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Jul 8, 2004 | Jul 6, 2004 |
| David Lawrence Payne | Voya Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Jul 8, 2004 | Jul 7, 2004 |
| Joseph Avallone | Voya Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Jul 8, 2004 | Jul 7, 2004 |
| Michael Stephen Berzovich | Voya Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Jul 8, 2004 | Jul 7, 2004 |
| James Oakley Moff | Voya Financial Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Jul 2, 2004 | Jun 10, 2008 (1439 d) |
| Samuel Bruce Phillips | Voya Financial Advisors, Inc. other | Ameritas Advisory Services other | Other | Jul 2, 2004 | Nov 18, 2004 (139 d) |
| Danny Nash Hankins | Voya Financial Advisors, Inc. other | Osaic Fs, Inc. other | Other | Jun 30, 2004 | Jul 2, 2004 |
| Clifford Michael Gould | Voya Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Jun 30, 2004 | Jun 30, 2004 |
| Irving Rudolph Katz | Voya Financial Advisors, Inc. other | Qa3 Financial LLC unclassified | Other | Jun 30, 2004 | Feb 1, 2005 (216 d) |
| Richard Gerard Lewis | Voya Financial Advisors, Inc. other | Cincinnati Analysts, Inc other | Other | Jun 30, 2004 | Aug 27, 2004 (58 d) |
| Derrick Boyd Smith | Voya Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Jun 30, 2004 | Jun 30, 2004 |
| Cris S Giron | Voya Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Jun 30, 2004 | Jun 30, 2004 |
| Charles Ferrell Smith | Voya Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Jun 30, 2004 | Jun 30, 2004 |
| Edwin Stephen Fernandez | Voya Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Jun 30, 2004 | Jun 30, 2004 |
| Virginia Dell Wright | Voya Financial Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Jun 22, 2004 | Nov 10, 2004 (141 d) |
| Judith Lynn Hernandez | Voya Financial Advisors, Inc. other | The Professional Advisor Group, LLC unclassified | Other | Jun 14, 2004 | Apr 15, 2010 (2131 d) |
| Kenneth George Trinklein | Voya Financial Advisors, Inc. other | Kestra Advisory Services, LLC other | Other | Jun 10, 2004 | Apr 28, 2016 (4340 d) |
| Scott Douglas Phillips | Voya Financial Advisors, Inc. other | Stuart Investment Advisory Corp. unclassified | Other | Jun 1, 2004 | Jun 4, 2004 |
| Daniel Peter Thomas | Voya Financial Advisors, Inc. other | Osaic Wealth, Inc. other | Other | May 28, 2004 | Mar 27, 2009 (1764 d) |
| June Wang Scortino | Voya Financial Advisors, Inc. other | Osaic Fa, Inc. other | Other | May 26, 2004 | Jun 7, 2004 |
| Michael Stephen Sandos | Voya Financial Advisors, Inc. other | Capital Financial Services, Inc. other | Other | May 25, 2004 | Oct 5, 2010 (2324 d) |
| Donald Verl Hershberger | Voya Financial Advisors, Inc. other | Osaic Wealth, Inc. other | Other | May 21, 2004 | Apr 5, 2006 (684 d) |
| William Andrew Brinkmeyer | Voya Financial Advisors, Inc. other | Fifth Third Securities, Inc. other | Other | May 20, 2004 | Feb 23, 2005 (279 d) |
| Allan Katz | Voya Financial Advisors, Inc. other | Affiliated Advisors, Inc. unclassified | Other | May 13, 2004 | Aug 12, 2005 (456 d) |
| Dennis Eugene Zaderaka | Voya Financial Advisors, Inc. other | Cambridge Investment Research, Inc. unclassified | Other | Apr 23, 2004 | Apr 20, 2004 |
| Timothy Kirkpatrick Whipple | Voya Financial Advisors, Inc. other | Cambridge Investment Research, Inc. unclassified | Other | Apr 2, 2004 | Apr 1, 2004 |
| Jay Edward Badeaux | Voya Financial Advisors, Inc. other | Planmember Securities Corporation other | Other | Mar 23, 2004 | Mar 24, 2004 |
| Jeffrey Lawrence Hedberg | Voya Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Mar 22, 2004 | Mar 23, 2004 |
| Rae Young Kim | Voya Financial Advisors, Inc. other | Cincinnati Analysts, Inc other | Other | Mar 4, 2004 | Mar 24, 2004 |
| Brett David Robison | Voya Financial Advisors, Inc. other | Cambridge Investment Research, Inc. unclassified | Other | Jan 28, 2004 | Jan 27, 2004 |
| Adam Nathan Taylor | Voya Financial Advisors, Inc. other | Cambridge Investment Research, Inc. unclassified | Other | Jan 28, 2004 | Feb 3, 2004 |
| Gene Clay Esplin | Voya Financial Advisors, Inc. other | Cambridge Investment Research, Inc. unclassified | Other | Jan 28, 2004 | Jan 27, 2004 |
| William Henry Kumm | Voya Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Jan 22, 2004 | Oct 8, 2010 (2451 d) |
| John Paul Bernier | Voya Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Jan 13, 2004 | Apr 22, 2010 (2291 d) |
| Jerry Dean Killion | Voya Financial Advisors, Inc. other | Cincinnati Analysts, Inc other | Other | Jan 8, 2004 | Mar 8, 2004 (60 d) |
| Jeffrey Scott Ramsey | Voya Financial Advisors, Inc. other | Choreo, LLC other | Other | Dec 31, 2003 | Nov 12, 2013 (3604 d) |
| John Thomas Hopper | Voya Financial Advisors, Inc. other | On Investment Management Co other | Other | Dec 3, 2003 | Jan 14, 2004 (42 d) |
| Lee Edward Hopper | Voya Financial Advisors, Inc. other | On Investment Management Co other | Other | Dec 3, 2003 | Jan 14, 2004 (42 d) |
| Adam Benjamin Kalender | Voya Financial Advisors, Inc. other | Madison Advisory Services, Inc. other | Other | Dec 1, 2003 | Jun 5, 2014 (3839 d) |
| Lisa Lorraine Brown | Voya Financial Advisors, Inc. other | Suntrust Investment Services, Inc. other | Other | Nov 12, 2003 | Jan 3, 2005 (418 d) |
| John Aloysius Locke | Voya Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Sep 11, 2003 | Mar 28, 2005 (564 d) |
| Eliot Wayne Rester | Voya Financial Advisors, Inc. other | Investment Professionals, Inc. other | Other | Aug 12, 2003 | Aug 15, 2003 |
| James Melvin Mershon | Voya Financial Advisors, Inc. other | United Heritage Financial Services, Inc. unclassified | Other | Aug 4, 2003 | Aug 1, 2003 |
| Jeffrey Raymond Linska | Voya Financial Advisors, Inc. other | Cincinnati Analysts, Inc other | Other | Jul 28, 2003 | Aug 11, 2010 (2571 d) |
| Michael Scott Allison | Voya Financial Advisors, Inc. other | Tower Square Securities, Inc. other | Other | Jun 30, 2003 | Jun 30, 2003 |
| Danny Eugene Ward | Voya Financial Advisors, Inc. other | Legend Advisory, LLC other | Other | Jun 30, 2003 | Sep 2, 2003 (64 d) |
| Bert Delroy Ritter | Voya Financial Advisors, Inc. other | Legend Advisory, LLC other | Other | Jun 30, 2003 | Sep 11, 2003 (73 d) |
| Jeffrey Scott Fortson | Voya Financial Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Jun 27, 2003 | Jun 12, 2003 |
| Christopher Allan Cooley | Voya Financial Advisors, Inc. other | Raymond James Financial Services, Inc. unclassified | Other | Jun 26, 2003 | Mar 31, 2004 (279 d) |
| Karolyn Rucker Lunsford | Voya Financial Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Jun 17, 2003 | Jun 12, 2003 |
| Michael Muller Woods | Voya Financial Advisors, Inc. other | Barber Lackey Financial Group LLC unclassified | Other | Jun 6, 2003 | Jun 11, 2003 |
| Ty Alan Summerlin | Voya Financial Advisors, Inc. other | Hoylecohen, LLC other | Other | Jun 5, 2003 | Nov 15, 2016 (4912 d) |
| Thomas Joseph Nohr | Voya Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Jun 2, 2003 | Jun 3, 2003 |