DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bancwest Investment Services, Inc. (Bwis)
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Pena | Bancwest Investment Services, Inc. (Bwis) BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 29, 2022 | Apr 5, 2022 |
| Nathan Stephen Vandas | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 28, 2022 | Aug 11, 2022 (136 d) |
| Robert J Lewis | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2022 | Mar 15, 2022 |
| Hamy Sharifi | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2022 | Mar 8, 2022 |
| Stuart Boardman | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 18, 2022 | Mar 17, 2022 |
| Stephen Alan Essington | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 8, 2022 | Feb 25, 2022 |
| Kelli Waclawski | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Mar 7, 2022 | Mar 23, 2022 |
| Jordan Paul Kalinowski | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 22, 2022 | Feb 11, 2022 |
| Scott Allan Wilson | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Empower Advisory Group, LLC other | Other | Jan 14, 2022 | Jan 31, 2022 |
| Cristian Patrick Spence | Bancwest Investment Services, Inc. (Bwis) BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2022 | Jan 10, 2022 |
| Raj Shekar | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2022 | Jul 5, 2022 (183 d) |
| Joseph Travis Bergen | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Edelman Financial Engines mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2021 | Jan 10, 2022 |
| Kenneth Joseph Phelps | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 13, 2021 | Jan 25, 2022 (43 d) |
| Joshua Luke Kendall | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2021 | Dec 7, 2021 |
| Olena Bracks | Bancwest Investment Services, Inc. (Bwis) BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 3, 2021 | Aug 23, 2023 (628 d) |
| Kathryn Calderon | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2021 | Feb 23, 2022 (93 d) |
| Dale Alan Boyer | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Voya Investment Management Co. LLC other | Other | Nov 13, 2021 | Nov 16, 2021 |
| Christina Carey | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 5, 2021 | Nov 15, 2021 |
| Carlos Kennedy | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2021 | Feb 7, 2022 (97 d) |
| Weston Morley | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2021 | Nov 8, 2021 |
| Diane Coffman | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2021 | Dec 9, 2021 (58 d) |
| Angie Linlin Feng | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 28, 2021 | Sep 8, 2021 |
| Mark Allen Jagow | Bancwest Investment Services, Inc. (Bwis) BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2021 | Sep 22, 2021 |
| Natasha Alana Miller | Bancwest Investment Services, Inc. (Bwis) BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2021 | Aug 31, 2021 |
| Cameron L Doty | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 9, 2021 | May 28, 2026 (1722 d) |
| Oscar Ruben Ramirez | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 8, 2021 | Oct 18, 2021 (40 d) |
| Samuel Thomas Carlson | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 8, 2021 | Sep 20, 2021 |
| Luis Robles | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 30, 2021 | Aug 12, 2021 |
| John Norbert Flickinger | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 30, 2021 | Aug 16, 2021 |
| Andrew Douglas Eggert | Bancwest Investment Services, Inc. (Bwis) BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 23, 2021 | Jul 9, 2021 |
| John Alfred Mathison | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2021 | Aug 6, 2021 (53 d) |
| Alejandro Garcia | Bancwest Investment Services, Inc. (Bwis) BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2021 | Jun 24, 2021 |
| Virgil James Salsman | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 7, 2021 | May 26, 2021 |
| Jeremy J. Holm | Bancwest Investment Services, Inc. (Bwis) BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 25, 2021 | Jul 23, 2021 (59 d) |
| Michael Adams Rouse | Bancwest Investment Services, Inc. (Bwis) BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2021 | May 5, 2021 |
| Mohamed Abdur Rahman Akram | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Nwf Advisory Services Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2021 | Mar 1, 2021 |
| David N Chavez | Bancwest Investment Services, Inc. (Bwis) BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 17, 2021 | Apr 2, 2021 |
| Thomas Edwin Queen | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 6, 2021 | Feb 22, 2023 (718 d) |
| Deny Delgadillo | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2021 | Mar 3, 2021 |
| Robert Douglas Williams | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Jun 15, 2021 (166 d) |
| Elizabeth Leann Stieneke | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Apr 26, 2021 (116 d) |
| Steven Dale Gabriel | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Mar 6, 2024 (1161 d) |
| David Bondura | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Jun 29, 2023 (910 d) |
| Anthony M Domenella | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Empower Advisory Group, LLC institutional | Other | Dec 31, 2020 | Feb 5, 2021 (36 d) |
| Michael Wayne Wagner | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2020 | Jan 12, 2021 |
| Sadia Hasan | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2020 | Dec 7, 2020 |
| Jacob Andrew Golter | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2020 | Mar 12, 2021 (71 d) |
| Yun Hao | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 9, 2020 | Nov 30, 2020 |
| Andrew Johnson | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 20, 2020 | Nov 24, 2020 |
| David Boerio | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 30, 2020 | Oct 23, 2020 |
| Jae Yu | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Seia independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2020 | Oct 14, 2020 |
| Frank Sanchez | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2020 | Oct 26, 2020 (38 d) |
| Joan Lynn Stoddard | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Empower Advisory Group, LLC other | Other | Sep 15, 2020 | Feb 25, 2022 (528 d) |
| Edward Andrew Mora | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Bny Mellon Securities Corporation BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2020 | Aug 15, 2022 (700 d) |
| Francis Kulak | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Fbl Wealth Management, LLC no RAUM | Other | Sep 4, 2020 | Oct 1, 2020 |
| Kyle Robb Warday | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 28, 2020 | Sep 4, 2020 |
| Stephane Johnston | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2020 | Oct 16, 2020 (67 d) |
| Ian Robert Yarberry | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2020 | Jul 8, 2020 |
| Luke James Gebert | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 26, 2020 | Aug 10, 2020 (45 d) |
| Shane Tyler Montejano | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jun 18, 2020 | Jul 22, 2025 (1860 d) |
504 moves match.