DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from RBC Capital Markets, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Malia M Haskins | RBC Capital Markets, LLC national BD | Nepsis, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 25, 2024 | Jul 12, 2024 |
| Emily Nicole Brudnicki | RBC Capital Markets, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 25, 2024 | Jul 12, 2024 |
| Alon Haim | RBC Capital Markets, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 25, 2024 | Jul 12, 2024 |
| Reggie Turner | RBC Capital Markets, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 17, 2024 | Jul 5, 2024 |
| Elizabeth Kaselnak | RBC Capital Markets, LLC national BD | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2024 | Jul 18, 2024 |
| Paula G Love | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2024 | Apr 7, 2025 (271 d) |
| Douglas J Thompson | RBC Capital Markets, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2024 | Jun 26, 2024 |
| Dale Michael Schumacher | RBC Capital Markets, LLC national BD | Onedigital institutional | Other | Jul 5, 2024 | Sep 12, 2024 (69 d) |
| Alexander Miller | RBC Capital Markets, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 5, 2024 | Jul 10, 2024 |
| Cindy Marvin | RBC Capital Markets, LLC national BD | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2024 | Aug 20, 2024 (54 d) |
| Katherine Jane Michaud | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 27, 2024 | Jun 26, 2024 |
| Kristin Sullivan Chaset | RBC Capital Markets, LLC national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 21, 2024 | Jun 3, 2024 |
| Juliet Lillie Capozzi | RBC Capital Markets, LLC national BD | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2024 | Jul 9, 2024 |
| Gregg Thomas Koutouvidis | RBC Capital Markets, LLC national BD | RBC Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2024 | Apr 24, 2025 (311 d) |
| Susan Hall | RBC Capital Markets, LLC national BD | Schwab Wealth Advisory, Inc. no RAUM | Other | Jun 17, 2024 | Dec 15, 2025 (546 d) |
| Charles H Randall | RBC Capital Markets, LLC national BD | Hobart Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2024 | Nov 3, 2025 (504 d) |
| Monica Adriana Marciano | RBC Capital Markets, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 17, 2024 | Apr 29, 2025 (316 d) |
| Jeffrey Alan Mariner | RBC Capital Markets, LLC national BD | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2024 | Apr 24, 2025 (311 d) |
| Marc X Connolly | RBC Capital Markets, LLC national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2024 | Nov 6, 2024 (146 d) |
| Sahar Shakeri | RBC Capital Markets, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 13, 2024 | Aug 5, 2024 (53 d) |
| Joshua Peter Ringelberg | RBC Capital Markets, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2024 | Jun 10, 2024 |
| Ayan Siddiqui | RBC Capital Markets, LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 29, 2024 | Nov 22, 2024 (177 d) |
| Kerry Lynn Withrow | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 24, 2024 | May 31, 2024 |
| Terri K Criswell | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 24, 2024 | May 20, 2024 |
| Elliot Bloch | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 24, 2024 | May 23, 2024 |
| Mark Benjack Hamilton | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 24, 2024 | May 9, 2024 |
| Tiffany Dawn Fahnhorst | RBC Capital Markets, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 24, 2024 | May 9, 2024 |
| Kyle James Thorpe | RBC Capital Markets, LLC national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2024 | May 3, 2024 |
| Ryan Angelo D'Souza | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 24, 2024 | May 9, 2024 |
| Edward Matthew Mobbs | RBC Capital Markets, LLC national BD | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2024 | Mar 19, 2025 (299 d) |
| James Cole Alfonso | RBC Capital Markets, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Apr 30, 2024 |
| Kevin J Donovan | RBC Capital Markets, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 2, 2024 | May 28, 2024 |
| Robert N. Groth | RBC Capital Markets, LLC national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2024 | Jun 26, 2024 (55 d) |
| Kaleb Darren Goodman | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 2, 2024 | May 9, 2024 |
| Joseph Donald Farrell | RBC Capital Markets, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 26, 2024 | Apr 23, 2024 |
| Galina Kolossovsky | RBC Capital Markets, LLC national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2024 | Apr 10, 2024 |
| Matthew David Kassera | RBC Capital Markets, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 26, 2024 | Apr 5, 2024 |
| John Angelo Scarduzio | RBC Capital Markets, LLC national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Apr 26, 2024 | Apr 8, 2024 |
| Robert Harbison | RBC Capital Markets, LLC national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Apr 25, 2024 | Apr 8, 2024 |
| Edward James Churchill | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 19, 2024 | Mar 28, 2024 |
| Peter Andrew Bessette | RBC Capital Markets, LLC national BD | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2024 | Mar 28, 2024 |
| Glenn August Pahnke | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 10, 2024 | Mar 28, 2024 |
| Joseph Michael Tiderencel | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2024 | Jan 26, 2025 (291 d) |
| Gretchen L Forler | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 10, 2024 | Mar 28, 2024 |
| Daniel Gerry Roberts | RBC Capital Markets, LLC national BD | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2024 | Mar 28, 2024 |
| Tracy Elizabeth Eckman | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 10, 2024 | Mar 28, 2024 |
| Mark S Ackel | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 10, 2024 | Mar 28, 2024 |
| Brian Gregory Fairhurst | RBC Capital Markets, LLC national BD | Newday other | Other | Apr 10, 2024 | May 10, 2024 |
| Patricia Tracy Jenkins | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 10, 2024 | Mar 28, 2024 |
| Carla Rae Bessette | RBC Capital Markets, LLC national BD | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2024 | Mar 28, 2024 |
| Naomi Savolainen | RBC Capital Markets, LLC national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2024 | Mar 25, 2024 |
| Christopher Ryan Mcneal | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2024 | Jun 5, 2024 (56 d) |
| Yolanda Ima Rodriguez | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 10, 2024 | Apr 4, 2024 |
| Austin August Pahnke | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 10, 2024 | Mar 28, 2024 |
| Erich Michael Brenner | RBC Capital Markets, LLC national BD | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2024 | Mar 28, 2024 |
| Kayvon Malaekeh | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 10, 2024 | Apr 8, 2024 |
| Alyson Taillon Schafer | RBC Capital Markets, LLC national BD | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2024 | Aug 12, 2024 (124 d) |
| Kristy Y Hernandez | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 3, 2024 | Apr 15, 2024 |
| Joseph Paul Palumbo | RBC Capital Markets, LLC national BD | Ep Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2024 | Dec 8, 2025 (614 d) |
| Jennifer Lynn Detandt | RBC Capital Markets, LLC national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 3, 2024 | Jul 10, 2024 (98 d) |
2,415 moves match.