DFX Intelligence
Advisor moves
Departures from Citizens Securities, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,362 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Monica Dresser | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 8, 2019 | Oct 14, 2019 (67 d) |
| Andrew Martin | Citizens Securities, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 6, 2019 | Aug 21, 2019 |
| Candice Travis | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2019 | Aug 27, 2019 |
| Steve H Nguyen | Citizens Securities, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 2, 2019 | Aug 12, 2019 |
| Thomas John Villeneuve | Citizens Securities, Inc. BD affiliated | Monadnock Retirement Solutions, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 2, 2019 | Sep 13, 2019 (42 d) |
| Mark Richard Weibel | Citizens Securities, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2019 | Sep 27, 2019 (57 d) |
| Mark Allen Davidson | Citizens Securities, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2019 | Aug 2, 2019 |
| Stephen J. Smiechowski | Citizens Securities, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2019 | Aug 12, 2019 |
| Isabela Tilles | Citizens Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 15, 2019 | Jul 19, 2019 |
| Matthew James Harbinson | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2019 | Nov 22, 2019 (135 d) |
| Joanne Bolden | Citizens Securities, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jul 8, 2019 | May 6, 2026 (2494 d) |
| Adam Wesley Boor | Citizens Securities, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 8, 2019 | Aug 6, 2019 |
| Chad Adam Poires | Citizens Securities, Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2019 | Apr 5, 2022 (1007 d) |
| Biren Patel | Citizens Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2019 | Jul 1, 2019 |
| Michael Richard Kenline | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2019 | Jun 24, 2019 |
| James Pati | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2019 | Aug 30, 2019 (66 d) |
| James Richard Plantholt | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 14, 2019 | Jun 17, 2019 |
| Raul R Toro | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 11, 2019 | Jun 21, 2019 |
| Chris Talpas | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2019 | Jun 13, 2019 |
| Alan R Labrie | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2019 | Jan 22, 2021 (598 d) |
| Perry Mathew Sutton | Citizens Securities, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 3, 2019 | Jun 3, 2019 |
| John Lombardi | Citizens Securities, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2019 | May 29, 2019 |
| Jason Willyard | Citizens Securities, Inc. BD affiliated | Advisors Asset Management, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 16, 2019 | Oct 21, 2019 (158 d) |
| Hari K Rao | Citizens Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 16, 2019 | May 17, 2019 |
| Jason Farouk | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 15, 2019 | Jul 2, 2019 (48 d) |
| Mark P Mcginnis | Citizens Securities, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2019 | Oct 1, 2019 (140 d) |
| Paul David Brown | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2019 | Sep 28, 2020 (504 d) |
| Sean Patrick O'Rourke | Citizens Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2019 | Jun 11, 2019 (39 d) |
| Joseph Frank Luiz | Citizens Securities, Inc. BD affiliated | John Hancock Personal Financial Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2019 | Jun 18, 2019 (47 d) |
| Joshua P Marvin | Citizens Securities, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2019 | May 22, 2019 |
| Ronald Henry Bender | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2019 | Jan 21, 2021 (640 d) |
| Deandre James Bell | Citizens Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2019 | Apr 18, 2019 |
| Janet Eleanor Mullaney | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 2, 2019 | Apr 16, 2019 |
| Thomas Noel Fadden | Citizens Securities, Inc. BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2019 | May 7, 2019 (36 d) |
| Denis Kazalac | Citizens Securities, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2019 | Apr 26, 2019 |
| David Ulrich Sullivan | Citizens Securities, Inc. BD affiliated | Ballentine Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2019 | Apr 8, 2019 |
| Brendan Ryan Gallagher | Citizens Securities, Inc. BD affiliated | Pinnacle Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2019 | May 2, 2019 (34 d) |
| Matthew Smallidge | Citizens Securities, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2019 | Apr 10, 2019 |
| Gregory George Wagner | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 25, 2019 | Mar 22, 2019 |
| Jeffrey John Votruba | Citizens Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2019 | Apr 1, 2019 |
| John R Tyers | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 15, 2019 | Feb 11, 2022 (1064 d) |
| Travis Edward Sollinger | Citizens Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2019 | Jul 30, 2019 (140 d) |
| Eric P Frappier | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 11, 2019 | Apr 4, 2019 |
| Melissa Cunningham | Citizens Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 1, 2019 | Mar 5, 2019 |
| Erik David Kent | Citizens Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 1, 2019 | Mar 12, 2019 |
| Alan David Jacobson | Citizens Securities, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2019 | Feb 21, 2019 |
| Nicolas Souffrant | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 11, 2019 | Mar 12, 2019 |
| Michael E Nelkin | Citizens Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 5, 2019 | Oct 23, 2019 (260 d) |
| Holland M Rajaniemi | Citizens Securities, Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2019 | Feb 28, 2019 |
| Tisha N Evans | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2019 | Feb 22, 2019 |
| Lewis Marlin Rowe | Citizens Securities, Inc. BD affiliated | Iic no RAUM | Other | Feb 1, 2019 | Feb 4, 2019 |
| Christopher Walkiewicz | Citizens Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2019 | Feb 13, 2019 |
| Mark Alan Landskroner | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 18, 2019 | Feb 8, 2019 |
| Antonio J Esteves | Citizens Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2019 | Jan 17, 2019 |
| Daniel Joseph Norton | Citizens Securities, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jan 2, 2019 | Jan 2, 2019 |
| Ryan William O'Shaughnessy | Citizens Securities, Inc. BD affiliated | Rwa Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2019 | Feb 11, 2019 (40 d) |
| Andrew Christian Ivens | Citizens Securities, Inc. BD affiliated | Ethic Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 24, 2018 | Feb 21, 2020 (424 d) |
| Paul Joseph Curcio | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2018 | Dec 19, 2018 |
| Michelle Lee Dubena | Citizens Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 12, 2018 | Dec 19, 2018 |
| Fan Feng | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 12, 2018 | Jan 8, 2019 |