| Cheryl P Donnelly | Nfp Advisor Services, LLC other | Private Consulting Group, Inc. unclassified | Other | Aug 4, 2006 | Jul 31, 2006 |
| Karlynn Kari Schramm | Nfp Advisor Services, LLC other | John Hancock Distributors LLC unclassified | Other | Jul 12, 2006 | Aug 14, 2006 (33 d) |
| David Reyes | Nfp Advisor Services, LLC other | Reyes Financial Architecture Inc. independent RIA | Other | Jun 30, 2006 | Jun 22, 2010 (1453 d) |
| Charles Mel Campbell | Nfp Advisor Services, LLC other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Jun 15, 2006 | Jun 20, 2006 |
| Mark Wayne Flenniken | Nfp Advisor Services, LLC other | MML Investors Services, LLC other | Other | Jun 3, 2006 | Sep 25, 2007 (479 d) |
| Brian Eric Samuels | Nfp Advisor Services, LLC other | Independent Financial Group, LLC other | Other | Apr 24, 2006 | Apr 20, 2006 |
| Andrew Gene Duchan | Nfp Advisor Services, LLC other | Financial West Group other | Other | Apr 4, 2006 | May 15, 2006 (41 d) |
| James Bradley Teegarden | Nfp Advisor Services, LLC other | Geneos Wealth Management, Inc. other | Other | Mar 7, 2006 | Mar 28, 2006 |
| Thomas Robert Worrall III | Nfp Advisor Services, LLC other | Strategic Financial other | Other | Mar 2, 2006 | May 5, 2005 |
| Brad Michael Residori | Nfp Advisor Services, LLC other | Waddell & Reed other | Other | Feb 24, 2006 | Mar 1, 2006 |
| Richard J Horvath | Nfp Advisor Services, LLC other | Bfc Planning, Inc. other | Other | Jan 11, 2006 | Jan 31, 2014 (2942 d) |
| Peter Joseph Vanderlofske | Nfp Advisor Services, LLC other | Principal Securities, Inc. other | Other | Jan 6, 2006 | Apr 17, 2006 (101 d) |
| Richard Speidel Vest | Nfp Advisor Services, LLC other | Osaic Wealth, Inc. other | Other | Dec 31, 2005 | Feb 16, 2006 (47 d) |
| Jeffrey Weronick | Nfp Advisor Services, LLC other | Securian Financial Services, Inc. other | Other | Dec 16, 2005 | Jan 25, 2006 (40 d) |
| Glen Van Rensselaer Strong | Nfp Advisor Services, LLC other | Next Financial Group, Inc. other | Other | Dec 1, 2005 | Dec 5, 2005 |
| Vivian Maher Honeycutt | Nfp Advisor Services, LLC other | Honeycutt Financial Services, LLC unclassified | Other | Aug 12, 2005 | Aug 26, 2005 |
| Peggy Dessert Martin | Nfp Advisor Services, LLC other | Family Wealth Consultants, Inc. other | Other | Aug 3, 2005 | Aug 3, 2005 |
| Reggie Clinton Wilson | Nfp Advisor Services, LLC other | Epic Wealth Advisors, Inc. state registered | Other | Jul 20, 2005 | Oct 16, 2001 |
| James Lee Fisher | Nfp Advisor Services, LLC other | Trinity Financial Partners no RAUM | Other | Jul 15, 2005 | Dec 2, 2025 (7445 d) |
| Stanley Ray Edgell | Nfp Advisor Services, LLC other | On Investment Management Co other | Other | Jun 22, 2005 | Jul 7, 2005 |
| Thomas Scott Nevitt | Nfp Advisor Services, LLC other | Charles Schwab & Co., Inc. national BD | Other | Jun 10, 2005 | Jun 6, 2005 |
| Kristen Yancey Shope | Nfp Advisor Services, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Jun 7, 2005 | Jun 17, 2005 |
| Melissa Williams Thomas | Nfp Advisor Services, LLC other | Ameriprise Financial Services, LLC national BD | Other | May 20, 2005 | Apr 27, 2006 (342 d) |
| Aaron Denver Dyer | Nfp Advisor Services, LLC other | Lasalle St. Investment Advisors, L.L.C. other | Other | Apr 22, 2005 | Oct 27, 2005 (188 d) |
| Steve Mangold | Nfp Advisor Services, LLC other | Ameriprise Financial Services, LLC national BD | Other | Mar 31, 2005 | Jul 6, 2006 (462 d) |
| Scott Christopher Nolen | Nfp Advisor Services, LLC other | Linn & Associates Inc unclassified | Other | Mar 11, 2005 | Dec 3, 2003 |
| Lori A. Payne | Nfp Advisor Services, LLC other | Morgan Stanley Dw Inc. unclassified | Other | Mar 7, 2005 | Mar 3, 2005 |
| Lawrence Philip Rose | Nfp Advisor Services, LLC other | U.S. Bancorp Investments, Inc. other | Other | Feb 22, 2005 | Mar 23, 2005 |
| Jeffrey R. St John | Nfp Advisor Services, LLC other | Ameriprise Financial Services, LLC national BD | Other | Jan 28, 2005 | Feb 10, 2005 |
| Eric Vaughn Hyde | Nfp Advisor Services, LLC other | Edward Jones national BD | Other | Jan 13, 2005 | May 24, 2011 (2322 d) |
| Steven Edward Hacker | Nfp Advisor Services, LLC other | Nrp Advisors, Inc. unclassified | Other | Dec 31, 2004 | Jan 21, 2009 (1482 d) |
| Raymond Craig Schenk | Nfp Advisor Services, LLC other | MML Investors Services, LLC other | Other | Aug 23, 2004 | Oct 5, 2004 (43 d) |
| Michael Jacob Reiman | Nfp Advisor Services, LLC other | Park Avenue Securities LLC other | Other | Jul 30, 2004 | Oct 22, 2004 (84 d) |
| Derek David Ripp | Nfp Advisor Services, LLC other | Vsr Advisory Services other | Other | Jul 27, 2004 | Jul 14, 2004 |
| Gregory Anthony Matthews | Nfp Advisor Services, LLC other | Matthews Financial Services unclassified | Other | May 26, 2004 | Apr 8, 1998 |
| Duane Robert Mattson | Nfp Advisor Services, LLC other | Chase Investment Services Corp. other | Other | Mar 17, 2004 | Mar 22, 2004 |
| Daniel Zlotnick | Nfp Advisor Services, LLC other | Private Advisor Group, LLC other | Other | Dec 18, 2003 | May 3, 2016 (4520 d) |
| Mara Kathleen Konrad | Nfp Advisor Services, LLC other | Mk Capital Group state registered | Other | Dec 5, 2003 | Sep 10, 2019 (5758 d) |
| John J Bartell | Nfp Advisor Services, LLC other | Voya Financial Advisors, Inc. other | Other | Oct 30, 2003 | Nov 24, 2003 |
| Michael Curt Edelman | Nfp Advisor Services, LLC other | Fortitude Advisory Group L.L.C. other | Other | Oct 7, 2003 | Mar 1, 2005 (511 d) |
| Roger Lane Webster | Nfp Advisor Services, LLC other | New England Securities Corporation other | Other | Aug 28, 2003 | Nov 17, 2003 (81 d) |
| Steven Erik Calmas | Nfp Advisor Services, LLC other | Xtf Advisors LLC unclassified | Other | Aug 26, 2003 | Sep 21, 2005 (757 d) |
| Theodore Gilbert Baer | Nfp Advisor Services, LLC other | Wells Fargo Advisors wirehouse | Other | Aug 18, 2003 | Apr 27, 2009 (2079 d) |
| Elizabeth Anne Skrinak | Nfp Advisor Services, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 15, 2003 | May 14, 2004 (273 d) |
| Jeffrey Wright Helms | Nfp Advisor Services, LLC other | Geneos Wealth Management, Inc. other | Other | Jul 17, 2003 | Mar 29, 2004 (256 d) |
| Thomas Albert Clark | Nfp Advisor Services, LLC other | Mmc Securities LLC no RAUM | Other | Jun 24, 2003 | Aug 1, 2003 (38 d) |
| Emil Musgrove | Nfp Advisor Services, LLC other | Eagle Strategies LLC other | Other | Oct 25, 2002 | Feb 8, 2011 (3028 d) |
| Robert Harold Sowder | Nfp Advisor Services, LLC other | LPL Financial LLC other | Other | Aug 28, 2002 | Aug 26, 2002 |
| Andre James Lambros | Nfp Advisor Services, LLC other | A. G. Edwards & Sons, Inc. unclassified | Other | Jul 10, 2002 | Jun 10, 2002 |