DFX Intelligence
Advisor moves
Departures from Park Avenue Securities LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tyler G Bangs | Park Avenue Securities LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 1, 2023 | Jan 6, 2026 (797 d) |
| Thomas Edward Grogan | Park Avenue Securities LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Oct 27, 2023 |
| Nicholas Yeend | Park Avenue Securities LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 1, 2023 | Nov 6, 2023 |
| Nikolas M Sandoval | Park Avenue Securities LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 1, 2023 | Feb 8, 2024 (99 d) |
| Charles Dwight Bailey | Park Avenue Securities LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Dec 15, 2023 (44 d) |
| Maggie Yi Yang | Park Avenue Securities LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 19, 2023 | Aug 6, 2024 (292 d) |
| Cosmo Laurino | Park Avenue Securities LLC BD affiliated | Bull Harbor Capital LLC. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 16, 2023 | Nov 1, 2023 |
| John Louis Campise | Park Avenue Securities LLC BD affiliated | Tkg Wealth Advisers LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 16, 2023 | Feb 27, 2024 (134 d) |
| Julieann Elizabeth Angie | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2023 | Nov 29, 2023 (44 d) |
| Jared Woods | Park Avenue Securities LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 16, 2023 | Oct 30, 2023 |
| Kai Tian | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Nov 3, 2023 |
| Anand K K Nair | Park Avenue Securities LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 5, 2023 | Oct 9, 2023 |
| James Wyatt Schilling | Park Avenue Securities LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Nov 17, 2023 (43 d) |
| Timothy Brown | Park Avenue Securities LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2023 | Dec 7, 2023 (66 d) |
| Travis Roy Mitchen | Park Avenue Securities LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2023 | Oct 26, 2023 |
| Michael P Misciagna | Park Avenue Securities LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 26, 2023 | Oct 18, 2024 (388 d) |
| Johnathon Walter Perog | Park Avenue Securities LLC BD affiliated | Bull Harbor Capital LLC. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 19, 2023 | Sep 20, 2023 |
| Brett Anthony Mudd | Park Avenue Securities LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 18, 2023 | Nov 22, 2023 (65 d) |
| Kenneth Roger Lake | Park Avenue Securities LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2023 | Sep 5, 2023 |
| Nicholas Bela Prokai | Park Avenue Securities LLC BD affiliated | Wellington Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2023 | Sep 1, 2023 |
| Anthony J Bonanno | Park Avenue Securities LLC BD affiliated | Wellington Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2023 | Sep 1, 2023 |
| Jennifer Leigh Hill | Park Avenue Securities LLC BD affiliated | Greenway Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2023 | Oct 26, 2023 (45 d) |
| Thomas L Cates | Park Avenue Securities LLC BD affiliated | Wellington Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2023 | Sep 1, 2023 |
| Nathaniel John Miller | Park Avenue Securities LLC BD affiliated | Wellington Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2023 | Sep 1, 2023 |
| Maxwell T Moritz | Park Avenue Securities LLC BD affiliated | Wellington Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2023 | Sep 1, 2023 |
| Andrew Wayne Sheriff | Park Avenue Securities LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 7, 2023 | Sep 6, 2023 |
| Michael Chandler Shively | Park Avenue Securities LLC BD affiliated | Wellington Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2023 | Sep 1, 2023 |
| Anthony I Smith | Park Avenue Securities LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 6, 2023 | Sep 28, 2023 |
| Ivan Henriquez | Park Avenue Securities LLC BD affiliated | Forthright Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2023 | Oct 16, 2023 (46 d) |
| Ricky Lawson Carroll | Park Avenue Securities LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2023 | Aug 23, 2023 |
| Mie Higashimori Field | Park Avenue Securities LLC BD affiliated | Bull Harbor Capital LLC. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 21, 2023 | Aug 21, 2023 |
| Erik Marcus Sartin | Park Avenue Securities LLC BD affiliated | The Planners Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 17, 2023 | Aug 18, 2023 |
| Alan John Birsinger | Park Avenue Securities LLC BD affiliated | Wealth Management Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 15, 2023 | Dec 13, 2023 (120 d) |
| Tyler Deegan | Park Avenue Securities LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 15, 2023 | Sep 13, 2023 |
| Christopher Todd Chilcoat | Park Avenue Securities LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2023 | Aug 24, 2023 |
| Corwin Eugene Davidson | Park Avenue Securities LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2023 | Jul 28, 2023 |
| Taylor Joseph Foster | Park Avenue Securities LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2023 | Aug 4, 2023 |
| John Michael Shelton | Park Avenue Securities LLC BD affiliated | Mwa Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2023 | Jul 8, 2025 (701 d) |
| Kristin Marie Niedermeyer | Park Avenue Securities LLC BD affiliated | Bull Harbor Capital LLC. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 7, 2023 | Aug 2, 2023 |
| Daniel A Salazar | Park Avenue Securities LLC BD affiliated | Bull Harbor Capital LLC. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 1, 2023 | Aug 2, 2023 |
| Chad Jeffrey Mcmains | Park Avenue Securities LLC BD affiliated | Bull Harbor Capital LLC. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 1, 2023 | Aug 10, 2023 |
| Philip C Lopez | Park Avenue Securities LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Jul 21, 2023 |
| Claude Jacob Smith | Park Avenue Securities LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Jul 21, 2023 |
| Aenon Jaffa Wallace | Park Avenue Securities LLC BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2023 | Jul 19, 2023 |
| David Duque | Park Avenue Securities LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2023 | Jul 25, 2023 |
| Dillon Szmala | Park Avenue Securities LLC BD affiliated | Bull Harbor Capital LLC. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 17, 2023 | Jul 20, 2023 |
| Jonathan Beaubien | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2023 | Aug 7, 2023 |
| Brendan Ray Fenno | Park Avenue Securities LLC BD affiliated | 9i Capital Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 7, 2023 | Jun 29, 2023 |
| Charles Osivwemu | Park Avenue Securities LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2023 | Sep 14, 2023 (70 d) |
| Samuel Horn | Park Avenue Securities LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2023 | Jul 6, 2023 |
| Jeremy Paul Dicker | Park Avenue Securities LLC BD affiliated | One Wealth Investors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2023 | Jul 12, 2023 |
| Ryan Cleary | Park Avenue Securities LLC BD affiliated | One Wealth Investors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2023 | Jul 11, 2023 |
| Brandon Wells Tesar | Park Avenue Securities LLC BD affiliated | One Wealth Investors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2023 | Jul 12, 2023 |
| Timothy Jerald Pearce | Park Avenue Securities LLC BD affiliated | One Wealth Investors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2023 | Jul 11, 2023 |
| Thomas Charles Vorio | Park Avenue Securities LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2023 | Jun 23, 2023 |
| Luke Casmir Gawronski | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2023 | Jun 15, 2023 |
| Aaron Plaskas | Park Avenue Securities LLC BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2023 | Jun 1, 2023 |
| Aidan Alexander Klein | Park Avenue Securities LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2023 | Aug 9, 2023 (55 d) |
| Derek-Dion Dell Lee | Park Avenue Securities LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 15, 2023 | Jun 6, 2023 |
| Sarah Becker Switzer | Park Avenue Securities LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 14, 2023 | Aug 15, 2023 (62 d) |
1,694 moves match.