DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Next Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Richard Benjamin ArnoNext Financial Group, Inc. otherAmeriprise Financial Services, LLC national BDOtherMar 13, 2017Mar 13, 2017
Daniel Robert HahnNext Financial Group, Inc. otherIndependent Financial Group, LLC BD affiliatedOtherMar 8, 2017Jan 1, 2025 (2856 d)
Xiomara Maribel VielmanNext Financial Group, Inc. otherIndependent Financial Group, LLC otherOtherMar 8, 2017Mar 6, 2017
Barry Alan TrippNext Financial Group, Inc. otherSupreme Alliance LLC otherOtherMar 6, 2017Mar 9, 2017
Julie Mae DevisserNext Financial Group, Inc. otherLvz, Inc. independent RIAOtherMar 3, 2017Jan 1, 2025 (2861 d)
Nathan Louis BaumannNext Financial Group, Inc. otherLvz, Inc. otherOtherMar 3, 2017Jul 26, 2012
Dion Rey PadillaNext Financial Group, Inc. otherBlackridge Asset Management, LLC otherOtherFeb 27, 2017May 10, 2017 (72 d)
Nathan RamosNext Financial Group, Inc. otherBlackridge Asset Management, LLC otherOtherFeb 22, 2017Feb 23, 2017
Zachary Clayton PhillipsNext Financial Group, Inc. otherSecurities America Advisors, Inc. otherOtherFeb 22, 2017Feb 27, 2017
Roger Dale HaagNext Financial Group, Inc. otherHarbour Investments, Inc. otherOtherFeb 21, 2017Feb 17, 2017
Ralph Alton WoodNext Financial Group, Inc. otherHarbour Investments, Inc. otherOtherFeb 17, 2017Feb 17, 2017
William Scott DijakNext Financial Group, Inc. otherHarbour Investments, Inc. otherOtherFeb 13, 2017Feb 10, 2017
Bryan Scott GraczykNext Financial Group, Inc. otherHarbour Investments, Inc. otherOtherFeb 13, 2017Feb 10, 2017
Eric J SaleNext Financial Group, Inc. otherLvz, Inc. independent RIAOtherDec 31, 2016Dec 27, 2018 (726 d)
Thomas Wayne MeissnerNext Financial Group, Inc. otherVanderbilt Advisory Services otherOtherDec 27, 2016Jan 3, 2017
Michael Francis ZimmerNext Financial Group, Inc. otherSecurities America Advisors, Inc. otherOtherDec 27, 2016Dec 27, 2016
John David ZimmerNext Financial Group, Inc. otherSecurities America Advisors, Inc. otherOtherDec 27, 2016Dec 27, 2016
Thomas Joseph ZimmerNext Financial Group, Inc. otherSecurities America Advisors, Inc. otherOtherDec 27, 2016Dec 27, 2016
Brandon Jay WarmanNext Financial Group, Inc. otherSecurities America Advisors, Inc. otherOtherDec 27, 2016Dec 27, 2016
Armando FernandezNext Financial Group, Inc. otherInvest Financial Corporation otherOtherDec 14, 2016Jan 12, 2017
Michael Walter KlaukeNext Financial Group, Inc. otherSecurities America Advisors, Inc. otherOtherDec 1, 2016Dec 1, 2016
Eve M OplandNext Financial Group, Inc. otherSecurities America Advisors, Inc. otherOtherDec 1, 2016Dec 1, 2016
Sherman Phillip OberNext Financial Group, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherNov 23, 2016Mar 21, 2024 (2675 d)
Townsend Phillip PhippsNext Financial Group, Inc. otherTrutoro independent RIAOtherNov 8, 2016Nov 7, 2016
James Martin ReedNext Financial Group, Inc. otherGradient Wealth Management otherOtherSep 1, 2016Sep 7, 2016
Billy Joe CrossNext Financial Group, Inc. otherE*Trade Capital Management, LLC otherOtherAug 29, 2016Sep 7, 2017 (374 d)
Dennis Biagio PellegriniNext Financial Group, Inc. otherBlackridge Asset Management, LLC otherOtherAug 29, 2016Aug 30, 2016
Bryan Keith KaarlsenNext Financial Group, Inc. otherHcw Asset Management, LLC unclassifiedOtherAug 29, 2016Nov 24, 2008
Kenneth Wayne OlsonNext Financial Group, Inc. otherBlackridge Asset Management, LLC otherOtherAug 29, 2016Sep 26, 2016
Christopher Matthew FranklinNext Financial Group, Inc. otherApollon Wealth Management, LLC independent RIAOtherAug 22, 2016Jan 9, 2025 (3062 d)
Travis MaysNext Financial Group, Inc. otherPrime Capital Financial otherOtherAug 16, 2016Jan 3, 2020 (1235 d)
George Lewis SaltzmanNext Financial Group, Inc. otherConcourse Financial Group Advisors otherOtherAug 5, 2016Aug 2, 2016
David Christopher MaloneNext Financial Group, Inc. otherBlackridge Asset Management, LLC otherOtherAug 2, 2016Aug 2, 2016
Marlana Arline SplettstosserNext Financial Group, Inc. otherVisionary Asset Management otherOtherJul 28, 2016Aug 11, 2014
Jeffrey W BrownNext Financial Group, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 27, 2016Aug 22, 2016
Mark Brian GroskyNext Financial Group, Inc. otherKestra Advisory Services, LLC BD affiliatedOtherJul 7, 2016Jun 7, 2021 (1796 d)
Thomas Haines LuckenbillNext Financial Group, Inc. otherForesters Equity Services, Inc. otherOtherJul 6, 2016Jul 8, 2016
Renee Lynn CuchettiNext Financial Group, Inc. otherCpr Investments Inc independent RIAOtherJul 5, 2016Jul 7, 2016
Tiffany TroyerNext Financial Group, Inc. otherWells Fargo Advisors wirehouseOtherJul 1, 2016Jun 15, 2020 (1445 d)
Michael Frederick BienNext Financial Group, Inc. otherFinancial Investment Team ("Fit") independent RIAOtherJun 24, 2016Jan 22, 2013
Jason Allen StewartNext Financial Group, Inc. otherFinancial Investment Team ("Fit") independent RIAOtherJun 24, 2016Jan 22, 2013
Jodie Lynn BorlaugNext Financial Group, Inc. otherSagepoint Financial, Inc. otherOtherJun 20, 2016Jul 12, 2016
Derrik Jacob HubbardNext Financial Group, Inc. otherThe Stewardship Solution state registeredOtherApr 6, 2016Feb 25, 2016
Mark Alan LambNext Financial Group, Inc. otherSignator Investors, Inc. otherOtherMar 11, 2016Mar 14, 2016
William John FinneganNext Financial Group, Inc. otherSignator Investors, Inc. otherOtherMar 11, 2016Mar 14, 2016
Michael Jay MatthewsNext Financial Group, Inc. otherAmeriprise Financial Services, LLC national BDOtherJan 8, 2016Jan 6, 2016
Denise J NostromNext Financial Group, Inc. otherBlackridge Asset Management, LLC no RAUMOtherDec 31, 2015Jan 5, 2016
Gautam B BoseNext Financial Group, Inc. otherAmeriprise Financial Services, LLC national BDOtherDec 18, 2015Dec 16, 2015
Jared D KenneyNext Financial Group, Inc. otherFsc Securities Corporation otherOtherDec 15, 2015Dec 11, 2015
Lloyd Mason BaxterNext Financial Group, Inc. otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherDec 14, 2015Dec 14, 2015
Brian Dale TrowbridgeNext Financial Group, Inc. other1st Global Advisors Inc otherOtherDec 4, 2015Dec 2, 2015
Jeffrey David KercorianNext Financial Group, Inc. otherWells Fargo Advisors wirehouseOtherDec 3, 2015Dec 15, 2015
William Louis CriswellNext Financial Group, Inc. otherGarland And Greenwood Wealth Advisors LLC state registeredOtherDec 1, 2015Jan 3, 2025 (3321 d)
Jeffrey Robert BoronNext Financial Group, Inc. otherBlackridge Asset Management, LLC no RAUMOtherNov 9, 2015Nov 19, 2015
Robert Jackson StewartNext Financial Group, Inc. otherHarbour Investments, Inc. otherOtherNov 9, 2015Nov 17, 2015
Danny Joe BarfieldNext Financial Group, Inc. otherRaymond James Financial Services Advisors, Inc otherOtherNov 5, 2015Nov 17, 2015
Dena Marie WeeksNext Financial Group, Inc. otherRaymond James Financial Services Advisors, Inc otherOtherNov 5, 2015Nov 17, 2015
Gary Britton UnderbrinkNext Financial Group, Inc. otherMsi Financial Services, Inc. otherOtherNov 2, 2015Nov 2, 2015
Sean J BadgettNext Financial Group, Inc. otherRaymond James & Associates, Inc. national BDOtherOct 27, 2015Sep 2, 2016 (311 d)
Scott Edward WhittenNext Financial Group, Inc. otherBlackridge Asset Management, LLC independent RIAOtherOct 8, 2015Apr 16, 2019 (1286 d)
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773 moves match.