| Jonathan Pastor Gomez | Janney Montgomery Scott LLC other | Wells Fargo Advisors wirehouse | Other | Mar 10, 2009 | Mar 5, 2009 |
| Thomas Edward Tilton | Janney Montgomery Scott LLC other | Woodbury Financial Services, Inc. other | Other | Mar 2, 2009 | Feb 10, 2009 |
| Eric Peter Rabaskas | Janney Montgomery Scott LLC other | Source Capital Group, Inc. other | Other | Feb 26, 2009 | Feb 17, 2009 |
| Michael Martin Busch | Janney Montgomery Scott LLC other | Woodbury Financial Services, Inc. BD affiliated | Other | Feb 5, 2009 | Apr 22, 2021 (4459 d) |
| David Richard Snyder | Janney Montgomery Scott LLC other | Oppenheimer & Co. Inc. other | Other | Jan 14, 2009 | Jan 6, 2009 |
| Joseph Michael Dorrycott | Janney Montgomery Scott LLC other | Oppenheimer & Co. Inc. other | Other | Jan 14, 2009 | Jan 12, 2009 |
| Randall Charles Cohen | Janney Montgomery Scott LLC other | Strategic Advisers LLC national BD | Other | Jan 14, 2009 | Oct 20, 2011 (1009 d) |
| Paul Steinbiss | Janney Montgomery Scott LLC other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Jan 5, 2009 | Jan 2, 2009 |
| George William Lenz | Janney Montgomery Scott LLC other | Ameriprise Financial Services, LLC national BD | Other | Dec 16, 2008 | Nov 21, 2008 |
| Richard Albert Bonnette | Janney Montgomery Scott LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 19, 2008 | Nov 18, 2008 |
| Paul Alfred Tropea | Janney Montgomery Scott LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 19, 2008 | Nov 18, 2008 |
| Adam Van Voorhis Puff | Janney Montgomery Scott LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 19, 2008 | Dec 4, 2008 |
| Breton W Bonnette | Janney Montgomery Scott LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 19, 2008 | Dec 23, 2008 (34 d) |
| Norma Ivette Montalvo | Janney Montgomery Scott LLC other | UBS Financial Services Inc. wirehouse | Other | Sep 30, 2008 | Oct 16, 2008 |
| Mark Douglas Mensack | Janney Montgomery Scott LLC other | Morgan Stanley & Co. LLC unclassified | Other | Sep 10, 2008 | Aug 29, 2008 |
| Maria Teresa Merced | Janney Montgomery Scott LLC other | Morgan Stanley & Co. LLC unclassified | Other | Sep 8, 2008 | Aug 29, 2008 |
| Jennifer Nicosia Edgell | Janney Montgomery Scott LLC other | LPL Financial LLC other | Other | Aug 7, 2008 | Aug 5, 2008 |
| Robert Edward Mulhaul | Janney Montgomery Scott LLC other | Coburn & Meredith, Inc. other | Other | Aug 7, 2008 | Aug 7, 2008 |
| Larry Lazelle Harper | Janney Montgomery Scott LLC other | Oppenheimer & Co. Inc. other | Other | Aug 7, 2008 | Aug 5, 2016 (2920 d) |
| Joseph Ralph Abbruzzi | Janney Montgomery Scott LLC other | RBC Capital Markets, LLC national BD | Other | Jul 15, 2008 | Jun 20, 2008 |
| Scott Brian Ramo | Janney Montgomery Scott LLC other | Morgan Keegan & Company, LLC other | Other | Jul 15, 2008 | Jun 25, 2008 |
| Thomas David Fieldman | Janney Montgomery Scott LLC other | RBC Capital Markets, LLC national BD | Other | Jul 2, 2008 | Jun 30, 2008 |
| Roy Michael Blumberg | Janney Montgomery Scott LLC other | Sterne Agee Asset Management, Inc. other | Other | Jun 23, 2008 | Mar 16, 2009 (266 d) |
| James Robert Jones | Janney Montgomery Scott LLC other | Capitol Securities Management, Inc. other | Other | May 20, 2008 | May 16, 2008 |
| Clarence Gerald Mercatoris | Janney Montgomery Scott LLC other | Allegheny Investments other | Other | May 2, 2008 | Apr 25, 2008 |
| David Michael Gustin | Janney Montgomery Scott LLC other | Wells Fargo Advisors wirehouse | Other | Apr 28, 2008 | Jun 22, 2016 (2977 d) |
| Melissa Anne Moyer | Janney Montgomery Scott LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 3, 2008 | May 23, 2017 (3337 d) |
| Elias Jean Pery | Janney Montgomery Scott LLC other | RBC Capital Markets, LLC national BD | Other | Mar 18, 2008 | Mar 17, 2008 |
| Jeffrey P Phipps | Janney Montgomery Scott LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Feb 12, 2008 | Jan 18, 2008 |
| Scott Adams | Janney Montgomery Scott LLC other | Citigroup Global Markets Inc. other | Other | Feb 12, 2008 | Jan 31, 2008 |
| Patrick Michael Rotondo | Janney Montgomery Scott LLC other | Citigroup Global Markets Inc. other | Other | Nov 13, 2007 | Nov 2, 2007 |
| Gerard Howard Thorn | Janney Montgomery Scott LLC other | Ameriprise Financial Services, LLC national BD | Other | Oct 17, 2007 | Oct 2, 2007 |
| Michele A Healey | Janney Montgomery Scott LLC other | World Advisory Services other | Other | Oct 17, 2007 | Apr 24, 2009 (555 d) |
| Anita Buerkle | Janney Montgomery Scott LLC other | Bpu Investment Management, Inc. other | Other | Sep 14, 2007 | Sep 4, 2007 |
| Dirk David Rabenold | Janney Montgomery Scott LLC other | Next Financial Group, Inc. other | Other | Aug 27, 2007 | Apr 19, 2011 (1331 d) |
| James Benton Stambaugh | Janney Montgomery Scott LLC other | Morgan Stanley & Co. LLC unclassified | Other | Aug 22, 2007 | Jul 31, 2007 |
| Brian David Rockowitz | Janney Montgomery Scott LLC other | Gunnallen Financial, Inc unclassified | Other | Aug 1, 2007 | Jul 20, 2007 |
| Eric Jon Hansen | Janney Montgomery Scott LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 12, 2007 | Jun 11, 2007 |
| Joseph Duval Labanz | Janney Montgomery Scott LLC other | Wells Fargo Advisors wirehouse | Other | Jun 8, 2007 | May 15, 2007 |
| Lea Ann Hunter | Janney Montgomery Scott LLC other | Raymond James Financial Services Advisors, Inc other | Other | Jun 6, 2007 | Jan 28, 2013 (2063 d) |
| William John Braun | Janney Montgomery Scott LLC other | B. Riley Wealth Advisors, Inc. other | Other | Jun 5, 2007 | Jun 13, 2007 |
| Kathleen Maria Zelenka | Janney Montgomery Scott LLC other | Wells Fargo Advisors wirehouse | Other | May 25, 2007 | May 7, 2007 |
| Anthony John Damiano | Janney Montgomery Scott LLC other | Osaic Fa, Inc. other | Other | May 24, 2007 | Oct 6, 2017 (3788 d) |
| Brian Patrick Giffin | Janney Montgomery Scott LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | May 21, 2007 | May 15, 2007 |
| Sarah Nicole Wagner Fiorelli | Janney Montgomery Scott LLC other | Lehman Brothers Inc. unclassified | Other | May 3, 2007 | Apr 18, 2007 |
| Selden Paul Staples | Janney Montgomery Scott LLC other | Citigroup Global Markets Inc. other | Other | Apr 10, 2007 | Mar 16, 2007 |
| Matthew D Cole | Janney Montgomery Scott LLC other | Robert W. Baird & Co. Incorporated other | Other | Mar 23, 2007 | Mar 19, 2007 |
| Jeffrey L Nova | Janney Montgomery Scott LLC other | Morgan Keegan & Company, LLC other | Other | Mar 12, 2007 | Feb 20, 2007 |
| Paul Cummings Smith | Janney Montgomery Scott LLC other | Raymond James & Associates, Inc. national BD | Other | Feb 2, 2007 | Jan 30, 2007 |
| Robert Wayne Martin | Janney Montgomery Scott LLC other | Crow Financial Advisors other | Other | Jan 30, 2007 | Jan 29, 2007 |
| Jon Charles Mcaleney | Janney Montgomery Scott LLC other | Ameriprise Advisor Services, Inc. unclassified | Other | Jan 19, 2007 | Jan 17, 2007 |
| Andrew Peter Haag | Janney Montgomery Scott LLC other | Td Ameritrade Investment Management, LLC other | Other | Dec 20, 2006 | Jan 11, 2007 |
| Kevin John Gallagher | Janney Montgomery Scott LLC other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Nov 6, 2006 | Nov 20, 2007 (379 d) |
| Lino Deangelis | Janney Montgomery Scott LLC other | Icici Investment Advisors unclassified | Other | Oct 16, 2006 | Sep 18, 2009 (1068 d) |
| Anthony Trigona | Janney Montgomery Scott LLC other | Raymond James & Associates, Inc. national BD | Other | Oct 9, 2006 | Sep 20, 2006 |
| Christopher A Pesce | Janney Montgomery Scott LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 15, 2006 | Sep 8, 2006 |
| Debra Ann Bushman | Janney Montgomery Scott LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 15, 2006 | Sep 8, 2006 |
| Jonathan B Cohen | Janney Montgomery Scott LLC other | Morgan Keegan & Company, LLC other | Other | Aug 29, 2006 | Aug 7, 2006 |
| A Tyler Entwisle | Janney Montgomery Scott LLC other | Pnc Wealth Management other | Other | Aug 29, 2006 | Aug 11, 2006 |
| Bernard J Cohen | Janney Montgomery Scott LLC other | Morgan Keegan & Company, LLC other | Other | Aug 29, 2006 | Aug 7, 2006 |