DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Janney Montgomery Scott LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gregory John Dupee | Janney Montgomery Scott LLC BD affiliated | Aegis Capital Corp. BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2025 | Dec 11, 2025 (182 d) |
| Lori A Marino | Janney Montgomery Scott LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 11, 2025 | Jul 8, 2025 |
| Abigail Jane Rogers | Janney Montgomery Scott LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 11, 2025 | Jul 10, 2025 |
| Gunnar Himmel | Janney Montgomery Scott LLC BD affiliated | Beacon Pointe Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2025 | Jul 31, 2025 (52 d) |
| Pat Joseph Ingrassia | Janney Montgomery Scott LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 29, 2025 | May 22, 2025 |
| Kenneth Warren Glick | Janney Montgomery Scott LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2025 | May 22, 2025 |
| Albert John Makkay | Janney Montgomery Scott LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 20, 2025 | May 1, 2025 |
| Maryanne Delores Morrissey | Janney Montgomery Scott LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 20, 2025 | May 1, 2025 |
| Devin Marquis White | Janney Montgomery Scott LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 20, 2025 | May 9, 2025 |
| Corbin Michael Gustafson | Janney Montgomery Scott LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 20, 2025 | May 1, 2025 |
| Jacob Theodore Binder | Janney Montgomery Scott LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 20, 2025 | May 9, 2025 |
| Jonathan Beck | Janney Montgomery Scott LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2025 | Jun 4, 2025 |
| David Elliott Grice | Janney Montgomery Scott LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 19, 2025 | May 19, 2025 |
| Theodore Frank Binder | Janney Montgomery Scott LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 14, 2025 | May 9, 2025 |
| John Ryuichi Uyeki | Janney Montgomery Scott LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 9, 2025 | May 7, 2025 |
| Braden Thomas Radcliff | Janney Montgomery Scott LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2025 | Jul 24, 2025 (76 d) |
| Hannah Rose Patrignani | Janney Montgomery Scott LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 9, 2025 | May 1, 2025 |
| Robert Francis Farrell | Janney Montgomery Scott LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 2, 2025 | May 1, 2025 |
| Brian Overton | Janney Montgomery Scott LLC BD affiliated | Vestmark Advisory Solutions, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2025 | May 29, 2025 (34 d) |
| Zachary D Hiler | Janney Montgomery Scott LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 25, 2025 | May 7, 2025 |
| Matthew A Mcleod | Janney Montgomery Scott LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2025 | Jun 13, 2025 (49 d) |
| Noah A Doyle | Janney Montgomery Scott LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 14, 2025 | Apr 11, 2025 |
| Charles Princiotto | Janney Montgomery Scott LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 14, 2025 | Apr 11, 2025 |
| Alex Hart | Janney Montgomery Scott LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 14, 2025 | Apr 11, 2025 |
| Samuel Erlich | Janney Montgomery Scott LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 14, 2025 | Apr 11, 2025 |
| Zachary Zugan | Janney Montgomery Scott LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 8, 2025 | Apr 3, 2025 |
| Edward Mark Paskin | Janney Montgomery Scott LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 31, 2025 | Mar 28, 2025 |
| Ronald Jules Kuperman | Janney Montgomery Scott LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Mar 25, 2025 | Mar 12, 2025 |
| Christopher John Guandolo | Janney Montgomery Scott LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2025 | Mar 20, 2025 |
| Marc Allen Brown | Janney Montgomery Scott LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2025 | Mar 20, 2025 |
| Maria Anne Corradi | Janney Montgomery Scott LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2025 | Mar 20, 2025 |
| Rita Mari Endler | Janney Montgomery Scott LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2025 | Mar 20, 2025 |
| Steven Walter Glasgow | Janney Montgomery Scott LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Feb 25, 2025 | Feb 14, 2025 |
| Jordan Fleming Sibler | Janney Montgomery Scott LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Feb 25, 2025 | Feb 14, 2025 |
| Danielle Rose O'Brien | Janney Montgomery Scott LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Feb 25, 2025 | Feb 14, 2025 |
| Jeffrey Ross Purdon | Janney Montgomery Scott LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Feb 10, 2025 |
| Jacqueline Ellen Dufresne | Janney Montgomery Scott LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Jan 31, 2025 |
| John Edward Carl | Janney Montgomery Scott LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Jan 31, 2025 |
| James Matthew Farrell | Janney Montgomery Scott LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2025 | Feb 10, 2025 |
| Buffy Armstrong Leonard | Janney Montgomery Scott LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Jan 31, 2025 |
| Jeffrey James Pollard | Janney Montgomery Scott LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Jan 31, 2025 |
| Dedra Brust | Janney Montgomery Scott LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Jan 31, 2025 |
| Raymond Clark Hoiles Bryan | Janney Montgomery Scott LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Jan 31, 2025 |
| Luke John Saddlemire | Janney Montgomery Scott LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Jan 31, 2025 |
| Justin Michael Kaleta | Janney Montgomery Scott LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Jul 24, 2025 (150 d) |
| Mark D Vibostok | Janney Montgomery Scott LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Feb 20, 2025 | Feb 13, 2025 |
| Vincent William Vibostok | Janney Montgomery Scott LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Feb 20, 2025 | Feb 13, 2025 |
| Seth Diamond | Janney Montgomery Scott LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 23, 2025 | Jan 15, 2025 |
| Robert Francis Clark | Janney Montgomery Scott LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2025 | Jan 7, 2025 |
| Heidi Ann Riley | Janney Montgomery Scott LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2025 | May 7, 2025 (104 d) |
| Brian Eric Glavin | Janney Montgomery Scott LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2025 | Jan 7, 2025 |
| Lisa Marie Morgan | Janney Montgomery Scott LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2025 | Jan 7, 2025 |
| Daniel Ronis | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2025 | Jan 9, 2025 |
| Ernest Alan Freeman | Janney Montgomery Scott LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2025 | Jan 7, 2025 |
| Jarred Allen West | Janney Montgomery Scott LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2025 | Jan 6, 2025 |
| Steven Coleman Victor | Janney Montgomery Scott LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 23, 2024 | Dec 5, 2024 |
| Mary Kane | Janney Montgomery Scott LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 23, 2024 | Dec 5, 2024 |
| Lisa W. Fouraker | Janney Montgomery Scott LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 23, 2024 | Dec 6, 2024 |
| Eric Vincent Spires | Janney Montgomery Scott LLC BD affiliated | Blackrock Investment Management, LLC other | Other | Dec 2, 2024 | Feb 12, 2025 (72 d) |
| Joseph Bristol Kettelle | Janney Montgomery Scott LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Nov 21, 2024 | Nov 21, 2024 |
686 moves match.