DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Signator Investors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dhilan N ShahSignator Investors, Inc. BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 30, 2018Aug 28, 2018
Daniel J O'NeillSignator Investors, Inc. BD affiliatedJ.P. Morgan Private Wealth Advisors LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJul 24, 2018Jul 24, 2018
Jose GautierSignator Investors, Inc. BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherJul 23, 2018Jul 27, 2018
Kyle Michael SchmidtSignator Investors, Inc. BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 23, 2018Aug 8, 2018
Barry Neil LevineSignator Investors, Inc. BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 2, 2018Jun 26, 2018
Mark PappasSignator Investors, Inc. BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 2, 2018Jun 26, 2018
Judith Ann TenglerSignator Investors, Inc. BD affiliatedPrivate Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 14, 2018Jun 20, 2019 (371 d)
Ryan John BalksSignator Investors, Inc. BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherJun 11, 2018Jun 5, 2018
Mark Eugene DietzSignator Investors, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 21, 2018May 16, 2018
Aaron Sebastian KriebelSignator Investors, Inc. BD affiliatedCreative Planning independent RIAAffiliated broker-dealer or bank to independent RIAMay 21, 2018Jun 18, 2018
Christopher Scott MccrillisSignator Investors, Inc. BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherMay 14, 2018May 9, 2018
Jeffery B KimballSignator Investors, Inc. BD affiliatedUsaa Investment Services Company BD affiliatedAffiliated broker-dealer or bank to anotherMay 10, 2018Jun 28, 2018 (49 d)
Lucinda D AlcottSignator Investors, Inc. BD affiliatedTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 26, 2018May 24, 2018
Nicholas Anthony LentiniSignator Investors, Inc. BD affiliatedContinuum Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 23, 2018Apr 17, 2018
Nicolas LongpreSignator Investors, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 23, 2018Apr 17, 2018
Scott Christopher PlanerSignator Investors, Inc. BD affiliatedAmeritas Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 23, 2018Nov 1, 2021 (1288 d)
Kana RadinSignator Investors, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 23, 2018Apr 17, 2018
Allen Shojiro KomoriSignator Investors, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 23, 2018Apr 17, 2018
Sean Brian SmithSignator Investors, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 23, 2018Apr 17, 2018
Daniel Jon FerwerdaSignator Investors, Inc. BD affiliatedSpc BD affiliatedAffiliated broker-dealer or bank to anotherApr 20, 2018Jun 1, 2018 (42 d)
Heather ArmstrongSignator Investors, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseApr 16, 2018May 14, 2018
Macgregor MaitlandSignator Investors, Inc. BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherApr 9, 2018Apr 13, 2018
Amit PoddarSignator Investors, Inc. otherLPL Financial LLC independent RIAOtherMar 26, 2018Mar 29, 2018
Weston Michael HagerSignator Investors, Inc. otherRaymond James Financial Services Advisors, Inc BD affiliatedOtherMar 26, 2018Apr 9, 2018
Kenneth E NuttallSignator Investors, Inc. otherBlackdiamond Wealth Management, LLC independent RIAOtherMar 19, 2018Dec 2, 2019 (623 d)
Eric Clement JansenSignator Investors, Inc. otherFinivi Inc. no RAUMOtherMar 14, 2018Mar 14, 2018
Steven Craig JohnsonSignator Investors, Inc. otherFinivi Inc. no RAUMOtherMar 14, 2018Mar 19, 2018
Joseph Francis WillwerthSignator Investors, Inc. otherFinivi Inc. no RAUMOtherMar 14, 2018Mar 19, 2018
Frederick Mark LaneSignator Investors, Inc. otherFinivi Inc. no RAUMOtherMar 14, 2018Mar 19, 2018
Katie Elizabeth MooreSignator Investors, Inc. otherFinivi Inc. no RAUMOtherMar 14, 2018Mar 19, 2018
Herbert Dwayne KylesSignator Investors, Inc. otherFinivi Inc. no RAUMOtherMar 14, 2018Mar 19, 2018
Rylen Takao YamamotoSignator Investors, Inc. otherIndependent Financial Partners otherOtherMar 5, 2018Mar 1, 2018
Kevin Anthony GoveroSignator Investors, Inc. otherIndependent Financial Group, LLC otherOtherFeb 20, 2018Feb 13, 2018
Daniel Ross HeironimusSignator Investors, Inc. otherIndependent Financial Group, LLC otherOtherFeb 20, 2018Feb 13, 2018
Steven Andrew AddisonSignator Investors, Inc. otherIndependent Financial Group, LLC otherOtherFeb 20, 2018Feb 14, 2018
Ryan Michael MeridethSignator Investors, Inc. otherIndependent Financial Group, LLC otherOtherFeb 20, 2018Feb 13, 2018
Christopher Michael CarrilloSignator Investors, Inc. otherExodus Wealth, LLC otherOtherFeb 20, 2018Feb 22, 2018
Michael GriffinSignator Investors, Inc. otherPruco Securities, LLC BD affiliatedOtherFeb 6, 2018Feb 8, 2018
Kevin Michael BurkartSignator Investors, Inc. otherBurkart Financial Group, Inc. state registeredOtherFeb 5, 2018Jan 1, 2026 (2887 d)
Victor Luis PerezSignator Investors, Inc. otherJ.P. Morgan Securities LLC wirehouseOtherFeb 5, 2018May 17, 2018 (101 d)
Steven James GroganSignator Investors, Inc. otherCommonwealth Financial Network national BDOtherFeb 5, 2018Feb 2, 2018
Ian Patrick MclaughlinSignator Investors, Inc. otherCharles Schwab & Co., Inc. national BDOtherFeb 5, 2018Apr 9, 2018 (63 d)
Jason Craig EgerSignator Investors, Inc. otherWealth Management mixed wealthOtherFeb 5, 2018Jan 27, 2025 (2548 d)
Shanley Rassler CampbellSignator Investors, Inc. otherContinuum Advisory, LLC otherOtherJan 30, 2018Jan 18, 2018
Kevin Mark NastSignator Investors, Inc. otherContinuum Advisory, LLC otherOtherJan 29, 2018Jan 24, 2018
John Edward PalmerSignator Investors, Inc. otherAmerican Portfolios Advisors, Inc independent RIAOtherJan 25, 2018Jun 28, 2019 (519 d)
Steven Cronin CastrelloSignator Investors, Inc. otherOsaic Wealth, Inc. BD affiliatedOtherJan 25, 2018May 15, 2019 (475 d)
Andrew A LissSignator Investors, Inc. otherPark Avenue Securities LLC BD affiliatedOtherJan 22, 2018Mar 1, 2018 (38 d)
Marino Parrish StathSignator Investors, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherJan 22, 2018Jan 16, 2018
Serena Lynette DavisSignator Investors, Inc. otherContinuum Advisory, LLC otherOtherJan 19, 2018Aug 5, 2016
James DehoffSignator Investors, Inc. otherOsaic Institutions, Inc. otherOtherJan 16, 2018Feb 27, 2018 (42 d)
Bradley J GeltzerSignator Investors, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherJan 9, 2018Oct 4, 2018 (268 d)
Adam Ross KlickSignator Investors, Inc. otherFisher Investments otherOtherJan 8, 2018Jan 9, 2018
Jimm Scott NidlingerSignator Investors, Inc. otherCreative Financial Designs, Inc. otherOtherDec 31, 2017Feb 18, 2018 (49 d)
Michael Robert CohenSignator Investors, Inc. otherOsaic Wealth, Inc. BD affiliatedOtherDec 31, 2017Jul 15, 2019 (561 d)
James Joseph KellySignator Investors, Inc. otherOsaic Wealth, Inc. BD affiliatedOtherDec 31, 2017Apr 26, 2021 (1212 d)
Christopher Wheaton McniffSignator Investors, Inc. otherOsaic Wealth, Inc. BD affiliatedOtherDec 31, 2017Nov 14, 2018 (318 d)
Sam KodariSignator Investors, Inc. otherVanderbilt Advisory Services BD affiliatedOtherDec 31, 2017Jan 5, 2018
David Joseph NicholsSignator Investors, Inc. otherOsaic Wealth, Inc. BD affiliatedOtherDec 31, 2017Jul 30, 2019 (576 d)
Michael David BerkSignator Investors, Inc. otherOsaic Wealth, Inc. BD affiliatedOtherDec 31, 2017Mar 7, 2019 (431 d)
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688 moves match.