DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Hefren-Tillotson, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kevin Christopher KrulHefren-Tillotson, Inc. BD affiliatedRBC Capital Markets, LLC national BDAffiliated broker-dealer or bank to anotherOct 17, 2022Oct 17, 2022
John David RebaHefren-Tillotson, Inc. BD affiliatedRBC Capital Markets, LLC national BDAffiliated broker-dealer or bank to anotherOct 17, 2022Oct 17, 2022
Stephanie L. MckayHefren-Tillotson, Inc. BD affiliatedRBC Capital Markets, LLC national BDAffiliated broker-dealer or bank to anotherOct 17, 2022Oct 17, 2022
Dana Lynn KleinHefren-Tillotson, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 4, 2022Oct 25, 2022
Alphonse Steven WeberHefren-Tillotson, Inc. BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherAug 25, 2022Aug 25, 2022
Erin Lynn WeberHefren-Tillotson, Inc. BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherAug 25, 2022Aug 25, 2022
Bruce L BrunsHefren-Tillotson, Inc. BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherJul 27, 2022Sep 1, 2022 (36 d)
Jason Alan HitchmanHefren-Tillotson, Inc. BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseJul 8, 2022Jul 8, 2022
Kathleen Ann ThornhillHefren-Tillotson, Inc. BD affiliatedConfluence Financial Partners independent RIAAffiliated broker-dealer or bank to independent RIAJul 6, 2022Jul 13, 2022
Gilbert E. DavisHefren-Tillotson, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJun 30, 2022Jun 30, 2022
William Clark FraserHefren-Tillotson, Inc. independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankMay 17, 2022May 17, 2022
Nicholas R. RedshawHefren-Tillotson, Inc. independent RIAFragasso Financial Advisors independent RIARIA to RIAApr 5, 2022Apr 12, 2022
Robert Joseph PalmerHefren-Tillotson, Inc. independent RIAHeritage Wealth Advisors independent RIARIA to RIAMar 16, 2022Apr 4, 2022
Joseph Lee KeigerHefren-Tillotson, Inc. independent RIADavenport & Company LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 7, 2022Jan 19, 2022
Kaitlyn Jo KocubaHefren-Tillotson, Inc. independent RIAHeritage Wealth Advisors independent RIARIA to RIAAug 6, 2021Sep 1, 2021
Garrett Marc AshbaughHefren-Tillotson, Inc. independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherJul 8, 2021Sep 3, 2021 (57 d)
Colleen J. NeuendorfferHefren-Tillotson, Inc. independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 2, 2021Sep 21, 2021 (81 d)
Amanda Memoli DurbianoHefren-Tillotson, Inc. independent RIAExencial Wealth Advisors independent RIARIA to RIAJun 16, 2021Jul 29, 2021 (43 d)
Linda Jean DenglerHefren-Tillotson, Inc. independent RIAPnc Wealth Management BD affiliatedRIA to affiliated broker-dealer or bankNov 19, 2020Jun 10, 2021 (203 d)
Edward M LettieriHefren-Tillotson, Inc. independent RIAFort Pitt Capital Group, LLC independent RIARIA to RIASep 14, 2020Jan 28, 2021 (136 d)
Richard Joseph ScottiHefren-Tillotson, Inc. independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankJun 4, 2020Aug 23, 2022 (810 d)
Grady WirthHefren-Tillotson, Inc. independent RIAAdviceperiod, LLC independent RIARIA to RIAApr 20, 2020Apr 21, 2020
Derek D. FinneyHefren-Tillotson, Inc. independent RIAPnc Wealth Management BD affiliatedRIA to affiliated broker-dealer or bankMay 31, 2019Aug 19, 2019 (80 d)
Tyler R. BroseHefren-Tillotson, Inc. independent RIASchneider Downs Wealth Management Advisors, LP independent RIARIA to RIAJan 22, 2019Mar 7, 2019 (44 d)
Mauricio A ViaudHefren-Tillotson, Inc. independent RIAJanney Montgomery Scott LLC otherOtherMar 12, 2018Mar 21, 2018
David Lee SmithHefren-Tillotson, Inc. otherHoffman Capital Advisors LLC independent RIAOtherDec 18, 2017Feb 8, 2018 (52 d)
Josiah David HoffmanHefren-Tillotson, Inc. otherHoffman Capital Advisors LLC independent RIAOtherNov 30, 2017Jun 8, 2017
Christopher Ellis MccoyHefren-Tillotson, Inc. otherUBS Financial Services Inc. wirehouseOtherAug 28, 2017Aug 31, 2017
Benjamin Paul BurkleyHefren-Tillotson, Inc. otherStratos Wealth Partners, Ltd otherOtherAug 10, 2017Oct 5, 2017 (56 d)
Harry Joseph KennedyHefren-Tillotson, Inc. otherJanney Montgomery Scott LLC otherOtherMar 28, 2017Apr 10, 2017
Stephanie C. McelhenyHefren-Tillotson, Inc. otherPnc Wealth Management otherOtherNov 16, 2016Dec 13, 2016
George MaccarelliHefren-Tillotson, Inc. otherStrategic Advisers LLC national BDOtherNov 17, 2014Jan 6, 2015 (50 d)
Paul BrunsHefren-Tillotson, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 3, 2014Nov 21, 2014
Kathryn Luffy ClarkHefren-Tillotson, Inc. otherPnc Wealth Management otherOtherMar 21, 2014Mar 25, 2014
William Joseph WillettHefren-Tillotson, Inc. otherMorgan Stanley wirehouseOtherJun 25, 2013Mar 23, 2015 (636 d)
Jeffrey Earl PiferHefren-Tillotson, Inc. otherWoodbury Financial Services, Inc. otherOtherNov 12, 2012Dec 7, 2012
James Lee FerrellHefren-Tillotson, Inc. otherMorgan Stanley wirehouseOtherNov 1, 2010Oct 29, 2010
Richard Kevin GuernseyHefren-Tillotson, Inc. otherAllegheny Investments otherOtherOct 26, 2009Oct 23, 2009
Curtis C Randle ElHefren-Tillotson, Inc. otherPnc Wealth Management otherOtherDec 16, 2008Mar 20, 2009 (94 d)
Deborah A SullivanHefren-Tillotson, Inc. otherMorgan Stanley wirehouseOtherMay 1, 2007Oct 18, 2011 (1631 d)
Brian James FridayHefren-Tillotson, Inc. otherCitigroup Global Markets Inc. otherOtherMay 1, 2007May 1, 2008 (366 d)
Richard Paul BondiHefren-Tillotson, Inc. otherCitigroup Global Markets Inc. otherOtherMay 1, 2007May 1, 2008 (366 d)
Lester Provan BotkinHefren-Tillotson, Inc. otherCitigroup Global Markets Inc. otherOtherJan 29, 2007Jan 26, 2007
Sara Banes BotkinHefren-Tillotson, Inc. otherCitigroup Global Markets Inc. otherOtherJan 29, 2007Jan 26, 2007
Richard Lee DalzottoHefren-Tillotson, Inc. otherThe Investment Center, Inc. unclassifiedOtherSep 21, 2004Sep 20, 2004
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45 moves match.