DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Usaa Investment Services Company

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Brandon Clinton Cedric Pope	Usaa Investment Services Company no RAUM	Vanguard Advisers, Inc. BD affiliated	Other	Mar 25, 2021	Apr 12, 2021
Dale Aaron Gambell	Usaa Investment Services Company no RAUM	Vanguard Advisers, Inc. BD affiliated	Other	Mar 10, 2021	May 3, 2021 (54 d)
Patrick Anthony Terrell	Usaa Investment Services Company no RAUM	Charles Schwab & Co., Inc. national BD	Other	Feb 25, 2021	Aug 10, 2022 (531 d)
Michael John Esquivel	Usaa Investment Services Company no RAUM	Victory Capital Management Inc. asset manager	Other	Jan 21, 2021	May 3, 2021 (102 d)
Michael Andrew Mireles	Usaa Investment Services Company no RAUM	Pruco Securities, LLC BD affiliated	Other	Jan 20, 2021	Jan 15, 2021
Carlos Luis Cortez	Usaa Investment Services Company no RAUM	Victory Capital Management Inc. asset manager	Other	Jan 13, 2021	Sep 9, 2021 (239 d)
James Ismael Aguilar	Usaa Investment Services Company no RAUM	Charles Schwab & Co., Inc. national BD	Other	Dec 22, 2020	Jun 20, 2023 (910 d)
Patricia Rivera	Usaa Investment Services Company no RAUM	Edward Jones national BD	Other	Dec 21, 2020	Dec 20, 2022 (729 d)
Nicole S Neals	Usaa Investment Services Company no RAUM	Charles Schwab & Co., Inc. national BD	Other	Nov 11, 2020	Dec 3, 2020
Steven M. Thomas	Usaa Investment Services Company no RAUM	Fidelity Personal And Workplace Advisors BD affiliated	Other	Nov 11, 2020	Jan 19, 2021 (69 d)
James Gerald Hamilton	Usaa Investment Services Company no RAUM	Charles Schwab & Co., Inc. national BD	Other	Nov 5, 2020	Nov 9, 2020
Christopher Tammany Cuneo	Usaa Investment Services Company no RAUM	Advice And Planning Services BD affiliated	Other	Oct 7, 2020	Jul 27, 2021 (293 d)
Kimberly Marie Carstens	Usaa Investment Services Company no RAUM	First Citizens Investor Services, Inc. BD affiliated	Other	Sep 25, 2020	Sep 30, 2020
Scott George Allison	Usaa Investment Services Company no RAUM	Woodbury Financial Services, Inc. BD affiliated	Other	Sep 4, 2020	Mar 4, 2022 (546 d)
Julian Ortega	Usaa Investment Services Company no RAUM	LPL Financial LLC BD affiliated	Other	Aug 28, 2020	Sep 10, 2020
Daniel Meisenheimer	Usaa Investment Services Company no RAUM	Charles Schwab & Co., Inc. national BD	Other	Aug 14, 2020	Aug 2, 2021 (353 d)
Keven Joe Johnson	Usaa Investment Services Company no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 30, 2020	Apr 27, 2023 (1001 d)
Monica M. Joffre	Usaa Investment Services Company no RAUM	Fidelity Personal And Workplace Advisors BD affiliated	Other	Jul 30, 2020	Mar 23, 2021 (236 d)
Thomas Kirby	Usaa Investment Services Company no RAUM	Facet independent RIA	Other	Jul 30, 2020	Sep 15, 2020 (47 d)
Teresa Valencia Schlafly	Usaa Investment Services Company no RAUM	Edward Jones national BD	Other	Jul 30, 2020	Dec 6, 2021 (494 d)
Diboo Alex Daniel	Usaa Investment Services Company no RAUM	Charles Schwab & Co., Inc. national BD	Other	Jul 30, 2020	Sep 16, 2020 (48 d)
Frank August Fairbanks	Usaa Investment Services Company no RAUM	Northwestern Mutual Investment Services,LLC no RAUM	Other	Jul 30, 2020	Nov 10, 2021 (468 d)
Christopher David Lord	Usaa Investment Services Company no RAUM	Schwab Wealth Advisory, Inc. no RAUM	Other	Jul 30, 2020	Aug 5, 2021 (371 d)
Roger Gregory Wilson	Usaa Investment Services Company no RAUM	Charles Schwab & Co., Inc. national BD	Other	Jul 30, 2020	Jun 22, 2021 (327 d)
Cipriano Miguel Gomez	Usaa Investment Services Company no RAUM	Vanguard Advisers, Inc. BD affiliated	Other	Jul 30, 2020	Mar 22, 2021 (235 d)
Joshua David Van Wagenen	Usaa Investment Services Company no RAUM	Charles Schwab & Co., Inc. national BD	Other	Jul 30, 2020	Nov 29, 2021 (487 d)
William Michael Dale	Usaa Investment Services Company no RAUM	Navy Federal Investment Services, LLC BD affiliated	Other	Jul 30, 2020	Oct 27, 2022 (819 d)
Melissa Sabido	Usaa Investment Services Company no RAUM	Fidelity Personal And Workplace Advisors BD affiliated	Other	Jul 30, 2020	Sep 14, 2020 (46 d)
Bryson Carl Fisher	Usaa Investment Services Company no RAUM	Vanguard Advisers, Inc. BD affiliated	Other	Jul 30, 2020	Dec 8, 2020 (131 d)
Rob Lewis	Usaa Investment Services Company no RAUM	Fidelity Personal And Workplace Advisors BD affiliated	Other	Jul 30, 2020	Sep 22, 2020 (54 d)
Michael Audley Hay	Usaa Investment Services Company no RAUM	Navy Federal Investment Services, LLC BD affiliated	Other	Jul 30, 2020	Jan 14, 2026 (1994 d)
Christine Anne Doiron	Usaa Investment Services Company no RAUM	Charles Schwab & Co., Inc. national BD	Other	Jul 30, 2020	Jan 28, 2026 (2008 d)
Robert Antoine Filmore	Usaa Investment Services Company no RAUM	Vanguard Advisers, Inc. BD affiliated	Other	Jul 30, 2020	Apr 27, 2021 (271 d)
Fernando Lemus Hurtado	Usaa Investment Services Company no RAUM	Empower Advisory Group, LLC BD affiliated	Other	Jul 30, 2020	Jan 6, 2026 (1986 d)
Michael Evan Farmer	Usaa Investment Services Company no RAUM	Charles Schwab & Co., Inc. national BD	Other	Jul 30, 2020	Mar 10, 2022 (588 d)
Zachary Porter	Usaa Investment Services Company no RAUM	J.P. Morgan Securities LLC wirehouse	Other	Jul 30, 2020	Mar 17, 2023 (960 d)
Patrick Albert Lefevre	Usaa Investment Services Company no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 30, 2020	Apr 4, 2023 (978 d)
Raymond E Hart	Usaa Investment Services Company no RAUM	Accelerated Wealth Advisors LLC independent RIA	Other	Jul 30, 2020	Jul 30, 2021 (365 d)
Christopher James Jorgensen	Usaa Investment Services Company no RAUM	Vanguard Advisers, Inc. BD affiliated	Other	Jul 30, 2020	Oct 20, 2020 (82 d)
Salvador Roberto Rosas	Usaa Investment Services Company no RAUM	Empower Advisory Group, LLC BD affiliated	Other	Jul 30, 2020	Jan 20, 2023 (904 d)
Gabriel Gurau	Usaa Investment Services Company no RAUM	Schwab Wealth Advisory, Inc. no RAUM	Other	Jul 30, 2020	Aug 4, 2022 (735 d)
Christian Mahan	Usaa Investment Services Company no RAUM	Stonecrest Wealth Management, Inc independent RIA	Other	Jul 30, 2020	Mar 25, 2021 (238 d)
Tyler Venegas	Usaa Investment Services Company no RAUM	Vanguard Advisers, Inc. BD affiliated	Other	Jul 30, 2020	Nov 11, 2020 (104 d)
Marius V Mada	Usaa Investment Services Company no RAUM	Fidelity Personal And Workplace Advisors BD affiliated	Other	Jul 27, 2020	Aug 21, 2020
Mark Randall Goodrum	Usaa Investment Services Company no RAUM	First Command Advisory Services BD affiliated	Other	Jul 23, 2020	Jul 2, 2021 (344 d)
Christina R Ammon	Usaa Investment Services Company no RAUM	Charles Schwab & Co., Inc. national BD	Other	Jul 22, 2020	May 25, 2023 (1037 d)
Roy E Mcclung	Usaa Investment Services Company no RAUM	Charles Schwab & Co., Inc. national BD	Other	Jul 22, 2020	May 25, 2023 (1037 d)
David Holland	Usaa Investment Services Company no RAUM	J.P. Morgan Securities LLC wirehouse	Other	Jul 22, 2020	Oct 1, 2020 (71 d)
Isaiah James Mundell	Usaa Investment Services Company no RAUM	Wells Fargo Advisors wirehouse	Other	Jul 22, 2020	Feb 5, 2021 (198 d)
Vincent Lafata	Usaa Investment Services Company no RAUM	Navy Federal Investment Services, LLC BD affiliated	Other	Jul 22, 2020	Jun 13, 2023 (1056 d)
George Keener Gill	Usaa Investment Services Company no RAUM	Morgan Stanley wirehouse	Other	Jul 10, 2020	Dec 8, 2020 (151 d)
David Zuniga	Usaa Investment Services Company no RAUM	Schwab Wealth Advisory, Inc. no RAUM	Other	Jul 10, 2020	Dec 16, 2025 (1985 d)
Jeffrey Richard Lockway	Usaa Investment Services Company no RAUM	LPL Financial LLC independent RIA	Other	Jul 10, 2020	Oct 17, 2022 (829 d)
Jerrod R Summers	Usaa Investment Services Company no RAUM	Stone Wall Financial independent RIA	Other	Jul 8, 2020	Oct 2, 2025 (1912 d)
Richard William Rose	Usaa Investment Services Company no RAUM	LPL Financial LLC BD affiliated	Other	Jul 8, 2020	Dec 12, 2025 (1983 d)
Christian Calderon	Usaa Investment Services Company no RAUM	J.P. Morgan Securities LLC wirehouse	Other	Jul 8, 2020	May 10, 2024 (1402 d)
Matthew Clayton Angel	Usaa Investment Services Company no RAUM	Angel Legacy Advisors, LLC state registered	Other	Jul 8, 2020	Aug 19, 2025 (1868 d)
Kenneth Lavon Banks	Usaa Investment Services Company no RAUM	Citigroup Global Markets Inc. BD affiliated	Other	Jul 8, 2020	Sep 16, 2021 (435 d)
Jonathan Thomas Hertneky	Usaa Investment Services Company no RAUM	Fidelity Personal And Workplace Advisors BD affiliated	Other	Jul 8, 2020	Dec 15, 2021 (525 d)
Abby Nicole Smith	Usaa Investment Services Company no RAUM	Morgan Stanley wirehouse	Other	Jul 8, 2020	Aug 28, 2024 (1512 d)

Page 2 of 9Previous Next

499 moves match.