DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Scott & Stringfellow, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Charles William KernScott & Stringfellow, LLC otherDanny Fontana Enterprises D/B/A Pilot Portfolio Management unclassifiedOtherJan 24, 2013May 17, 2013 (113 d)
Adam Brett BergmanScott & Stringfellow, LLC otherDavenport & Company LLC BD affiliatedOtherJan 16, 2013Jul 31, 2023 (3848 d)
Michael Steven PeasleyScott & Stringfellow, LLC otherTone Capital, LLC independent RIAOtherJan 16, 2013Jul 27, 2017 (1653 d)
Joshua L. HaggertyScott & Stringfellow, LLC otherRaymond James & Associates, Inc. national BDOtherJan 16, 2013Aug 17, 2023 (3865 d)
Timothy ReyesScott & Stringfellow, LLC otherDavenport & Company LLC BD affiliatedOtherJan 16, 2013Nov 20, 2023 (3960 d)
Colin DucharmeScott & Stringfellow, LLC otherTruist Advisory Services, Inc. BD affiliatedOtherJan 16, 2013Feb 12, 2026 (4775 d)
Larry Randolph IsleyScott & Stringfellow, LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherJan 8, 2013Jan 3, 2013
David Philip KirbyScott & Stringfellow, LLC otherJ.J.B. Hilliard, W.L. Lyons, LLC otherOtherJul 6, 2012Jul 6, 2012
Kathryn M LesterScott & Stringfellow, LLC otherJ.J.B. Hilliard, W.L. Lyons, LLC otherOtherJul 6, 2012Jul 6, 2012
Max Lloyd BarnhardtScott & Stringfellow, LLC otherAmeriprise Financial Services, LLC national BDOtherJun 12, 2012Sep 24, 2012 (104 d)
Robert Bruce TerryScott & Stringfellow, LLC otherRaymond James Financial Services Advisors, Inc otherOtherMay 1, 2012Oct 25, 2013 (542 d)
James Curtis BakerScott & Stringfellow, LLC otherFifth Third Securities, Inc. otherOtherMay 1, 2012Sep 18, 2012 (140 d)
Walter Spencer RobertsonScott & Stringfellow, LLC otherBrockenbrough otherOtherApr 13, 2012Aug 4, 2017 (1939 d)
George Cook HowellScott & Stringfellow, LLC otherUBS Financial Services Inc. wirehouseOtherMar 20, 2012Mar 1, 2012
James Dennis YarbroughScott & Stringfellow, LLC otherUBS Financial Services Inc. wirehouseOtherMar 19, 2012Mar 1, 2012
William P StillmanScott & Stringfellow, LLC otherLPL Financial LLC otherOtherDec 31, 2011Jan 10, 2013 (376 d)
Myles David McpartlandScott & Stringfellow, LLC otherWells Fargo Advisors wirehouseOtherNov 16, 2011Nov 10, 2011
David Allen LoveScott & Stringfellow, LLC otherDavenport & Company LLC otherOtherOct 26, 2011Nov 3, 2011
Robbyn Geoffrey GayerScott & Stringfellow, LLC otherUBS Financial Services Inc. wirehouseOtherSep 29, 2011Sep 22, 2011
Bradley Christopher JoynerScott & Stringfellow, LLC otherWealthspire Retirement Advisory institutionalOtherAug 2, 2011Dec 8, 2021 (3781 d)
James Alexander BaberScott & Stringfellow, LLC otherJanney Montgomery Scott LLC otherOtherJul 18, 2011Jul 7, 2011
Garland Ray DavisScott & Stringfellow, LLC otherWells Fargo Advisors wirehouseOtherApr 26, 2011Apr 19, 2011
William Larry BendtScott & Stringfellow, LLC otherJhs Capital Advisors, LLC otherOtherMar 22, 2011Mar 23, 2011
Thomas A BrophyScott & Stringfellow, LLC otherFsc Securities Corporation otherOtherFeb 8, 2011Oct 23, 2012 (623 d)
Lisa Marie SorrentinoScott & Stringfellow, LLC otherLPL Financial LLC otherOtherAug 27, 2010Sep 20, 2010
Daniel Alexander BuckmanScott & Stringfellow, LLC otherBb&T Securities, LLC BD affiliatedOtherJun 1, 2010Jul 9, 2018 (2960 d)
William Wheeler NeaseScott & Stringfellow, LLC otherCapitol Securities Management, Inc. otherOtherApr 22, 2010May 11, 2010
Sandra Rimes WeinbrechtScott & Stringfellow, LLC otherMorgan Stanley wirehouseOtherDec 16, 2009Dec 16, 2009
James GoolsbyScott & Stringfellow, LLC otherMorgan Keegan & Company, LLC otherOtherDec 14, 2009Nov 30, 2009
Lars Edward LassenScott & Stringfellow, LLC otherMagnolia Lane Capital, LLC state registeredOtherNov 11, 2009Mar 5, 2015 (1940 d)
Ronald A CainScott & Stringfellow, LLC otherWells Fargo Advisors wirehouseOtherMay 20, 2009May 8, 2009
Robert Carter KnobelScott & Stringfellow, LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherMar 23, 2009Mar 13, 2009
Stuart Jay KnobelScott & Stringfellow, LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherMar 23, 2009Mar 13, 2009
Daniel Benjamin BufkinScott & Stringfellow, LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherMar 23, 2009Jul 14, 2009 (113 d)
Stephen Richard ColemanScott & Stringfellow, LLC otherWells Fargo Advisors wirehouseOtherFeb 23, 2009Feb 13, 2009
Andrew Harrison PeatrossScott & Stringfellow, LLC otherWells Fargo Advisors wirehouseOtherFeb 12, 2009Jan 30, 2009
Alfred Llewellyn HobgoodScott & Stringfellow, LLC otherWells Fargo Advisors wirehouseOtherFeb 12, 2009Jan 30, 2009
Kathryn Grantz CatalanaScott & Stringfellow, LLC otherNew England Securities Corporation otherOtherJan 15, 2009Feb 19, 2009 (35 d)
Carol Jones OwensScott & Stringfellow, LLC otherLPL Financial LLC otherOtherDec 5, 2008Dec 1, 2008
William Harvey BryantScott & Stringfellow, LLC otherH. Beck, Inc. otherOtherAug 28, 2008Sep 5, 2008
Don Pratt FergusonScott & Stringfellow, LLC otherVoya Financial Advisors, Inc. otherOtherJun 27, 2008Jul 2, 2008
James ElliottScott & Stringfellow, LLC otherVoya Financial Advisors, Inc. otherOtherJun 26, 2008Jul 8, 2008
Corey David UmedaScott & Stringfellow, LLC otherCharles Schwab & Co., Inc. national BDOtherJun 3, 2008Jun 20, 2008
Jennifer Hatcher BeaulieuScott & Stringfellow, LLC otherBb&T Investment Services, Inc. no RAUMOtherMay 16, 2008May 20, 2008
Jennifer Lynne WhiteScott & Stringfellow, LLC otherCitigroup Global Markets Inc. otherOtherFeb 26, 2008Mar 4, 2008
Susan Greene LockwoodScott & Stringfellow, LLC otherErisa Plan Services Inc otherOtherFeb 22, 2008Jan 12, 2009 (325 d)
Leonard Jackson TaylorScott & Stringfellow, LLC otherErisa Plan Services Inc otherOtherJan 22, 2008Jan 12, 2009 (356 d)
Joseph Trenary IrvinScott & Stringfellow, LLC otherWells Fargo Advisors wirehouseOtherDec 14, 2007Nov 16, 2007
Heather Michelle LeeScott & Stringfellow, LLC otherWells Fargo Advisors wirehouseOtherOct 29, 2007May 6, 2008 (190 d)
Lauren Andrews MccartyScott & Stringfellow, LLC otherCreative Planning independent RIAOtherJun 21, 2007Feb 22, 2022 (5360 d)
David Fielding HavensScott & Stringfellow, LLC otherUBS Financial Services Inc. wirehouseOtherMay 31, 2007May 25, 2007
Craig Taylor FergusonScott & Stringfellow, LLC otherAnderson Griggs Investments otherOtherMay 16, 2007Aug 6, 2020 (4831 d)
Karl Kilpatrick MuellerScott & Stringfellow, LLC otherFirst Citizens Asset Management, Inc mixed wealthOtherDec 20, 2006Jan 2, 2026 (6953 d)
Paul (Nmn) FultonScott & Stringfellow, LLC otherDeutsche Bank Securities Inc. otherOtherOct 23, 2006Oct 20, 2006
Bond Munroe Boardman BellScott & Stringfellow, LLC otherVoya Financial Advisors, Inc. otherOtherAug 2, 2006Oct 3, 2006 (62 d)
William Proctor GreathouseScott & Stringfellow, LLC otherRBC Capital Markets, LLC national BDOtherAug 2, 2006Jul 21, 2006
Clayton Shawn GibsonScott & Stringfellow, LLC otherBb&T Asset Management, Inc. unclassifiedOtherMay 10, 2006Aug 17, 2006 (99 d)
Thomas Norwood AndersonScott & Stringfellow, LLC otherUBS Financial Services Inc. wirehouseOtherMar 7, 2006Feb 17, 2006
Ralph Hartwell SaundersScott & Stringfellow, LLC otherAmeriprise Advisor Services, Inc. unclassifiedOtherJan 23, 2006Jan 24, 2006
Kevin Matthew JamesScott & Stringfellow, LLC otherOsaic Fa, Inc. otherOtherJan 10, 2006Feb 9, 2012 (2221 d)
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83 moves match.