DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fifth Third Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Mark Wheeler | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 3, 2026 | Sep 2, 2026 |
| Eric James Silsby | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2026 | Sep 11, 2026 |
| Jose Aguilera | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 24, 2026 | Sep 9, 2026 |
| Ranjini Pathak | Fifth Third Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 25, 2026 |
| Megan Cherie Boston Wood | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 14, 2026 | Aug 18, 2026 |
| Jermeir Lechet Jackson Stroud | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 31, 2026 | Aug 20, 2026 |
| Ian Foreman | Fifth Third Securities, Inc. BD affiliated | Entrusted Stewardship LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 24, 2026 | Aug 26, 2026 (33 d) |
| Scott D Clark | Fifth Third Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Jul 16, 2026 |
| Jeffrey Fay | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jun 26, 2026 |
| Robert David Church | Fifth Third Securities, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jun 30, 2026 |
| Caleb C Duckworth | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jun 25, 2026 |
| Uriah Burke | Fifth Third Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 10, 2026 |
| Malak Rabi | Fifth Third Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | Jun 9, 2026 |
| Angela Myers | Fifth Third Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | May 19, 2026 |
| Nicholas Robinson | Fifth Third Securities, Inc. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 8, 2026 | May 12, 2026 |
| Jeff Good | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | May 4, 2026 |
| Stephen Laurence Peloquin | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | May 27, 2026 |
| Matthew Shawn Parks | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2026 | Apr 20, 2026 |
| Sean Patrick Clark | Fifth Third Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 23, 2026 | May 26, 2026 (33 d) |
| Kevin Thomas Hopperton | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2026 | Apr 20, 2026 |
| Salvatore Anthony D'Alessandro | Fifth Third Securities, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Apr 13, 2026 |
| Chancey Zifko | Fifth Third Securities, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Apr 9, 2026 |
| Kenneth Samuel Jenkins | Fifth Third Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2026 | May 11, 2026 (49 d) |
| Lisbeth C. Guerrero Aguirre | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 13, 2026 | Mar 11, 2026 |
| Craig Brown | Fifth Third Securities, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2026 | Feb 18, 2026 |
| Tanner Locey | Fifth Third Securities, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Feb 24, 2026 |
| Mark R Schneider | Fifth Third Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2026 | Jan 15, 2026 |
| Kimberley B Foster | Fifth Third Securities, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2026 | Feb 9, 2026 |
| Tamara Rae Richison | Fifth Third Securities, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 8, 2026 | Jan 28, 2026 |
| Christopher Jackson | Fifth Third Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2025 | Dec 16, 2025 |
| Todd A Turpin | Fifth Third Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 19, 2025 | Dec 11, 2025 |
| Christopher Mark Sampley | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 13, 2025 | Nov 20, 2025 |
| Victoria Mccrindle | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 29, 2025 | Nov 12, 2025 |
| Bethany Youngs | Fifth Third Securities, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2025 | Mar 2, 2026 (126 d) |
| Fernando D Arroyo | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2025 | Jun 8, 2026 (224 d) |
| Austin Ward | Fifth Third Securities, Inc. BD affiliated | Touchstone Advisors Inc asset manager | Other | Oct 16, 2025 | Oct 20, 2025 |
| Casey Marie Laframboise | Fifth Third Securities, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Oct 22, 2025 |
| Michelle R Schroeder | Fifth Third Securities, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2025 | Sep 24, 2025 |
| Tyler Thomas Brumfield | Fifth Third Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 11, 2025 | Sep 23, 2025 |
| Alicia Noriega | Fifth Third Securities, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Sep 11, 2025 |
| Nichol Stimac | Fifth Third Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 19, 2025 | Aug 29, 2025 |
| Andrew J. Nothstine | Fifth Third Securities, Inc. BD affiliated | Wesbanco Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2025 | Aug 1, 2025 |
| Timothy Kamp | Fifth Third Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Aug 1, 2025 |
| Jarrod Tipton | Fifth Third Securities, Inc. BD affiliated | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2025 | Nov 3, 2025 (103 d) |
| Devidas Dharamdasani Ramchand | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 8, 2025 | Jul 24, 2025 |
| Adam Mcgrath | Fifth Third Securities, Inc. BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2025 | Jul 14, 2025 |
| Michael Dodge | Fifth Third Securities, Inc. BD affiliated | Annex Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2025 | Jul 16, 2025 |
| Nicholas R Gooch | Fifth Third Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 26, 2025 | Aug 1, 2025 (36 d) |
| Antonio Robinson | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 5, 2025 | Jun 24, 2025 |
| Karim Shady | Fifth Third Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2025 | Jun 9, 2025 |
| Thomas Nehring | Fifth Third Securities, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2025 | Jun 3, 2025 |
| Nicole Phifer | Fifth Third Securities, Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | May 27, 2025 | Sep 3, 2025 (99 d) |
| Luke J Franks | Fifth Third Securities, Inc. BD affiliated | Advisory Alpha, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2025 | Jun 4, 2025 (37 d) |
| Thomas Gonzales | Fifth Third Securities, Inc. BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2025 | Apr 4, 2025 |
| Logan T Petre | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 31, 2025 | Apr 10, 2025 |
| Kimberly Ann Lutes | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2025 | Mar 12, 2025 |
| Wesley A. Billings | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 18, 2025 | Mar 7, 2025 |
| Alec Jacob | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 18, 2025 | Aug 1, 2025 (164 d) |
| Paolo Giannandrea | Fifth Third Securities, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Feb 25, 2025 |
| Logan Mariel Bullard | Fifth Third Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 23, 2025 | Jan 17, 2025 |
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1,257 moves match.