DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fifth Third Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Drew Tuchfarber | Fifth Third Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2021 | Sep 2, 2021 (65 d) |
| Elida Zeneli | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 24, 2021 | Oct 21, 2021 (119 d) |
| Mason Dean Rodill | Fifth Third Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 9, 2021 | Aug 30, 2021 (82 d) |
| Christopher David Holt | Fifth Third Securities, Inc. BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2021 | Oct 13, 2021 (131 d) |
| Sarah Dupuy-Rasmussen | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2021 | May 30, 2021 |
| Brenda A. Wheatley | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 21, 2021 | Jul 16, 2021 (56 d) |
| Max T. Weston | Fifth Third Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2021 | Sep 15, 2021 (117 d) |
| Trenton Kenneth Whalen | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 19, 2021 | Jan 10, 2024 (966 d) |
| Brian P Merrick | Fifth Third Securities, Inc. BD affiliated | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2021 | May 3, 2022 (361 d) |
| James Kenneth Pollard | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 6, 2021 | Jun 15, 2021 (40 d) |
| Ryan Steven Watt | Fifth Third Securities, Inc. BD affiliated | Objective Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2021 | May 5, 2021 |
| Jason A Tosh | Fifth Third Securities, Inc. BD affiliated | Objective Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2021 | May 5, 2021 |
| Robert Michael Schaefer | Fifth Third Securities, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2021 | Apr 21, 2021 |
| John V Thompson | Fifth Third Securities, Inc. BD affiliated | Valmark Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2021 | Apr 15, 2021 |
| Abby Robertson Nolan | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 19, 2021 | Mar 15, 2021 |
| Patricia A Reyes | Fifth Third Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 8, 2021 | Mar 5, 2021 |
| Belinda Yolanda Castellanos | Fifth Third Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 8, 2021 | Mar 5, 2021 |
| Joshua William Dunn | Fifth Third Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 8, 2021 | Mar 5, 2021 |
| Paul Mike Cox | Fifth Third Securities, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 1, 2021 | Mar 11, 2021 |
| Courtenay Aaron Kull | Fifth Third Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2021 | Feb 24, 2021 |
| Jaimie Stachowiak | Fifth Third Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2021 | Feb 9, 2021 |
| David John Tupper | Fifth Third Securities, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2021 | Feb 24, 2021 |
| Raanan Yoav Pritzker | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2021 | Aug 22, 2023 (925 d) |
| Eric Benjamin Housman | Fifth Third Securities, Inc. BD affiliated | Fifth Third Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 4, 2021 | Apr 21, 2021 (76 d) |
| Lori Jane Galbraith | Fifth Third Securities, Inc. BD affiliated | Waddell & Reed BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2021 | Jan 29, 2021 |
| T. C Robertson | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 15, 2021 | Jan 11, 2021 |
| Marcelle Gordon | Fifth Third Securities, Inc. BD affiliated | Ele Advisory Services, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2021 | Jan 22, 2021 |
| Shawky A Yoakim | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 15, 2021 | Jan 14, 2021 |
| Jonathan Erik James | Fifth Third Securities, Inc. BD affiliated | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2021 | Mar 23, 2021 (74 d) |
| Kathleen A. Bindas | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 5, 2021 | Feb 11, 2021 (37 d) |
| Danuta M Durkiewicz | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 5, 2021 | Jan 11, 2021 |
| Milan Patel | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 5, 2021 | Feb 7, 2021 (33 d) |
| Stephanie L. Jones | Fifth Third Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Nov 22, 2022 (699 d) |
| David C Olson | Fifth Third Securities, Inc. BD affiliated | Fifth Third Wealth Advisors LLC bank affiliated | Other | Dec 23, 2020 | Nov 5, 2024 (1413 d) |
| Brian Louis Van Jura | Fifth Third Securities, Inc. BD affiliated | Horan Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2020 | May 4, 2026 (1958 d) |
| Robert Michael Cook | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 23, 2020 | Mar 9, 2021 (76 d) |
| Matthew Meyer Ordway | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Aug 2, 2024 (1318 d) |
| Ryan A Hoskins | Fifth Third Securities, Inc. BD affiliated | Benchmark Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2020 | Jun 10, 2025 (1630 d) |
| Sheilakai Strickland | Fifth Third Securities, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 23, 2020 | May 10, 2021 (138 d) |
| Jeff Joseph Cashin | Fifth Third Securities, Inc. BD affiliated | Mayflower Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2020 | May 12, 2022 (505 d) |
| Michael S Rolfes | Fifth Third Securities, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 23, 2020 | Oct 20, 2022 (666 d) |
| Kevin Johns | Fifth Third Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 23, 2020 | Apr 29, 2025 (1588 d) |
| Robert Logan Swieterman | Fifth Third Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Feb 8, 2022 (412 d) |
| Joshua P Marvin | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Jan 4, 2021 |
| Angela Lynn Kerrick-Nusky | Fifth Third Securities, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Apr 29, 2024 (1223 d) |
| Ian N. Hundley | Fifth Third Securities, Inc. BD affiliated | Gryphon Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2020 | Jun 23, 2024 (1278 d) |
| Valerie M Marshall | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 23, 2020 | Jul 17, 2023 (936 d) |
| Matthew Charles Moceri | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 22, 2020 | Dec 7, 2020 |
| Shellie Nicole Baugh | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 18, 2020 | Jan 2, 2021 |
| Kurtis Wade Abraham | Fifth Third Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 18, 2020 | Dec 11, 2020 |
| Meshan Antoinette Smith | Fifth Third Securities, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2020 | Dec 3, 2020 |
| Aaron Bruce Reed | Fifth Third Securities, Inc. BD affiliated | Northcoast Research Partners, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 4, 2020 | Jun 27, 2023 (935 d) |
| Kelly Sue Cavanaugh | Fifth Third Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2020 | Dec 10, 2020 |
| Sean Christopher Paddock | Fifth Third Securities, Inc. BD affiliated | Wealth Dimensions Group, Ltd. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2020 | Jan 27, 2021 (76 d) |
| Cheryl Gill | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 12, 2020 | Dec 21, 2020 (39 d) |
| Paul Webber | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 4, 2020 | Dec 17, 2020 (43 d) |
| Ryan M Kibiloski | Fifth Third Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 4, 2020 | Oct 30, 2020 |
| Richard L Tober | Fifth Third Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2020 | Jan 28, 2021 (85 d) |
| Lori Jeanne Taylor | Fifth Third Securities, Inc. BD affiliated | Cwa Asset Management Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2020 | Nov 12, 2020 |
| Andrew Michael Mutlu | Fifth Third Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 4, 2020 | Oct 30, 2020 |
1,258 moves match.