DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Crown Capital Securities, L.P.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jessica Smith Cook	Crown Capital Securities, L.P. other	Commonwealth Financial Network national BD	Other	Oct 24, 2017	Oct 24, 2017
Julie Janette Young-Sedillo	Crown Capital Securities, L.P. other	Raymond James Financial Services Advisors, Inc other	Other	Oct 16, 2017	Oct 11, 2017
Susan Lynn Miller	Crown Capital Securities, L.P. other	Slaten Wealth Management unclassified	Other	Oct 16, 2017	Sep 22, 2017
Julia Elizabeth Coburn	Crown Capital Securities, L.P. other	Centaurus Financial, Inc. BD affiliated	Other	Sep 11, 2017	Jul 13, 2022 (1766 d)
Jeremy A Kisner	Crown Capital Securities, L.P. other	Surevest Wealth Management independent RIA	Other	Jul 18, 2017	Feb 2, 2009
Christina Jenny Mangino	Crown Capital Securities, L.P. other	Surevest Wealth Management independent RIA	Other	Jul 18, 2017	Sep 17, 2012
Matthew Joseph Evans	Crown Capital Securities, L.P. other	Secura Financial independent RIA	Other	Jun 23, 2017	Apr 6, 2016
Darren M Candiotty	Crown Capital Securities, L.P. other	Lifetime Financial, Inc. state registered	Other	May 9, 2017	Jan 3, 2025 (2796 d)
Kristen N Hilty	Crown Capital Securities, L.P. other	Belpointe Asset Management LLC other	Other	Nov 23, 2016	Nov 21, 2016
Dennis Eugene Zaderaka	Crown Capital Securities, L.P. other	Securities America Advisors, Inc. other	Other	Sep 23, 2016	Nov 17, 2016 (55 d)
Michael Allan Blankers	Crown Capital Securities, L.P. other	USA Financial Securities LLC other	Other	Sep 7, 2016	Aug 23, 2016
Gregory Reed Giles	Crown Capital Securities, L.P. other	Tcfg Investment Advisors, LLC independent RIA	Other	Apr 25, 2016	Jan 2, 2020 (1347 d)
Wendy Ellen Fleischmann	Crown Capital Securities, L.P. other	United Planners' Financial Services Of America A Limited Partner other	Other	Jan 8, 2016	Dec 9, 2015
Brandon J Harwell	Crown Capital Securities, L.P. other	Cornerstone Securities LLC independent RIA	Other	Oct 16, 2015	Jun 11, 2014
Christopher Kenneth Buti	Crown Capital Securities, L.P. other	Cornerstone Securities LLC independent RIA	Other	Oct 2, 2015	Sep 3, 2014
Vincent Francis Corso	Crown Capital Securities, L.P. other	Cornerstone Securities LLC independent RIA	Other	Oct 2, 2015	May 20, 2014
Kyle Alan Howell	Crown Capital Securities, L.P. other	Purepath Wealth Management state registered	Other	Dec 31, 2014	Aug 29, 2014
Nelvine Alfonso Ocampo	Crown Capital Securities, L.P. other	Investors Capital Advisory other	Other	Dec 22, 2014	Dec 19, 2014
Blake Charles Knoefel	Crown Capital Securities, L.P. other	Hornor, Townsend & Kent, LLC other	Other	Sep 30, 2014	Oct 27, 2014
Cory James Chapman	Crown Capital Securities, L.P. other	Fsc Securities Corporation other	Other	Aug 18, 2014	Aug 12, 2014
William Morgan Watson	Crown Capital Securities, L.P. other	Pruco Securities, LLC other	Other	Feb 21, 2014	Jan 29, 2014
James Thomas Riner	Crown Capital Securities, L.P. other	Centaurus Financial, Inc. other	Other	Jul 2, 2013	Jun 18, 2013
Tom Michael Prybylo	Crown Capital Securities, L.P. other	Cetera Advisor Networks LLC other	Other	May 21, 2013	May 17, 2013
Frances Kaimihau Wright	Crown Capital Securities, L.P. other	Vsr Advisory Services other	Other	May 17, 2013	May 6, 2013
Justin Thomas Irving	Crown Capital Securities, L.P. other	Irving Advisory Group, LLC state registered	Other	Sep 20, 2012	Dec 20, 2024 (4474 d)
Stephen Brent Leaming	Crown Capital Securities, L.P. other	Sbl Investment Advisors, LLC state registered	Other	Oct 11, 2010	Jan 7, 2011 (88 d)
Jeffrey S Ballek	Crown Capital Securities, L.P. other	Waddell & Reed other	Other	Feb 5, 2010	Apr 9, 2010 (63 d)
Stuart Scibetta	Crown Capital Securities, L.P. other	Valic Financial Advisors, Inc. other	Other	Nov 23, 2009	Sep 28, 2010 (309 d)
Larry Joseph Michaels	Crown Capital Securities, L.P. other	J P Turner & Company Capital Management, LLC other	Other	Oct 9, 2009	Oct 2, 2009
John Hanby Foard	Crown Capital Securities, L.P. other	LPL Financial LLC other	Other	Aug 24, 2009	Aug 7, 2009
Patrick Keith Riley	Crown Capital Securities, L.P. other	LPL Financial LLC other	Other	Aug 24, 2009	Aug 7, 2009
Geoffrey Gordon Glazier	Crown Capital Securities, L.P. other	LPL Financial LLC other	Other	May 29, 2009	May 5, 2009
Konstantin Chrenow	Crown Capital Securities, L.P. other	Centaurus Financial, Inc. other	Other	Dec 19, 2008	Nov 10, 2010 (691 d)
Thomas John Oley	Crown Capital Securities, L.P. other	Institutional Securities Corporation other	Other	Oct 10, 2008	Oct 8, 2008
Robert Lee Morrison	Crown Capital Securities, L.P. other	Isc Advisors, Inc. other	Other	Oct 10, 2008	Oct 7, 2013 (1823 d)
Teodora Komitova Grant	Crown Capital Securities, L.P. other	Institutional Securities Corporation other	Other	Oct 10, 2008	Oct 8, 2008
Marc Samuel Aarons	Crown Capital Securities, L.P. other	Financial Advisers Of America, LLC other	Other	Jun 2, 2008	Jun 2, 2008
Betty Elizabeth Azmoon	Crown Capital Securities, L.P. other	Sii Investments, Inc. other	Other	Apr 30, 2008	Apr 11, 2008
Aaron Thomas Waites	Crown Capital Securities, L.P. other	Wells Fargo Advisors wirehouse	Other	Apr 14, 2008	Dec 23, 2021 (5001 d)
Don P Cloud	Crown Capital Securities, L.P. other	Horter Investment Management, LLC other	Other	Feb 14, 2008	Feb 21, 2008
June Joella Vinci	Crown Capital Securities, L.P. other	Osaic Wealth, Inc. other	Other	Oct 15, 2007	Feb 4, 2008 (112 d)
Terrance Samuel Elder	Crown Capital Securities, L.P. other	Integrity Alliance, LLC other	Other	Sep 18, 2007	Sep 7, 2007
Kevin Maxwell Harris	Crown Capital Securities, L.P. other	Avantax Advisory Services other	Other	Sep 5, 2006	Oct 2, 2006
Karen Rhoda Codman	Crown Capital Securities, L.P. other	Fsc Securities Corporation other	Other	Jul 26, 2006	Jul 27, 2006
Kyle David Addington	Crown Capital Securities, L.P. other	Kovack Advisors, Inc. other	Other	Aug 17, 2005	Oct 18, 2006 (427 d)
Jimmy Ray Turner	Crown Capital Securities, L.P. other	Waddell & Reed other	Other	May 18, 2005	May 18, 2005
Monique Renee Marshall	Crown Capital Securities, L.P. other	Raymond James Financial Services, Inc. unclassified	Other	Jun 18, 2004	Jun 21, 2004
Christopher John Sullivan	Crown Capital Securities, L.P. other	Kovack Securities Inc. unclassified	Other	Mar 29, 2004	Jul 27, 2004 (120 d)

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168 moves match.