DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Equitable Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mitchell Oyer Weeks | Equitable Advisors, LLC national BD | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2026 | Apr 15, 2026 (41 d) |
| Chase Hillenbrand | Equitable Advisors, LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 5, 2026 | Apr 14, 2026 (40 d) |
| James Rodney White | Equitable Advisors, LLC national BD | Stonebridge Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 4, 2026 | Mar 2, 2026 |
| Charlotte Ann Sloan | Equitable Advisors, LLC national BD | Stonebridge Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 4, 2026 | Mar 3, 2026 |
| Roberta Lynn Bechtel | Equitable Advisors, LLC national BD | Stonebridge Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 4, 2026 | Mar 3, 2026 |
| Christopher Worthington | Equitable Advisors, LLC national BD | Stonebridge Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 4, 2026 | Mar 2, 2026 |
| Mitchell Louis Bortolotto | Equitable Advisors, LLC national BD | Stonebridge Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 4, 2026 | Mar 2, 2026 |
| Michael Joseph Worthington | Equitable Advisors, LLC national BD | Stonebridge Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 4, 2026 | Mar 2, 2026 |
| Kyle Singleton | Equitable Advisors, LLC national BD | Stonebridge Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 4, 2026 | Mar 2, 2026 |
| Michael Garrigan | Equitable Advisors, LLC national BD | Stonebridge Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 4, 2026 | Mar 2, 2026 |
| Nico Taylor Russo | Equitable Advisors, LLC national BD | Stonebridge Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 4, 2026 | Mar 2, 2026 |
| Matthew Joseph Mirabella | Equitable Advisors, LLC national BD | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Mar 12, 2026 |
| Tyler Kratochvil | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 4, 2026 | Jun 5, 2026 (93 d) |
| Blair Lawton Martin | Equitable Advisors, LLC national BD | Stonebridge Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 3, 2026 | Mar 2, 2026 |
| Caleb Allen | Equitable Advisors, LLC national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2026 | May 27, 2026 (85 d) |
| Nicholas Imbimbo | Equitable Advisors, LLC national BD | Stonebridge Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 3, 2026 | Mar 2, 2026 |
| Kyle Bryan Daniels | Equitable Advisors, LLC national BD | Stonebridge Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 3, 2026 | Mar 2, 2026 |
| Tyler James Brock | Equitable Advisors, LLC national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2026 | Apr 17, 2026 (45 d) |
| Roman Carid Raies | Equitable Advisors, LLC national BD | Southeast Investments, N.C., Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 3, 2026 | May 7, 2026 (65 d) |
| Cole Stephen Nolte | Equitable Advisors, LLC national BD | Founders Financial Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2026 | Feb 24, 2026 |
| Zachary Seth Carden | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 2, 2026 | Feb 27, 2026 |
| Robert Peter Petrocine | Equitable Advisors, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Mar 2, 2026 |
| Elizabeth Ann Hoffman | Equitable Advisors, LLC national BD | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2026 | Mar 4, 2026 |
| Jonathon Fairman | Equitable Advisors, LLC national BD | Voya Retirement Advisors, LLC other | Other | Feb 25, 2026 | Mar 4, 2026 |
| Emon J Stevenson | Equitable Advisors, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 24, 2026 | Mar 10, 2026 |
| Jack O'Brien | Equitable Advisors, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Feb 27, 2026 |
| Daqian Ning | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Jul 17, 2026 (143 d) |
| Andrew Luis Ferrari | Equitable Advisors, LLC national BD | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2026 | Mar 25, 2026 |
| Stephen C Fox | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2026 | Mar 5, 2026 |
| Scott Burns | Equitable Advisors, LLC national BD | State Farm Investment Management Corp. asset manager | Other | Feb 20, 2026 | Apr 28, 2026 (67 d) |
| Ethan Sloan Carr | Equitable Advisors, LLC national BD | Independent Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 19, 2026 | Feb 12, 2026 |
| Sean Matthew Mclean | Equitable Advisors, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2026 | Mar 30, 2026 (39 d) |
| Caleb Porter Buddington | Equitable Advisors, LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 19, 2026 | Sep 17, 2026 (210 d) |
| Jonathan Velasquez | Equitable Advisors, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 18, 2026 | Apr 29, 2026 (70 d) |
| Eric Tran | Equitable Advisors, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Jun 16, 2026 (124 d) |
| Michael Jonathon Garcar | Equitable Advisors, LLC national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Feb 23, 2026 |
| Isabella Dantas Mccloskey | Equitable Advisors, LLC national BD | Nerdwallet Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2026 | Mar 3, 2026 |
| Christian Tyler Campbell | Equitable Advisors, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Apr 1, 2026 (48 d) |
| Ryan James Smith | Equitable Advisors, LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 11, 2026 | Feb 19, 2026 |
| Nathan Randall | Equitable Advisors, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 10, 2026 | May 7, 2026 (86 d) |
| Sam Michael Vercillo | Equitable Advisors, LLC national BD | Gateway Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2026 | Feb 4, 2026 |
| Joseph Wallace | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 6, 2026 | Jan 30, 2026 |
| Howard Anthony Mascoe | Equitable Advisors, LLC national BD | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2026 | Mar 27, 2026 (50 d) |
| Aaron Charles Piquet | Equitable Advisors, LLC national BD | Gateway Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2026 | Feb 5, 2026 |
| Joseph Daniel Petrelli | Equitable Advisors, LLC national BD | Lifeworks Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2026 | Mar 10, 2026 (33 d) |
| Malik Samara | Equitable Advisors, LLC national BD | Jaeger Wealth Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 5, 2026 | Jul 17, 2026 (162 d) |
| Adam Michael Farrell | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 4, 2026 | Jun 10, 2026 (126 d) |
| Brandon Kenji Lew | Equitable Advisors, LLC national BD | Kera Capital Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2026 | Mar 2, 2026 |
| Michael Daniel Gregory | Equitable Advisors, LLC national BD | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Jun 29, 2026 (145 d) |
| Kyle Verwoert | Equitable Advisors, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2026 | Jan 27, 2026 |
| Jack Peter Wildman | Equitable Advisors, LLC national BD | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2026 | Jun 3, 2026 (121 d) |
| William James Wright | Equitable Advisors, LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2026 | Sep 17, 2026 (227 d) |
| Toshie Miura | Equitable Advisors, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2026 | Feb 4, 2026 |
| Phillip Boveri | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 30, 2026 | Jul 10, 2026 (161 d) |
| Cooper Douglas Roman | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 30, 2026 | Jun 1, 2026 (122 d) |
| Juan Manuel Preciado | Equitable Advisors, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jan 23, 2026 |
| Nicholas James Troha | Equitable Advisors, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Feb 10, 2026 |
| Katherine Dorazio | Equitable Advisors, LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Apr 2, 2026 (65 d) |
| Donovan Michael Henkel | Equitable Advisors, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 27, 2026 | Feb 27, 2026 (31 d) |
| Kyle Mazei | Equitable Advisors, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 27, 2026 | Feb 20, 2026 |
6,259 moves match.