DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Equitable Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ian White | Equitable Advisors, LLC national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2025 | Feb 10, 2026 (57 d) |
| Yashasvi Singh | Equitable Advisors, LLC national BD | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2025 | Jan 26, 2026 (42 d) |
| Abigail Rose Leitten | Equitable Advisors, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 12, 2025 | Dec 23, 2025 |
| Liam Joseph Difonzo | Equitable Advisors, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2025 | Dec 11, 2025 |
| Samantha Faith Heiser | Equitable Advisors, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2025 | Feb 17, 2026 (67 d) |
| James Thomas Chapman | Equitable Advisors, LLC national BD | Aragon Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 11, 2025 | Dec 2, 2025 |
| Ryan Ward Stanick | Equitable Advisors, LLC national BD | Crestwood Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2025 | Dec 19, 2025 |
| Brenden Marzano | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 9, 2025 | Jan 15, 2026 (37 d) |
| Joshua Gurvey | Equitable Advisors, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Dec 9, 2025 | Mar 10, 2026 (91 d) |
| Ethan Albert Kupfer | Equitable Advisors, LLC national BD | Cornerstone Planning Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2025 | Jul 30, 2026 (233 d) |
| Kadeem M Brown | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 8, 2025 | Jul 30, 2026 (234 d) |
| Roman Christian Laus | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 8, 2025 | Feb 4, 2026 (58 d) |
| Nathan Yan-Zhi Tan | Equitable Advisors, LLC national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2025 | Apr 15, 2026 (128 d) |
| Mason Sova | Equitable Advisors, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2025 | Dec 10, 2025 |
| Jordan Bryce Zuger | Equitable Advisors, LLC national BD | Key Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2025 | Dec 9, 2025 |
| Nathaniel B Wojcik | Equitable Advisors, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 8, 2025 | Feb 4, 2026 (58 d) |
| Juan Antonio Lebrija | Equitable Advisors, LLC national BD | Lifecapital Partners LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 4, 2025 | Nov 23, 2025 |
| Sean Mchugh | Equitable Advisors, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 4, 2025 | Jan 12, 2026 (39 d) |
| Roberto Guillermo Schwartz | Equitable Advisors, LLC national BD | Lifecapital Partners LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 3, 2025 | Nov 21, 2025 |
| Eduardo Antonio Schwartz | Equitable Advisors, LLC national BD | Lifecapital Partners LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 3, 2025 | Nov 21, 2025 |
| Matthew Geiger | Equitable Advisors, LLC national BD | Brookstone Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2025 | Sep 9, 2026 (280 d) |
| Spencer Schreiber Miller | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2025 | Jan 13, 2026 (42 d) |
| Christopher Matthew Schmitt | Equitable Advisors, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2025 | Jan 8, 2026 (44 d) |
| Nolan David Milton Orr | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 25, 2025 | Dec 8, 2025 |
| Nathan O'Connell | Equitable Advisors, LLC national BD | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 24, 2025 | Nov 20, 2025 |
| Mariana A Durante | Equitable Advisors, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2025 | Nov 24, 2025 |
| Alexis Irene Switzer | Equitable Advisors, LLC national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2025 | Dec 15, 2025 |
| Isabella Nicole Palagonia | Equitable Advisors, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 24, 2025 | Dec 8, 2025 |
| Michael J Giambelluca | Equitable Advisors, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 24, 2025 | Jul 29, 2026 (247 d) |
| James Orchard | Equitable Advisors, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 21, 2025 | Jan 14, 2026 (54 d) |
| Victoria Noelle Singletary | Equitable Advisors, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Dec 1, 2025 |
| Zachary R Munjas | Equitable Advisors, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 18, 2025 |
| Zackery Guerrero | Equitable Advisors, LLC national BD | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 21, 2025 |
| Matthew Samuel Powers | Equitable Advisors, LLC national BD | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | May 28, 2026 (189 d) |
| Lisa Estellla Mcmillan | Equitable Advisors, LLC national BD | Hub Investment Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 20, 2025 | Mar 17, 2026 (117 d) |
| Erik Gunnar Galsgaard | Equitable Advisors, LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Dec 26, 2025 (36 d) |
| Seth Patrick Rudy Higgins | Equitable Advisors, LLC national BD | Hb Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2025 | Dec 2, 2025 |
| Isabella Ciresi | Equitable Advisors, LLC national BD | Hennion & Walsh Asset Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2025 | Jan 8, 2026 (51 d) |
| John Stephen Reilly | Equitable Advisors, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2025 | Feb 6, 2026 (81 d) |
| Justin Christopher Ozdany-Newman | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2025 | Feb 25, 2026 (100 d) |
| Clayton J Lawrence | Equitable Advisors, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 17, 2025 | Jan 14, 2026 (58 d) |
| Tameika M Thomas | Equitable Advisors, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2025 | Jan 5, 2026 (52 d) |
| Ethan Alexander Strickland | Equitable Advisors, LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2025 | Mar 16, 2026 (123 d) |
| Nicolas Ruiz Colodrero | Equitable Advisors, LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2025 | Jan 7, 2026 (55 d) |
| Dante Bailey | Equitable Advisors, LLC national BD | Wj Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2025 | Jun 15, 2026 (214 d) |
| Brett Allen Patmore | Equitable Advisors, LLC national BD | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2025 | Jul 8, 2026 (237 d) |
| Axel Lara | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 13, 2025 | Nov 14, 2025 |
| William Mccoy Webster | Equitable Advisors, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2025 | Dec 8, 2025 |
| Ryan Spencer | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 12, 2025 | Dec 1, 2025 |
| Cyril Rudy Nii Sarkwa Fenny | Equitable Advisors, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 12, 2025 | Dec 4, 2025 |
| John Hovik Yacoubian | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2025 | Nov 10, 2025 |
| Kenyon Terrance Tadlock | Equitable Advisors, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Nov 10, 2025 | Jan 22, 2026 (73 d) |
| Michael A. Chvedov | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 10, 2025 | Mar 9, 2026 (119 d) |
| Philip Charles Nuccetelli | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2025 | Feb 10, 2026 (95 d) |
| James Andrew Alders | Equitable Advisors, LLC national BD | Forefront independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2025 | Oct 31, 2025 |
| Lewis Salvati | Equitable Advisors, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2025 | Nov 12, 2025 |
| Chaerin Lee | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 5, 2025 | Nov 24, 2025 |
| Benjamin D Patrzalek | Equitable Advisors, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Nov 12, 2025 |
| Mcrae Grace | Equitable Advisors, LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Nov 21, 2025 |
| Patrick Larkin | Equitable Advisors, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Jan 21, 2026 (78 d) |
6,259 moves match.