DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Citigroup Global Markets Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andre Mangano | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2026 | Feb 9, 2026 |
| Steve Hahn | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 9, 2026 | Jan 26, 2026 |
| James Daniel Mihm | Citigroup Global Markets Inc. BD affiliated | Arta Finance independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2026 | Mar 18, 2026 (40 d) |
| Mark Richard Turner | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Mar 24, 2026 (48 d) |
| Matan Jonathan Stein | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Apr 15, 2026 (70 d) |
| Zachary Blumenthal | Citigroup Global Markets Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Feb 2, 2026 | Apr 11, 2026 (68 d) |
| Jonathan Archila | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 26, 2026 | Apr 28, 2026 (92 d) |
| Abdul Ferogh | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 22, 2026 | Jan 15, 2026 |
| Andrew Brian Mischel | Citigroup Global Markets Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2026 | Mar 19, 2026 (71 d) |
| Juan Clemenza | Citigroup Global Markets Inc. BD affiliated | Insigneo Advisory Services, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2026 | Aug 5, 2026 (215 d) |
| Paul Mary Joseph Cooke | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 24, 2025 | Dec 23, 2025 |
| James Robert Trousdale | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 24, 2025 | Dec 22, 2025 |
| Julian Mauro D Ambrosi | Citigroup Global Markets Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2025 | Jan 9, 2026 |
| Michael Erb | Citigroup Global Markets Inc. BD affiliated | RBC Rochdale, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2025 | Feb 25, 2026 (72 d) |
| Waheed Anzar Siddiqui | Citigroup Global Markets Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2025 | Nov 21, 2025 |
| Angel Ruben Tineo | Citigroup Global Markets Inc. BD affiliated | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2025 | Dec 19, 2025 |
| George E. Marin | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 4, 2025 | May 21, 2026 (168 d) |
| Jason Beutel | Citigroup Global Markets Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 4, 2025 | Feb 24, 2026 (82 d) |
| Daniel R. Smart | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 4, 2025 | Jul 8, 2026 (216 d) |
| Richard G. Sosa | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 4, 2025 | Jan 23, 2026 (50 d) |
| Cassandra Lea Truesdale Gutierrez | Citigroup Global Markets Inc. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Feb 11, 2026 (69 d) |
| Velia Daniel | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 20, 2025 | Dec 16, 2025 |
| Bryan Ross Cohen | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 19, 2025 | Nov 13, 2025 |
| Helen Elizabeth Wang | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 18, 2025 | Jan 15, 2026 (58 d) |
| Sarah Draper | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 18, 2025 | Nov 13, 2025 |
| Ali Akbar Hasta | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 17, 2025 | Dec 5, 2025 |
| Eric James Bradley | Citigroup Global Markets Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2025 | Nov 5, 2025 |
| Megan Dia | Citigroup Global Markets Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2025 | Nov 5, 2025 |
| Miguel Cortes | Citigroup Global Markets Inc. BD affiliated | L 1 Global Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2025 | Feb 23, 2026 (103 d) |
| Vikram Singh | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 10, 2025 | Jan 7, 2026 (58 d) |
| Rory J Mccullough | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 7, 2025 | Nov 19, 2025 |
| William Desantis | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2025 | Nov 25, 2025 (35 d) |
| Roberto Emanuel Cortes-Garcia | Citigroup Global Markets Inc. BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2025 | Dec 3, 2025 (50 d) |
| Anthony Hemawarman | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 13, 2025 | Oct 28, 2025 |
| Melissa Lam | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 10, 2025 | Oct 7, 2025 |
| Wenjun Luo | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 8, 2025 | Nov 4, 2025 |
| Lee Vann Erby | Citigroup Global Markets Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2025 | Nov 18, 2025 (42 d) |
| Ilhan Yargi | Citigroup Global Markets Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 6, 2025 | Oct 25, 2025 |
| Robert Joseph Patrick Sforza | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 30, 2025 | Sep 25, 2025 |
| Eric Demarcus | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 26, 2025 | Sep 19, 2025 |
| Clayton Wesley Sturgeon | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 26, 2025 | Sep 24, 2025 |
| Jaimie Christina Miller | Citigroup Global Markets Inc. BD affiliated | Capital Group Private Client Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2025 | Oct 28, 2025 (32 d) |
| Albert Dandrea | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 22, 2025 | Sep 11, 2025 |
| Masood Niazi | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 22, 2025 | Sep 17, 2025 |
| Emma Coyne | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 22, 2025 | Oct 13, 2025 |
| Beatriz Ramosjusto | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 22, 2025 | Sep 19, 2025 |
| Jeremiah Walter Duda | Citigroup Global Markets Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 22, 2025 | May 26, 2026 (246 d) |
| Shirin Rastegar | Citigroup Global Markets Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2025 | Dec 5, 2025 (80 d) |
| Nicholas Thomas Mccartan | Citigroup Global Markets Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2025 | Sep 8, 2025 |
| Bernadette Dawn Carman | Citigroup Global Markets Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 12, 2025 | Aug 29, 2025 |
| Craig Thomas Kramer | Citigroup Global Markets Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 12, 2025 | Aug 29, 2025 |
| Paul Atala | Citigroup Global Markets Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 12, 2025 | Sep 2, 2025 |
| Rahul Gupta | Citigroup Global Markets Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 12, 2025 | Aug 29, 2025 |
| Sean Michael Sweeney | Citigroup Global Markets Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 12, 2025 | Aug 29, 2025 |
| Nicolas Agudelo Gomez | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 12, 2025 | Sep 4, 2025 |
| John Bernadin | Citigroup Global Markets Inc. BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2025 | Oct 28, 2025 (46 d) |
| Edward Lupo | Citigroup Global Markets Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 2, 2025 | Sep 4, 2026 (367 d) |
| Kevin Gerard Betts | Citigroup Global Markets Inc. BD affiliated | RBC Rochdale, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2025 | Sep 12, 2025 |
| Karina Faist | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 1, 2025 | Sep 5, 2025 |
| Kevin Michael Chabrier | Citigroup Global Markets Inc. BD affiliated | Blackrock Investment Management, LLC other | Other | Sep 1, 2025 | Sep 9, 2025 |
5,931 moves match.