DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Citigroup Global Markets Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Marisa Luciano | Citigroup Global Markets Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2025 | May 19, 2025 |
| Varoon G Jewahar | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 9, 2025 | Feb 27, 2026 (294 d) |
| Doris J Maule | Citigroup Global Markets Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 8, 2025 | Jun 4, 2025 |
| Stephen Cook Baird | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 8, 2025 | May 15, 2025 |
| Ana Sofia Dominguez | Citigroup Global Markets Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 8, 2025 | May 5, 2025 |
| Providencia Mordan | Citigroup Global Markets Inc. BD affiliated | Ocean Financial Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 8, 2025 | May 14, 2025 |
| Ricardo Wilson Reyes | Citigroup Global Markets Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2025 | Oct 6, 2025 (151 d) |
| Oscar Andres Hernandez | Citigroup Global Markets Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2025 | Apr 2, 2025 |
| Gerald Gordon Hazel | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 30, 2025 | May 7, 2025 |
| Edoardo Bassi | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 29, 2025 | Apr 8, 2025 |
| Matthew Choi | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 28, 2025 | May 20, 2025 |
| Angel Barra | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 25, 2025 | May 6, 2025 |
| Terry Daniel Rohm | Citigroup Global Markets Inc. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2025 | Apr 29, 2025 |
| Santiago Robledo | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 24, 2025 | May 6, 2025 |
| Carolina Young Votto | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 24, 2025 | May 13, 2025 |
| Thomas Doyle Thigpen | Citigroup Global Markets Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2025 | Jun 11, 2026 (419 d) |
| Jonathan Nicholas Woo | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 11, 2025 | Mar 28, 2025 |
| Joseph Jordan Migdol | Citigroup Global Markets Inc. BD affiliated | Total Wealth Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2025 | Apr 8, 2025 |
| Diana Gonzalez | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 4, 2025 | Apr 8, 2025 |
| Nancy C Neal | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 3, 2025 | Apr 18, 2025 |
| Christopher Demafeliz Hufana | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 1, 2025 | Mar 14, 2025 |
| Thad Denton King | Citigroup Global Markets Inc. BD affiliated | Cedarwood Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2025 | Mar 14, 2025 |
| Reynaldo Hellmund | Citigroup Global Markets Inc. BD affiliated | Insigneo Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2025 | Apr 1, 2025 |
| Eduardo Ortega-Sierra | Citigroup Global Markets Inc. BD affiliated | Bci Securities, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 28, 2025 | Apr 30, 2025 (33 d) |
| Zachary W. Hieb | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 28, 2025 | Apr 4, 2025 |
| Jason Shulman | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2025 | Mar 4, 2025 |
| Seif Ibrahim | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 26, 2025 | Apr 21, 2025 |
| Sheri M Astorino | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2025 | Mar 18, 2025 |
| Alexander Schultz | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 21, 2025 | Mar 24, 2025 |
| Jenice Ann Carter | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 17, 2025 | Mar 19, 2025 |
| Luis Miranda | Citigroup Global Markets Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2025 | Mar 12, 2025 |
| Thomas Walt Lifson | Citigroup Global Markets Inc. BD affiliated | Svb Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2025 | Jul 8, 2025 (132 d) |
| Juan Camilo Amador | Citigroup Global Markets Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2025 | Feb 27, 2025 |
| Pukar Joshi | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2025 | May 7, 2025 (70 d) |
| Owen Coleman Madden | Citigroup Global Markets Inc. BD affiliated | Neuberger Berman Bd LLC no RAUM | Other | Feb 26, 2025 | Dec 2, 2025 (279 d) |
| Francisco Ricardo Badiola | Citigroup Global Markets Inc. BD affiliated | Pinvest mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2025 | Mar 18, 2025 |
| Wendy Chen | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 25, 2025 | Mar 10, 2025 |
| Jessica A Blount | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Feb 14, 2025 |
| Travis Max Reiner | Citigroup Global Markets Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Apr 2, 2026 (402 d) |
| Omar Jallow | Citigroup Global Markets Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 24, 2025 | Mar 20, 2025 |
| Zachary Steven Golub | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Apr 9, 2026 (409 d) |
| Alexander George Hellewell | Citigroup Global Markets Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2025 | Mar 24, 2025 |
| Paulo Seabra | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 14, 2025 | Mar 7, 2025 |
| Joseph Steven Cates | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2025 | Feb 18, 2025 |
| Maikel Cotrina | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 11, 2025 | Feb 5, 2025 |
| Andre Jeboo | Citigroup Global Markets Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Jan 28, 2025 |
| Terrance White | Citigroup Global Markets Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Feb 18, 2025 |
| Daniel Anthony Ryan | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 3, 2025 | Feb 7, 2025 |
| David Belanger | Citigroup Global Markets Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2025 | Jan 16, 2025 |
| Mayra R Haro | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 14, 2025 | Jan 21, 2025 |
| Staceyanne Nonnet Johnson | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 10, 2025 | Feb 21, 2025 (42 d) |
| Jason Chi-Jui Chiu | Citigroup Global Markets Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2025 | May 14, 2025 (124 d) |
| Guadalupe Gonzalez | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 9, 2025 | Jan 15, 2025 |
| Jennifer Lee | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 8, 2025 | Jan 7, 2025 |
| John Christopher Noel | Citigroup Global Markets Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2024 | Jan 15, 2025 |
| Richard Edward Bosco | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2024 | Mar 5, 2025 (75 d) |
| Viral Nayak | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 17, 2024 | Dec 13, 2024 |
| Amir Makarem | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 17, 2024 | Dec 12, 2024 |
| Ahmed H Joumaa | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 17, 2024 | Dec 12, 2024 |
| Robert Kenneth Osowski | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 17, 2024 | Dec 12, 2024 |
5,932 moves match.